首页 >出版文学> Lectures on the Early History of Institutions>第39章
  commandsisonlyoccasional,andnothabitual。Atthesametimea
  dimappreciationoftheprinciplesbroughtintolightbyAustin
  maybedetectedinseveralfamousecclesiasticalcontroversies,
  whichsometimestendtobecomedisputeswhethertheobedienceto
  theSeeofRomewhichisactuallypaidisorisnotsofrequent
  astofallunderthedescriptionofhabitual。
  AfurthercharacteristicofSovereigntyisimmunityfromthe
  controlofeveryotherhumansuperior。Thelimitationis
  obviouslynecessary,forotherwisetheGovernor-GeneralofIndia
  inCouncilwouldbeSovereign,andindeedwouldexhibitacloser
  correspondencewiththemoresalientfeaturesofSovereigntythan
  almostanyotherpotentateonthefaceoftheglobe。
  Thosewhohaveobservedwithwhatslownessdefinite
  conceptionsaredevelopedinthefieldofhistoryandpolitics
  willbepreparedtohearthatthiswholeviewofthenatureof
  SovereigntyisolderthanAustin’swork。But,sofarasmyown
  knowledgeextends,Idonotthinkthatanymaterialportionofit
  isolderthanHobbes。Ontheotherhand,intheLeviathanof
  HobbesandintheChapterDeCiveinhisTreatisefirstpublished
  inLatin,calledtheElementaPhilosophiae,theanalysisof
  GovernmentandSocietyandthedeterminationofSovereigntyare
  sonearlycompletedthatlittlecouldbeaddedtothembyBentham
  andAustin。Theoriginalityoftheselaterwriters,andmore
  particularlyofAustin,residesintheirmuchfullerexamination
  oftheconceptionsdependentonthenotionofSovereignty——
  positivelaw,positiveduty,sanctionandright——insetting
  forththerelationsoftheseconceptionstootherssuperficially
  resemblingthem,incombatingobjectionstothetheorybywhich
  theentiregroupofnotionsareconnectedtogether,andin
  applyingthistheorytocertaincomplexstatesoffactwhichhad
  arisensinceHobbeswrote。Thereis,however,onegreat
  differencebetweenHobbesandhislatestsuccessor。Theprocess
  ofHobbeswasscientific,buthisobjectwaslessscientificthan
  political。When,withakeennessofintuitionandlucidityof
  statementwhichhaveneverbeenrivalled,hehasmadeoutacase
  fortheuniversaltheoreticalexistenceofSovereignty,it
  becomesclearthathehas,tosaytheleast,astrongpreference
  formonarchiesoveraristocraciesanddemocracies,ortousethe
  phraseologyoftheschoolwhichhefoundedforindividualover
  corporateSovereignty。Thoseofhisintellectualfollowerswho
  wouldhaverepudiatedhispoliticshaveoftenassertedthathe
  hasbeenmisunderstood,andnodoubtsomesuperficialreaders
  havesupposedthathewaspointingatdespotismwhenhewas
  reallyreferringtotheessentiallyunqualifiedpowerofthe
  SovereignwhatevertheformoftheSovereignty。ButIdonot
  thinkitcanincandourbedeniedthathisstrongdislikeofthe
  LongParliamentandoftheEnglishCommonlaw,asthegreat
  instrumentofresistancetotheStuartKings,hasoccasionally
  colouredthelanguagewhichheusesinexaminingthenatureof
  Sovereignty,Law,andAnarchy;norisitmatterforsurprisethat
  heshouldhavebeenchargedduringhislifewithhavingdevised
  hissystemwiththesecretintentionofmakinghispeacewiththe
  Protector,thoughtheaccusationitselfissufficientlyrefuted
  bydates。ButAustin’sobjectisstrictlyscientific。Ifhehas
  fallenintoerrors,hehasbeenledintothembyhisphilosophy,
  andhislanguagescarcelyeverbetraysthecolourofhis
  politicalopinions。
  Anotherconsiderabledifferenceisthis。Hobbes,itiswell
  known,speculatedontheoriginofGovernmentandSovereignty。It
  istheonefactwhichsomepersonsseemtohavelearnedabout
  him,andtheyappeartothinkhisphilosophysufficiently
  condemnedbyit。ButAustinbarelyentersonthisenquiry,。and
  indeedheoccasionally,thoughperhapsinadvertently,uses
