commandsisonlyoccasional,andnothabitual。Atthesametimea
dimappreciationoftheprinciplesbroughtintolightbyAustin
maybedetectedinseveralfamousecclesiasticalcontroversies,
whichsometimestendtobecomedisputeswhethertheobedienceto
theSeeofRomewhichisactuallypaidisorisnotsofrequent
astofallunderthedescriptionofhabitual。
AfurthercharacteristicofSovereigntyisimmunityfromthe
controlofeveryotherhumansuperior。Thelimitationis
obviouslynecessary,forotherwisetheGovernor-GeneralofIndia
inCouncilwouldbeSovereign,andindeedwouldexhibitacloser
correspondencewiththemoresalientfeaturesofSovereigntythan
almostanyotherpotentateonthefaceoftheglobe。
Thosewhohaveobservedwithwhatslownessdefinite
conceptionsaredevelopedinthefieldofhistoryandpolitics
willbepreparedtohearthatthiswholeviewofthenatureof
SovereigntyisolderthanAustin’swork。But,sofarasmyown
knowledgeextends,Idonotthinkthatanymaterialportionofit
isolderthanHobbes。Ontheotherhand,intheLeviathanof
HobbesandintheChapterDeCiveinhisTreatisefirstpublished
inLatin,calledtheElementaPhilosophiae,theanalysisof
GovernmentandSocietyandthedeterminationofSovereigntyare
sonearlycompletedthatlittlecouldbeaddedtothembyBentham
andAustin。Theoriginalityoftheselaterwriters,andmore
particularlyofAustin,residesintheirmuchfullerexamination
oftheconceptionsdependentonthenotionofSovereignty——
positivelaw,positiveduty,sanctionandright——insetting
forththerelationsoftheseconceptionstootherssuperficially
resemblingthem,incombatingobjectionstothetheorybywhich
theentiregroupofnotionsareconnectedtogether,andin
applyingthistheorytocertaincomplexstatesoffactwhichhad
arisensinceHobbeswrote。Thereis,however,onegreat
differencebetweenHobbesandhislatestsuccessor。Theprocess
ofHobbeswasscientific,buthisobjectwaslessscientificthan
political。When,withakeennessofintuitionandlucidityof
statementwhichhaveneverbeenrivalled,hehasmadeoutacase
fortheuniversaltheoreticalexistenceofSovereignty,it
becomesclearthathehas,tosaytheleast,astrongpreference
formonarchiesoveraristocraciesanddemocracies,ortousethe
phraseologyoftheschoolwhichhefoundedforindividualover
corporateSovereignty。Thoseofhisintellectualfollowerswho
wouldhaverepudiatedhispoliticshaveoftenassertedthathe
hasbeenmisunderstood,andnodoubtsomesuperficialreaders
havesupposedthathewaspointingatdespotismwhenhewas
reallyreferringtotheessentiallyunqualifiedpowerofthe
SovereignwhatevertheformoftheSovereignty。ButIdonot
thinkitcanincandourbedeniedthathisstrongdislikeofthe
LongParliamentandoftheEnglishCommonlaw,asthegreat
instrumentofresistancetotheStuartKings,hasoccasionally
colouredthelanguagewhichheusesinexaminingthenatureof
Sovereignty,Law,andAnarchy;norisitmatterforsurprisethat
heshouldhavebeenchargedduringhislifewithhavingdevised
hissystemwiththesecretintentionofmakinghispeacewiththe
Protector,thoughtheaccusationitselfissufficientlyrefuted
bydates。ButAustin’sobjectisstrictlyscientific。Ifhehas
fallenintoerrors,hehasbeenledintothembyhisphilosophy,
andhislanguagescarcelyeverbetraysthecolourofhis
politicalopinions。
Anotherconsiderabledifferenceisthis。Hobbes,itiswell
known,speculatedontheoriginofGovernmentandSovereignty。It
istheonefactwhichsomepersonsseemtohavelearnedabout
him,andtheyappeartothinkhisphilosophysufficiently
condemnedbyit。ButAustinbarelyentersonthisenquiry,。and
indeedheoccasionally,thoughperhapsinadvertently,uses
languagewhichalmostseemstoimplythatSovereigntyandthe
