首页 >出版文学> The Spirit of Laws>第16章
  BookXI。OftheLawsWhichEstablishPoliticalLiberty,withRegardtotheConstitution1。AgeneralIdea。Imakeadistinctionbetweenthelawsthatestablishpoliticalliberty,asitrelatestotheconstitution,andthosebywhichitisestablished,asitrelatestothecitizen。Theformershallbethesubjectofthisbook;thelatterIshallexamineinthenext。
  2。DifferentSignificationsofthewordLiberty。Thereisnowordthatadmitsofmorevarioussignifications,andhasmademorevariedimpressionsonthehumanmind,thanthatofliberty。Somehavetakenitasameansofdeposingapersononwhomtheyhadconferredatyrannicalauthority;othersforthepowerofchoosingasuperiorwhomtheyareobligedtoobey;othersfortherightofbearingarms,andofbeingtherebyenabledtouseviolence;others,infine,fortheprivilegeofbeinggovernedbyanativeoftheirowncountry,orbytheirownlaws。[1]Acertainnationforalongtimethoughtlibertyconsistedintheprivilegeofwearingalongbeard。[2]Somehaveannexedthisnametooneformofgovernmentexclusiveofothers:thosewhohadarepublicantasteappliedittothisspeciesofpolity;thosewholikedamonarchicalstategaveittomonarchy。[3]Thustheyhaveallappliedthenameoflibertytothegovernmentmostsuitabletotheirowncustomsandinclinations:andasinrepublicsthepeoplehavenotsoconstantandsopresentaviewofthecausesoftheirmisery,andasthemagistratesseemtoactonlyinconformitytothelaws,hencelibertyisgenerallysaidtoresideinrepublics,andtobebanishedfrommonarchies。Infine,asindemocraciesthepeopleseemtoactalmostastheyplease,thissortofgovernmenthasbeendeemedthemostfree,andthepowerofthepeoplehasbeenconfoundedwiththeirliberty。
  3。InwhatLibertyconsists。Itistruethatindemocraciesthepeopleseemtoactastheyplease;butpoliticallibertydoesnotconsistinanunlimitedfreedom。Ingovernments,thatis,insocietiesdirectedbylaws,libertycanconsistonlyinthepowerofdoingwhatweoughttowill,andinnotbeingconstrainedtodowhatweoughtnottowill。
  Wemusthavecontinuallypresenttoourmindsthedifferencebetweenindependenceandliberty。Libertyisarightofdoingwhateverthelawspermit,andifacitizencoulddowhattheyforbidhewouldbenolongerpossessedofliberty,becauseallhisfellow—citizenswouldhavethesamepower。
  4。ThesameSubjectcontinued。Democraticandaristocraticstatesarenotintheirownnaturefree。Politicallibertyistobefoundonlyinmoderategovernments;andevenintheseitisnotalwaysfound。Itisthereonlywhenthereisnoabuseofpower。Butconstantexperienceshowsusthateverymaninvestedwithpowerisapttoabuseit,andtocarryhisauthorityasfarasitwillgo。Isitnotstrange,thoughtrue,tosaythatvirtueitselfhasneedoflimits?
