首页 >出版文学> Lectures on the Early History of Institutions>第38章
  TheportionofAustin’sLectureswhichsetsforththebasis
  ofhissystem,andwhichwaspublishedseveralyearsagoasthe
  ’ProvinceofJurisprudenceDetermined,’haslongbeenoneofthe
  higherclassbooksinthisUniversity;and,takentogetherwith
  theotherlecturesmorerecentlygiventotheworldthough
  unhappilyinafragmentaryshape,itmustalways,orforalong
  timetocome,bethemainstayofthestudiesprosecutedinthis
  Department。Makingtheutmostacknowledgmentofthevalueofthe
  book,Ifinditimpossiblenottorecognisethemagnitudeofthe
  difficultieswhichitoccasionstothebeginner。Thosewhichhave
  theirorigininpeculiaritiesofstyleandwhichseemtobe
  attributabletotheperpetualcommerceofthoughtinwhichthe
  writerlivedwithhisprecursors,BenthamandHobbes,Ifindto
  bepracticallylessgravethandifficultiesofanothersortwhich
  arisefromtherepulsioncreatedinthemindbytheshapein
  whichtheconceptionsoflaw,right,anddutyarepresentedtoit
  byAustin’sanalysis。Ofcourse,sofarasthisdistasteis
  causedbyunpalatabletruth,anytendernessshowntoitwouldbe
  wasted;buteventhusitisamisfortune,and,ifitbeinany
  degreeprovokedbyavoidablecauses,suchasmethodsofstatement
  orarrangement,nopainsbestowedontheattempttoremoveitto
  thisextentwouldbethrownaway。Averyfrequenteffectof
  forcingonstudentsofactivemindandindustrioushabitsa
  systemorsubjectwhichforsomereasonorotherisrepugnantto
  themistomakethemregarditassomuchdogma,assomething
  restingonthepersonalauthorityofthewriterwithwhosename
  ithappenstobeassociated。Nownothingcouldbemore
  unfortunateforthephilosophyoflawthanthatthesystemofthe
  ’ProvinceofJurisprudenceDetermined’shouldcometoberegarded
  simplyasAustin’ssystem——asstandingbytheside。of
  Blackstone’sorHegel’soranyothersystem——asinterchangeable
  withitorequivalenttoit。For,whencertainassumptionsor
  postulateshavebeenmade,Iamfullyconvincedthatthegreat
  majorityofAustin’spositionsfollowasofcourseandby
  ordinarylogicalprocess。Theseassumptionsdonotappeartome
  tobestatedanddescribedbyAustinwithsufficientfulness——
  possiblybecause,thoughheisacomparativelymodernwriter,a
  partoftheenquiriesnecessaryforsuchstatementhadinhisday
  beenbarelycommenced——but,whateverthecause,theresultis
  thatheseemstomeopentothesamechargeassomeofthe
  greatestwritersonPoliticalEconomywhohaveomittedtoset
  forthattheoutsetwithadequatedistinctnessthelimited
  objectsoftheirscience,andwhohavethusattractedtoita
  massofprejudiceofwhichitmayneverpossiblygetrid。The
  presentLectureisanattempttoshowwhatacertainnumberof
  theseassumptionsorpostulatesare;inthatwhichfollowsit,I
  endeavourtoshowhowtheseassumptionsareaffectedbysome
  conclusionswhichwehavearrivedatinformerLecturesduring
  ourinvestigationoftheearlyhistoryofsociety。Supra,
  LecturesItoXIIthinkitbestformypurposetobeginwith
  callingattentiontothedefinitionofSovereignty。Beyondall
  doubtthisisthelogicalorderofthediscussionundertakenby
  Austin,andIfinditdifficulttounderstand,exceptonone
  hypothesis,why,desertingthearrangementofHobbes,hebegan
  thediscussionofthispartofhissubjectbytheanalysisof
  Law,RightandDuty,andendeditwithanaccountofSovereignty
  whichitseemstomeshouldhavecomefirst。Iimagine,however,
  thatBlackstoneinfluencedhim,ashedidBentham,sotospeak,
  byrepulsion。Blackstone,followingRomanInstitutionalwriters,
  beginswithadefinitionoflawandproceedstogiveatheoryof
  theconnectionofthevariouslegalconceptions。Thedesireto
  exposethefallaciesofthisportionoftheCommentaries