conceptionsdependentonithavean*prioriexistence。Nowin
thismatterImyselfholdthatthemethodofHobbeswascorrect。
Itistruethatnothingcanbemoreworthlessinitselfthan
Hobbes’sconjecturalaccountoftheoriginofsocietyand
government。Mankind,heasserts,wereoriginallyinastateof
war。Theythenmadeacompactunderwhicheverymanabandonedhis
powersofaggression,andtheresultwasSovereignty,andthrough
Sovereigntylaw,peace,andorder。Thetheoryisopentoevery
sortofobjection。Thereisnoevidenceofanystageofthe
supposedhistory,andthelittleweknowofprimitiveman
contradictsit。Theuniversaldisorderoftheraceinitsinfancy
maybetrueofthecontestsoftribewithtribeandoffamily
withfamily;butitisnottrueoftherelationsofindividual
manwithindividualman,whomwe,onthecontrary,firstdiscern
livingtogetherunderaregimenwhich,ifwearecompelledto
employmodernphraseology,wemustcalloneofultra-legality。
And,inaddition,thetheoryisopentopreciselythesame
objectionasthecounter-hypothesisofLocke,thatitantedates
themodernjuridicalconceptionofContract。ButstillIthink
thatHobbesdidcorrectlyinaddressinghimselftotheproblem,
thoughhedidlittletosolveit。Thedutyofenquiring,ifnot
howSovereigntyarose,atalleventsthroughwhatstagesithas
passed,isinmyjudgmentindispensable。Itisonlythusthatwe
canassureourselvesinwhatdegreetheresultsoftheAustinian
analysistallywithfacts。
Thereis,intruth,nothingmoreimportanttothestudentof
jurisprudencethanthatheshouldcarefullyconsiderhowfarthe
observedfactsofhumannatureandsocietybearoutthe
assertionswhicharemadeorseemtobemadeaboutSovereigntyby
theAnalyticalJurists。Tobeginwith,theseassertionsmustbe
disentangledfromoneanother。Thefirstofthemisthat,in
everyindependentcommunityofmen,thereresidesthepowerof
actingwithirresistibleforceontheseveralmembersofthat
community。Thismaybeacceptedasactualfact。Ifallthe
membersofthecommunityhadequalphysicalstrengthandwere
unarmed,thepowerwouldbeamereresultfromthesuperiorityof
numbers;but,asamatter。offact,variouscauses,ofwhichmuch
themostimportanthavebeenthesuperiorphysicalstrengthand
thesuperiorarmamentofportionsofthecommunityhaveconferred
onnumericalminoritiesthepowerofapplyingirresistible
pressuretotheindividualswhomakeupthecommunityasawhole。
Thenextassertionisthat,ineveryindependentpolitical
community,thatisineveryindependentcommunityneitherina
stateofnatureontheonehandnorinastateofanarchyonthe
other,thepowerofusingordirectingtheirresistibleforce
stored-upinthesocietyresidesinsomepersonorcombinationof
personswhobelongtothesocietythemselves。Thetruthofthis
assertionisstronglysuggestedbyacertainclassoffacts,
particularlybythepoliticalfactsoftheWesternandModern
world;butalltherelevantfacts,itmustberecollected,have
notbeenfullyobserved。Thewholeworld,ofwhichtheoristson
humannatureareextremelyapttoforgetconsiderablymorethan
half,andtheentirehistoryofthewholeworld,wouldhavetobe
examinedbeforewecouldbequitesureofthefacts,and,ifthis
weredone,itmaybethatagreatnumberofthefactswouldnot
sostronglysuggesttheconclusion,or,asImyselfthink,the
assertionwhichweareconsideringwouldnotsomuchbeshownto
befalseastobeonlyverballytrue,andthereforewithoutthe
valuewhichitpossessesinsocietiesofthetypetowhichour
ownbelongs。Anassertion,however,whichthegreatAnalytical
Juristscannotbechargedwithmaking,butwhichsomeoftheir
disciplesgoveryneartohazarding,thattheSovereignpersonor
groupactuallywieldsthestored-upforceofsocietybyan
uncontrolledexerciseofwill,iscertainlyneverinaccordance