  Topreventthisabuse,itisnecessaryfromtheverynatureofthingsthatpowershouldbeachecktopower。Agovernmentmaybesoconstituted,asnomanshallbecompelledtodothingstowhichthelawdoesnotobligehim,norforcedtoabstainfromthingswhichthelawpermits。
  5。OftheEndorViewofdifferentGovernments。Thoughallgovernmentshavethesamegeneralend,whichisthatofpreservation,yeteachhasanotherparticularobject。IncreaseofdominionwastheobjectofRome;
  war,thatofSparta;religion,thatoftheJewishlaws;commerce,thatofMarseilles;publictranquillity,thatofthelawsofChina:[4]
  navigation,thatofthelawsofRhodes;naturalliberty,thatofthepolicyoftheSavages;ingeneral,thepleasuresoftheprince,thatofdespoticstates;thatofmonarchies,theprince’sandthekingdom’sglory;theindependenceofindividualsistheendaimedatbythelawsofPoland,thenceresultstheoppressionofthewhole。[5]
  Onenationthereisalsointheworldthathasforthedirectendofitsconstitutionpoliticalliberty。Weshallpresentlyexaminetheprinciplesonwhichthislibertyisfounded;iftheyaresound,libertywillappearinitshighestperfection。
  Todiscoverpoliticallibertyinaconstitution,nogreatlabourisrequisite。Ifwearecapableofseeingitwhereitexists,itissoonfound,andweneednotgofarinsearchofit。
  6。OftheConstitutionofEngland。Ineverygovernmenttherearethreesortsofpower:thelegislative;theexecutiveinrespecttothingsdependentonthelawofnations;andtheexecutiveinregardtomattersthatdependonthecivillaw。
  Byvirtueofthefirst,theprinceormagistrateenactstemporaryorperpetuallaws,andamendsorabrogatesthosethathavebeenalreadyenacted。Bythesecond,hemakespeaceorwar,sendsorreceivesembassies,establishesthepublicsecurity,andprovidesagainstinvasions。Bythethird,hepunishescriminals,ordeterminesthedisputesthatarisebetweenindividuals。Thelatterweshallcallthejudiciarypower,andtheothersimplytheexecutivepowerofthestate。
  Thepoliticallibertyofthesubjectisatranquillityofmindarisingfromtheopinioneachpersonhasofhissafety。Inordertohavethisliberty,itisrequisitethegovernmentbesoconstitutedasonemanneednotbeafraidofanother。
  Whenthelegislativeandexecutivepowersareunitedinthesameperson,orinthesamebodyofmagistrates,therecanbenoliberty;becauseapprehensionsmayarise,lestthesamemonarchorsenateshouldenacttyrannicallaws,toexecutetheminatyrannicalmanner。
  Again,thereisnoliberty,ifthejudiciarypowerbenotseparatedfromthelegislativeandexecutive。Wereitjoinedwiththelegislative,thelifeandlibertyofthesubjectwouldbeexposedtoarbitrarycontrol;
  forthejudgewouldbethenthelegislator。Wereitjoinedtotheexecutivepower,thejudgemightbehavewithviolenceandoppression。
  Therewouldbeanendofeverything,werethesamemanorthesamebody,whetherofthenoblesorofthepeople,toexercisethosethreepowers,thatofenactinglaws,thatofexecutingthepublicresolutions,andoftryingthecausesofindividuals。
  MostkingdomsinEuropeenjoyamoderategovernmentbecausetheprincewhoisinvestedwiththetwofirstpowersleavesthethirdtohissubjects。InTurkey,wherethesethreepowersareunitedintheSultan’sperson,thesubjectsgroanunderthemostdreadfuloppression。
  IntherepublicsofItaly,wherethesethreepowersareunited,thereislesslibertythaninourmonarchies。HencetheirgovernmentisobligedtohaverecoursetoasviolentmethodsforitssupportaseventhatoftheTurks;witnessthestateinquisitors,[6]andthelion’smouthintowhicheveryinformermayatallhoursthrowhiswrittenaccusations。
  Inwhatasituationmustthepoorsubjectbeinthoserepublics!Thesamebodyofmagistratesarepossessed,asexecutorsofthelaws,ofthewholepowertheyhavegiventhemselvesinqualityoflegislators。Theymayplunderthestatebytheirgeneraldeterminations;andastheyhavelikewisethejudiciarypowerintheirhands,everyprivatecitizenmayberuinedbytheirparticulardecisions。
  Thewholepowerishereunitedinonebody;andthoughthereisnoexternalpompthatindicatesadespoticsway,yetthepeoplefeeltheeffectsofiteverymoment。
  HenceitisthatmanyoftheprincesofEurope,whoseaimhasbeenlevelledatarbitrarypower,haveconstantlysetoutwithunitingintheirownpersonsallthebranchesofmagistracy,andallthegreatofficesofstate。