  languagewhichalmostseemstoimplythatSovereigntyandthe
  conceptionsdependentonithavean*prioriexistence。Nowin
  thismatterImyselfholdthatthemethodofHobbeswascorrect。
  Itistruethatnothingcanbemoreworthlessinitselfthan
  Hobbes’sconjecturalaccountoftheoriginofsocietyand
  government。Mankind,heasserts,wereoriginallyinastateof
  war。Theythenmadeacompactunderwhicheverymanabandonedhis
  powersofaggression,andtheresultwasSovereignty,andthrough
  Sovereigntylaw,peace,andorder。Thetheoryisopentoevery
  sortofobjection。Thereisnoevidenceofanystageofthe
  supposedhistory,andthelittleweknowofprimitiveman
  contradictsit。Theuniversaldisorderoftheraceinitsinfancy
  maybetrueofthecontestsoftribewithtribeandoffamily
  withfamily;butitisnottrueoftherelationsofindividual
  manwithindividualman,whomwe,onthecontrary,firstdiscern
  livingtogetherunderaregimenwhich,ifwearecompelledto
  employmodernphraseology,wemustcalloneofultra-legality。
  And,inaddition,thetheoryisopentopreciselythesame
  objectionasthecounter-hypothesisofLocke,thatitantedates
  themodernjuridicalconceptionofContract。ButstillIthink
  thatHobbesdidcorrectlyinaddressinghimselftotheproblem,
  thoughhedidlittletosolveit。Thedutyofenquiring,ifnot
  howSovereigntyarose,atalleventsthroughwhatstagesithas
  passed,isinmyjudgmentindispensable。Itisonlythusthatwe
  canassureourselvesinwhatdegreetheresultsoftheAustinian
  analysistallywithfacts。
  Thereis,intruth,nothingmoreimportanttothestudentof
  jurisprudencethanthatheshouldcarefullyconsiderhowfarthe
  observedfactsofhumannatureandsocietybearoutthe
  assertionswhicharemadeorseemtobemadeaboutSovereigntyby
  theAnalyticalJurists。Tobeginwith,theseassertionsmustbe
  disentangledfromoneanother。Thefirstofthemisthat,in
  everyindependentcommunityofmen,thereresidesthepowerof
  actingwithirresistibleforceontheseveralmembersofthat
  community。Thismaybeacceptedasactualfact。Ifallthe
  membersofthecommunityhadequalphysicalstrengthandwere
  unarmed,thepowerwouldbeamereresultfromthesuperiorityof
  numbers;but,asamatter。offact,variouscauses,ofwhichmuch
  themostimportanthavebeenthesuperiorphysicalstrengthand
  thesuperiorarmamentofportionsofthecommunityhaveconferred
  onnumericalminoritiesthepowerofapplyingirresistible
  pressuretotheindividualswhomakeupthecommunityasawhole。
  Thenextassertionisthat,ineveryindependentpolitical
  community,thatisineveryindependentcommunityneitherina
  stateofnatureontheonehandnorinastateofanarchyonthe
  other,thepowerofusingordirectingtheirresistibleforce
  stored-upinthesocietyresidesinsomepersonorcombinationof
  personswhobelongtothesocietythemselves。Thetruthofthis
  assertionisstronglysuggestedbyacertainclassoffacts,
  particularlybythepoliticalfactsoftheWesternandModern
  world;butalltherelevantfacts,itmustberecollected,have
  notbeenfullyobserved。Thewholeworld,ofwhichtheoristson
  humannatureareextremelyapttoforgetconsiderablymorethan
  half,andtheentirehistoryofthewholeworld,wouldhavetobe
  examinedbeforewecouldbequitesureofthefacts,and,ifthis
  weredone,itmaybethatagreatnumberofthefactswouldnot
  sostronglysuggesttheconclusion,or,asImyselfthink,the
  assertionwhichweareconsideringwouldnotsomuchbeshownto
  befalseastobeonlyverballytrue,andthereforewithoutthe
  valuewhichitpossessesinsocietiesofthetypetowhichour
  ownbelongs。Anassertion,however,whichthegreatAnalytical
  Juristscannotbechargedwithmaking,butwhichsomeoftheir
  disciplesgoveryneartohazarding,thattheSovereignpersonor
  groupactuallywieldsthestored-upforceofsocietybyan
  uncontrolledexerciseofwill,iscertainlyneverinaccordance