withfact。Adespotwithadisturbedbrainisthesole
conceivableexampleofsuchSovereignty。Thevastmassof
influences,whichwemaycallforshortnessmoral,perpetually
shapes,limits,orforbidstheactualdirectionoftheforcesof
societybyitsSovereign。Thisisthepointwhich,ofallothers,
itispracticallymostnecessarythatthestudentshouldbearin
mind,becauseitdoesmosttoshowwhattheAustinianviewof
Sovereigntyreallyis——thatitistheresultofAbstraction。It
isarrivedatbythrowingasideallthecharacteristicsand
attributesofGovernmentandSocietyexceptone,andby
connectingallformsofpoliticalsuperioritytogetherthrough
theircommonpossessionofforce。Theelementsneglectedinthe
processarealwaysimportant,sometimesofextremeimportance,
fortheyconsistofalltheinfluencescontrollinghumanaction
exceptforcedirectlyappliedordirectlyapprehended;butthe
operationofthrowingthemasideforpurposesofclassification
is,Ineedhardlysay,perfectlylegitimatephilosophically,and
isonlytheapplicationofamethodinordinaryscientificuse。
Toputthesamethinginanotherway,thatwhichwerejectin
theprocessofabstractionbywhichtheconceptionofSovereignty
isreachedistheentirehistoryofeachcommunity。Firstofall,
itisthehistory,thewholehistoricalantecedents,ofeach
societybywhichithasbeendeterminedwhere,inwhatpersonor
group,thepowerofusingthesocialforceistoreside。The
theoryofSovereigntyneglectsthemodeinwhichtheresulthas
beenarrivedat,andthusisenabledtoclasstogetherthe
coerciveauthorityofthegreatKingofPersia,oftheAthenian
Demos,ofthelaterRomanEmperors,oftheRussianCzar,andof
theCrownandParliamentofGreatBritain。Next,itisits
history,theentiremassofitshistoricalantecedents,whichin
eachcommunitydetermineshowtheSovereignshallexerciseor
forbearfromexercisinghisirresistiblecoercivepower。Allthat
constitutesthis——thewholeenormousaggregateofopinions,
sentiments,beliefs,superstitions,andprejudices,ofideasof
allkinds,hereditaryandacquired,someproducedbyinstitutions
andsomebytheconstitutionofhumannature——isrejectedby
theAnalyticalJurists。Andthusitisthat,sofarasthe
restrictionsconfinedintheirdefinitionofSovereigntyare
concerned,theQueenandParliamentofourowncountrymight
directallweaklychildrentobeputtodeathorestablisha
systemoflettresdecachet。
TheprocedureoftheAnalyticalJuristsiscloselyanalogous
tothatfollowedinmathematicsandpoliticaleconomy。Itis
strictlyphilosophical,butthepracticalvalueofallsciences
foundedonabstractionsdependsontherelativeimportanceofthe
elementsrejectedandtheelementsretainedintheprocessof
abstraction。Triedbythistest,mathematicalscienceisof
greatlymorevaluethanpoliticaleconomy,andbothofthemthan
jurisprudenceasconceivedbythewritersIamcriticising。
Similarly,themisconceptionstowhichtheAustiniananalysis
givesriseareverysimilartothosewhichmightbeconceivedas
embarrassingthestudentofmixedmathematics,andwhichdo
actuallyembarrassthestudentofpoliticaleconomy。Justasit
ispossibletoforgettheexistenceoffrictioninnatureandthe
realityofothermotivesinsocietyexceptthedesiretogrow
rich,sothepupilofAustinmaybetemptedtoforgetthatthere
ismoreinactualSovereigntythanforce,andmoreinlawswhich
arethecommandsofsovereignsthancanbegotoutofthemby
merelyconsideringthemasregulatedforce。Iamnotpreparedto
denythatAustinoccasionally,andHobbesfrequently,express
themselvesasiftheirsystemwerenotlimitedthroughoutbythe
limitationwhichisatitsbaseAllthegreatmastersof
Abstractionare,infact,nowandthenbetrayedintospeakingor
writingasifthematerialsthrownasideinthepurelymental