  furnishedBenthamwithhisprincipalmotiveforwritingthe
  FragmentonGovernment,andAustinwithhischiefinducementto
  determinetheProvinceofJurisprudence,andthelatterseemsto
  metohavethoughtthatthepropositionshedisputedwouldbe
  mosteffectuallydisposedof,iftheywerecontradictedinthe
  ordergiventhembytheirauthor。Howeverthatmaybe,thebranch
  ofmysubjectonwhichIshallfirsthavetoentermaybe
  describedasanenquiryintotheprobablemodeinwhichAustin’s
  analysiswouldhavebeenaffected,ifhehadbeguninhisfirst
  LecturewiththeexaminationofthenatureofSovereignty。This
  examinationheplacedintheSixth,which,sofarasthe
  ’ProvinceofJurisprudence’isconcerned,isthelastofhis
  Lectures。
  IbelieveImayassumethatmostofmyhearersarefamiliar
  withthegeneralcharacteroftheinvestigationprosecutedby
  AustinintheTreatisetowhichIhavereferred,but,ashis
  definitionsarenoteasilycarriedinthememoryintheir
  completeshape,IwillgivehisdescriptionsofanIndependent
  PoliticalSocietyandofSovereignty,thetwoconceptionsbeing
  interdependentandinseparablefromoneanother。
  ’Ifhesaysadeterminatehumansuperior,notinthehabit
  ofobediencetoalikesuperior,receivehabitualobediencefrom
  thebulkofagivensociety,thatdeterminatesuperioris
  Sovereigninthatsociety,andthesociety,includingthe
  superior,isasocietypoliticalandindependent。’
  Hethenproceeds:’Tothatdeterminatesuperiortheother
  membersofthesocietyaresubject;oronthatdeterminate
  superiortheothermembersofthesocietyaredependent。The
  positionofitsothermemberstowardsthatdeterminatesuperior
  isastateofsubjectionorastateofdependence。Themutual
  relationwhichsubsistsbetweenthatsuperiorandthem,maybe
  styledtherelationofSovereignandSubject,ortherelationof
  SovereigntyandSubjection。’
  Imayperhapssavethenecessityforpartofthe
  amplificationandexplanationofthesedefinitionscontainedin
  theChapterinwhichtheyoccur,ifIstateAustin’sdoctrineof
  Sovereigntyinanotherway——morepopularly,thoughwithout,I
  think,anysubstantialinaccuracy。Itisasfollows:Thereis,in
  everyindependentpoliticalcommunity——thatis,inevery
  politicalcommunitynotinthehabitofobediencetoasuperior
  aboveitself——somesinglepersonorsomecombinationofpersons
  whichhasthepowerofcompellingtheothermembersofthe
  communitytodoexactlyasitpleases。Thissinglepersonor
  group——thisindividualorthiscollegiateSovereigntoemploy
  Austin’sphrase——maybefoundineveryindependentpolitical
  communityascertainlyasthecentreofgravityinamassof
  matter。Ifthecommunitybeviolentlyorvoluntarilydividedinto
  anumberofseparatefragments,then,assoonaseachfragment
  hassettleddownperhapsafteranintervalofanarchyintoa
  stateofequilibrium,theSovereignwillexistandwithproper
  carewillbediscoverableineachofthenowindependent
  portions。TheSovereigntyovertheNorthAmericanColoniesof
  GreatBritainhaditsseatinoneplacebeforetheybecamethe
  UnitedStates,inanotherplaceafterwards;butinbothcases
  therewasadiscoverableSovereignsomewhere。ThisSovereign,
  thispersonorcombinationofpersons,universallyoccurringin
  allindependentpoliticalcommunities,hasinallsuch
  communitiesonecharacteristic,commontoalltheshapes
  Sovereigntymaytake,thepossessionofirresistibleforce,not
  necessarilyexertedbutcapableofbeingexerted。Accordingto
  theterminologypreferredbyAustin,theSovereign,ifasingle
  person,isorshouldbecalledaMonarch;ifasmallgroup,the
  nameisanOligarchy;ifagroupofconsiderabledimensions,an
  Aristocracy。ifverylargeandnumerous,aDemocracy。Limited
  Monarchy,aphraseperhapsmorefashionableinAustin’sdaythan