  IallowindeedthatthemerehereditaryaristocracyoftheItalianrepublicsdoesnotexactlyanswertothedespoticpoweroftheEasternprinces。Thenumberofmagistratessometimesmoderatesthepowerofthemagistracy;thewholebodyofthenoblesdonotalwaysconcurinthesamedesign;anddifferenttribunalsareerected,thattempereachother。ThusatVenicetlielegislativepowerisinthecouncil,theexecutiveinthepregadi,andthejudiciaryinthequarantia。Butthemischiefis,thatthesedifferenttribunalsarecomposedofmagistratesallbelongingtothesamebody;whichconstitutesalmostoneandthesamepower。
  Thejudiciarypoweroughtnottobegiventoastandingsenate;itshouldbeexercisedbypersonstakenfromthebodyofthepeople[7]atcertaintimesoftheyear,andconsistentlywithaformandmannerprescribedbylaw,inordertoerectatribunalthatshouldlastonlysolongasnecessityrequires。
  Bythismethodthejudicialpower,soterribletomankind,notbeingannexedtoanyparticularstateorprofession,becomes,asitwere,invisible。Peoplehavenotthenthejudgescontinuallypresenttotheirview;theyfeartheoffice,butnotthemagistrate。
  Inaccusationsofadeepandcriminalnature,itisproperthepersonaccusedshouldhavetheprivilegeofchoosing,insomemeasure,hisjudges,inconcurrencewiththelaw;oratleastheshouldhavearighttoexceptagainstsogreatanumberthattheremainingpartmaybedeemedhisownchoice。
  Theothertwopowersmaybegivenrathertomagistratesorpermanentbodies,becausetheyarenotexercisedonanyprivatesubject;onebeingnomorethanthegeneralwillofthestate,andtheothertheexecutionofthatgeneralwill。
  Butthoughthetribunalsoughtnottobefixed,thejudgmentsought;andtosuchadegreeastobeeverconformabletotheletterofthelaw。
  Weretheytobetheprivateopinionofthejudge,peoplewouldthenliveinsociety,withoutexactlyknowingthenatureoftheirobligations。
  Thejudgesoughtlikewisetobeofthesamerankastheaccused,or,inotherwords,hispeers;totheendthathemaynotimagineheisfallenintothehandsofpersonsinclinedtotreathimwithrigour。
  Ifthelegislatureleavestheexecutivepowerinpossessionofarighttoimprisonthosesubjectswhocangivesecurityfortheirgoodbehaviour,thereisanendofliberty;unlesstheyaretakenup,inordertoanswerwithoutdelaytoacapitalcrime,inwhichcasetheyarereallyfree,beingsubjectonlytothepowerofthelaw。
  Butshouldthelegislaturethinkitselfindangerbysomesecretconspiracyagainstthestate,orbyacorrespondencewithaforeignenemy,itmightauthorisetheexecutivepower,forashortandlimitedtime,toimprisonsuspectedpersons,whointhatcasewouldlosetheirlibertyonlyforawhile,topreserveitforever。
  AndthisistheonlyreasonablemethodthatcanbesubstitutedtothetyrannicalmagistracyoftheEphori,andtothestateinquisitorsofVenice,whoarealsodespotic。
  Asinacountryofliberty,everymanwhoissupposedafreeagentoughttobehisowngovernor;thelegislativepowershouldresideinthewholebodyofthepeople。Butsincethisisimpossibleinlargestates,andinsmallonesissubjecttomanyinconveniences,itisfitthepeopleshouldtransactbytheirrepresentativeswhattheycannottransactbythemselves。
  Theinhabitantsofaparticulartownaremuchbetteracquaintedwithitswantsandintereststhanwiththoseofotherplaces;andarebetterjudgesofthecapacityoftheirneighboursthanofthatoftherestoftheircountrymen。Themembers,therefore,ofthelegislatureshouldnotbechosenfromthegeneralbodyofthenation;butitisproperthatineveryconsiderableplacearepresentativeshouldbeelectedbytheinhabitants。[8]
  Thegreatadvantageofrepresentativesis,theircapacityofdiscussingpublicaffairs。Forthisthepeoplecollectivelyareextremelyunfit,whichisoneofthechiefinconveniencesofademocracy。
  Itisnotatallnecessarythattherepresentativeswhohavereceivedageneralinstructionfromtheirconstituentsshouldwaittobedirectedoneachparticularaffair,asispractisedinthedietsofGermany。Trueitisthatbythiswayofproceedingthespeechesofthedeputiesmightwithgreaterproprietybecalledthevoiceofthenation;but,ontheotherhand,thiswouldoccasioninfinitedelays;wouldgiveeachdeputyapowerofcontrollingtheassembly;and,onthemosturgentandpressingoccasions,thewheelsofgovernmentmightbestoppedbythecapriceofasingleperson。