  withfact。Adespotwithadisturbedbrainisthesole
  conceivableexampleofsuchSovereignty。Thevastmassof
  influences,whichwemaycallforshortnessmoral,perpetually
  shapes,limits,orforbidstheactualdirectionoftheforcesof
  societybyitsSovereign。Thisisthepointwhich,ofallothers,
  itispracticallymostnecessarythatthestudentshouldbearin
  mind,becauseitdoesmosttoshowwhattheAustinianviewof
  Sovereigntyreallyis——thatitistheresultofAbstraction。It
  isarrivedatbythrowingasideallthecharacteristicsand
  attributesofGovernmentandSocietyexceptone,andby
  connectingallformsofpoliticalsuperioritytogetherthrough
  theircommonpossessionofforce。Theelementsneglectedinthe
  processarealwaysimportant,sometimesofextremeimportance,
  fortheyconsistofalltheinfluencescontrollinghumanaction
  exceptforcedirectlyappliedordirectlyapprehended;butthe
  operationofthrowingthemasideforpurposesofclassification
  is,Ineedhardlysay,perfectlylegitimatephilosophically,and
  isonlytheapplicationofamethodinordinaryscientificuse。
  Toputthesamethinginanotherway,thatwhichwerejectin
  theprocessofabstractionbywhichtheconceptionofSovereignty
  isreachedistheentirehistoryofeachcommunity。Firstofall,
  itisthehistory,thewholehistoricalantecedents,ofeach
  societybywhichithasbeendeterminedwhere,inwhatpersonor
  group,thepowerofusingthesocialforceistoreside。The
  theoryofSovereigntyneglectsthemodeinwhichtheresulthas
  beenarrivedat,andthusisenabledtoclasstogetherthe
  coerciveauthorityofthegreatKingofPersia,oftheAthenian
  Demos,ofthelaterRomanEmperors,oftheRussianCzar,andof
  theCrownandParliamentofGreatBritain。Next,itisits
  history,theentiremassofitshistoricalantecedents,whichin
  eachcommunitydetermineshowtheSovereignshallexerciseor
  forbearfromexercisinghisirresistiblecoercivepower。Allthat
  constitutesthis——thewholeenormousaggregateofopinions,
  sentiments,beliefs,superstitions,andprejudices,ofideasof
  allkinds,hereditaryandacquired,someproducedbyinstitutions
  andsomebytheconstitutionofhumannature——isrejectedby
  theAnalyticalJurists。Andthusitisthat,sofarasthe
  restrictionsconfinedintheirdefinitionofSovereigntyare
  concerned,theQueenandParliamentofourowncountrymight
  directallweaklychildrentobeputtodeathorestablisha
  systemoflettresdecachet。
  TheprocedureoftheAnalyticalJuristsiscloselyanalogous
  tothatfollowedinmathematicsandpoliticaleconomy。Itis
  strictlyphilosophical,butthepracticalvalueofallsciences
  foundedonabstractionsdependsontherelativeimportanceofthe
  elementsrejectedandtheelementsretainedintheprocessof
  abstraction。Triedbythistest,mathematicalscienceisof
  greatlymorevaluethanpoliticaleconomy,andbothofthemthan
  jurisprudenceasconceivedbythewritersIamcriticising。
  Similarly,themisconceptionstowhichtheAustiniananalysis
  givesriseareverysimilartothosewhichmightbeconceivedas
  embarrassingthestudentofmixedmathematics,andwhichdo
  actuallyembarrassthestudentofpoliticaleconomy。Justasit
  ispossibletoforgettheexistenceoffrictioninnatureandthe
  realityofothermotivesinsocietyexceptthedesiretogrow
  rich,sothepupilofAustinmaybetemptedtoforgetthatthere
  ismoreinactualSovereigntythanforce,andmoreinlawswhich
  arethecommandsofsovereignsthancanbegotoutofthemby
  merelyconsideringthemasregulatedforce。Iamnotpreparedto
  denythatAustinoccasionally,andHobbesfrequently,express
  themselvesasiftheirsystemwerenotlimitedthroughoutbythe
  limitationwhichisatitsbaseAllthegreatmastersof
  Abstractionare,infact,nowandthenbetrayedintospeakingor
  writingasifthematerialsthrownasideinthepurelymental