  itisnow,isabhorredbyAustin,andtheGovernmentofGreat
  BritainheclasseswithAristocracies。Thatwhichalltheforms
  ofSovereigntyhaveincommonisthepowerthepowerbutnot
  necessarilythewilltoputcompulsionwithoutlimitonsubjects
  orfellow-subjects。Itissometimesextremelydifficultto
  discovertheSovereigninagivenState,and,whenheoritis
  discovered,hemayfallundernorecogniseddesignation,but,
  wherethereisanindependentpoliticalsocietynotina
  conditionofanarchy,theSovereigniscertainlythere。The
  questionofdetermininghischaracteris,youwillunderstand,
  alwaysaquestionoffact。Itisneveraquestionoflawor
  morals。Hewho,whenaparticularpersonorgroupisassertedto
  constitutetheSovereigninagivencommunity,deniesthe
  propositiononthegroundthatsuchSovereigntyisanusurpation
  oraviolationofconstitutionalprinciple,hascompletelymissed
  Austin’spointofview。
  ThedefinitionswhichIreadfromtheSixthLecturefurnish
  Austin’stestsfordiscoveringtheseatofSovereigntyin
  independentstates。Iwillagainrefertoafewofthemost
  importantofthem,thoughverybriefly。
  First,theSovereignisadeterminatehumansuperior。Heis
  notnecessarilyasingleperson;inthemodernWesternworldhe
  isveryrarelyso;buthemusthavesomuchoftheattributesof
  asinglepersonastobedeterminate。Ifheisnotasingle
  person,hemustbeanumberofpersonscapableofactingina
  corporateorcollegiatecapacity。Thispartofthedefinitionis
  absolutelynecessary,sincetheSovereignmusteffecthis
  exertionsofpower,mustissuehisorders,byadefiniteexercise
  ofhiswill。Thepossessionofphysicalpower,whichisone
  characteristicofSovereignty,hasasmatterofhistoricalfact
  repeatedlybeenforatimeinthehandsofanumberofpersons
  notdeterminate,notsoconnectedtogetherastobecapableof
  exercisingvolition,butsuchastateofthingsAustinwouldcall
  anarchy,thoughitmightnothavealltheusuallyrecognised
  symptomsofarevolutionaryinterval。Atthesametime,the
  limitationofSovereigntytodeterminategroups,whenthe
  Sovereignisnotanindividual,isextremelyimportant,sinceit
  qualitiesthenotionofSovereigntybyrenderingitsubjectto
  thevariousartificesbywhichanexerciseofvolitionis
  elicitedfromacorporatebody。Familiartousasisthepractice
  oftakingtheopinionofamajorityastheopinionofanentire
  group,andnaturalasitseems,nothingcanbemoreartificial。
  Again,thebulkofthesocietymustobeythesuperiorwhois
  tobecalledSovereign。Notthewholeofthesociety,forinthat
  caseSovereigntywouldbeimpossible,butthebulk,thelarge
  majority,mustobey。AftertheaccessionoftheHouseofHanover
  totheBritishthrone,acertainnumberofJacobitesanda
  considerableportionoftheScottishHighlandershabitually
  disobeyedordisregardedthecommandsoftheBritishCrownand
  Parliament,butthebulkofthenation,includingnodoubtthe
  bulkoftheJacobitesthemselves,gavetothesecommandsa
  practicalobedience。OnAustin’sprinciples,therefore,thereis
  nottheleastgroundforquestioningtheSovereigntyofGeorge
  theFirstandSecondandoftheParliamentselectedattheir
  summons。TheJacobiteview,thattheHanoverianKingswere
  exclusivelySovereigninHanover,wouldatoncebethrowasideby
  Austinasnotraisingthatquestionoffactwhichisalone
  disputableunderhissystem。
  Next,theSovereignmustreceiveanhabitualobediencefrom
  thebulkofthecommunity。InEuropeansocietiesprofessingthe
  RomanCatholicfaith,thegreatmajorityofthepopulation
  receivesavarietyofdirectionsonpointsofpersonalconduct,
  eithermediatelyorimmediately,fromtheSeeofRome。But,
  comparedwiththenumberoftimesitsubmitsitselftothelaws
  ofthecountryitinhabits,itsobediencetotheseextrinsic