  Whenthedeputies,asMr。Sidneywellobserves,representabodyofpeople,asinHolland,theyoughttobeaccountabletotheirconstituents;butitisadifferentthinginEngland,wheretheyaredeputedbyboroughs。
  Alltheinhabitantsoftheseveraldistrictsoughttohavearightofvotingattheelectionofarepresentative,exceptsuchasareinsomeanasituationastobedeemedtohavenowilloftheirown。
  Onegreatfaulttherewasinmostoftheancientrepublics,thatthepeoplehadarighttoactiveresolutions,suchasrequiresomeexecution,athingofwhichtheyareabsolutelyincapable。Theyoughttohavenoshareinthegovernmentbutforthechoosingofrepresentatives,whichiswithintheirreach。Forthoughfewcantelltheexactdegreeofmen’scapacities,yettherearenonebutarecapableofknowingingeneralwhetherthepersontheychooseisbetterqualifiedthanmostofhisneighbours。
  Neitheroughttherepresentativebodytobechosenfortheexecutivepartofgovernment,forwhichitisnotsofit;butfortheenactingoflaws,ortoseewhetherthelawsinbeingaredulyexecuted,athingsuitedtotheirabilities,andwhichnoneindeedbutthemselvescanproperlyperform。
  Insuchastatetherearealwayspersonsdistinguishedbytheirbirth,riches,orhonours:butweretheytobeconfoundedwiththecommonpeople,andtohaveonlytheweightofasinglevoteliketherest,thecommonlibertywouldbetheirslavery,andtheywouldhavenointerestinsupportingit,asmostofthepopularresolutionswouldbeagainstthem。Thesharetheyhave,therefore,inthelegislatureoughttobeproportionedtotheirotheradvantagesinthestate;whichhappensonlywhentheyformabodythathasarighttocheckthelicentiousnessofthepeople,asthepeoplehavearighttoopposeanyencroachmentoftheirs。
  Thelegislativepoweristhereforecommittedtothebodyofthenobles,andtothatwhichrepresentsthepeople,eachhavingtheirassembliesanddeliberationsapart,eachtheirseparateviewsandinterests。
  Ofthethreepowersabovementioned,thejudiciaryisinsomemeasurenexttonothing:thereremain,therefore,onlytwo;andasthesehaveneedofaregulatingpowertomoderatethem,thepartofthelegislativebodycomposedofthenobilityisextremelyproperforthispurpose。
  Thebodyofthenobilityoughttobehereditary。Inthefirstplaceitissoinitsownnature;andinthenexttheremustbeaconsiderableinteresttopreserveitsprivileges——privilegesthatinthemselvesareobnoxioustopopularenvy,andofcourseinafreestatearealwaysindanger。
  Butasahereditarypowermightbetemptedtopursueitsownparticularinterests,andforgetthoseofthepeople,itisproperthatwhereasingularadvantagemaybegainedbycorruptingthenobility,asinthelawsrelatingtothesupplies,theyshouldhavenoothershareinthelegislationthanthepowerofrejecting,andnotthatofresolving。
  BythepowerofresolvingImeantherightofordainingbytheirownauthority,orofamendingwhathasbeenordainedbyothers。BythepowerofrejectingIwouldbeunderstoodtomeantherightofannullingaresolutiontakenbyanother;whichwasthepowerofthetribunesatRome。Andthoughthepersonpossessedoftheprivilegeofrejectingmaylikewisehavetherightofapproving,yetthisapprobationpassesfornomorethanadeclarationthatheintendstomakenouseofhisprivilegeofrejecting,andisderivedfromthatveryprivilege。
  Theexecutivepoweroughttobeinthehandsofamonarch,becausethisbranchofgovernment,havingneedofdespatch,isbetteradministeredbyonethanbymany:ontheotherhand,whateverdependsonthelegislativepowerisoftentimesbetterregulatedbymanythanbyasingleperson。
  Butiftherewerenomonarch,andtheexecutivepowershouldbecommittedtoacertainnumberofpersonsselectedfromthelegislativebody,therewouldbeanendthenofliberty;byreasonthetwopowerswouldbeunited,asthesamepersonswouldsometimespossess,andwouldbealwaysabletopossess,ashareinboth。
  Werethelegislativebodytobeaconsiderabletimewithoutmeeting,thiswouldlikewiseputanendtoliberty。Foroftwothingsonewouldnaturallyfollow:eitherthattherewouldbenolongeranylegislativeresolutions,andthenthestatewouldfallintoanarchy;orthattheseresolutionswouldbetakenbytheexecutivepower,whichwouldrenderitabsolute。
  Itwouldbeneedlessforthelegislativebodytocontinuealwaysassembled。Thiswouldbetroublesometotherepresentatives,and,moreover,wouldcutouttoomuchworkfortheexecutivepower,soastotakeoffitsattentiontoitsoffice,andobligeittothinkonlyofdefendingitsownprerogatives,andtherightithastoexecute。
  Again,werethelegislativebodytobealwaysassembled,itmighthappentobekeptuponlybyfillingtheplacesofthedeceasedmemberswithnewrepresentatives;andinthatcase,ifthelegislativebodywereoncecorrupted,theevilwouldbepastallremedy。Whendifferentlegislativebodiessucceedoneanother,thepeoplewhohaveabadopinionofthatwhichisactuallysittingmayreasonablyentertainsomehopesofthenext:butwereittobealwaysthesamebody,thepeopleuponseeingitoncecorruptedwouldnolongerexpectanygoodfromitslaws;andofcoursetheywouldeitherbecomedesperateorfallintoastateofindolence。
  Thelegislativebodyshouldnotmeetofitself。Forabodyissupposedtohavenowillbutwhenitismet;andbesides,wereitnottomeetunanimously,itwouldbeimpossibletodeterminewhichwasreallythelegislativebody;thepartassembled,ortheother。Andifithadarighttoprorogueitself,itmighthappennevertobeprorogued;whichwouldbeextremelydangerous,incaseitshouldeverattempttoencroachontheexecutivepower。Besides,thereareseasons,somemoreproperthanothers,forassemblingthelegislativebody:itisfit,therefore,thattheexecutivepowershouldregulatethetimeofmeeting,aswellasthedurationofthoseassemblies,accordingtothecircumstancesandexigenciesofastateknowntoitself。
  Weretheexecutivepowernottohavearightofrestrainingtheencroachmentsofthelegislativebody,thelatterwouldbecomedespotic;
  forasitmightarrogatetoitselfwhatauthorityitpleased,itwouldsoondestroyalltheotherpowers。
  Butitisnotproper,ontheotherhand,thatthelegislativepowershouldhavearighttostaytheexecutive。Forastheexecutionhasitsnaturallimits,itisuselesstoconfineit;besides,theexecutivepowerisgenerallyemployedinmomentaryoperations。Thepower,therefore,oftheRomantribuneswasfaulty,asitputastopnotonlytothelegislation,butlikewisetotheexecutivepartofgovernment;
  whichwasattendedwithinfinitemischief。
  Butifthelegislativepowerinafreestatehasnorighttostaytheexecutive,ithasarightandoughttohavethemeansofexamininginwhatmanneritslawshavebeenexecuted;anadvantagewhichthisgovernmenthasoverthatofCreteandSparta,wheretheCosmi[9]andtheEphori[10]gavenoaccountoftheiradministration。
  Butwhatevermaybetheissueofthatexamination,thelegislativebodyoughtnottohaveapowerofarraigningtheperson,nor,ofcourse,theconduct,ofhimwhoisentrustedwiththeexecutivepower。Hispersonshouldbesacred,becauseasitisnecessaryforthegoodofthestatetopreventthelegislativebodyfromrenderingthemselvesarbitrary,themomentheisaccusedortriedthereisanendofliberty。
  Inthiscasethestatewouldbenolongeramonarchy,butakindofrepublic,thoughnotafreegovernment。Butasthepersonentrustedwiththeexecutivepowercannotabuseitwithoutbadcounsellors,andsuchashavethelawsasministers,thoughthelawsprotectthemassubjects,thesemenmaybeexaminedandpunished——anadvantagewhichthisgovernmenthasoverthatofGnidus,wherethelawallowedofnosuchthingascallingtheAmymones[11]toanaccount,evenaftertheiradministration;[12]andthereforethepeoplecouldneverobtainanysatisfactionfortheinjuriesdonethem。
  Though,ingeneral,thejudiciarypoweroughtnottobeunitedwithanypartofthelegislative,yetthisisliabletothreeexceptions,foundedontheparticularinterestofthepartyaccused。
  Thegreatarealwaysobnoxioustopopularenvy;andweretheytobejudgedbythepeople,theymightbeindangerfromtheirjudges,andwould,moreover,bedeprivedoftheprivilegewhichthemeanestsubjectispossessedofinafreestate,ofbeingtriedbyhispeers。Thenobility,forthisreason,oughtnottobecitedbeforetheordinarycourtsofjudicature,butbeforethatpartofthelegislaturewhichiscomposedoftheirownbody。
  Itispossiblethatthelaw,whichisclearsightedinonesense,andblindinanother,might,insomecases,betoosevere。Butaswehavealreadyobserved,thenationaljudgesarenomorethanthemouththatpronouncesthewordsofthelaw,merepassivebeings,incapableofmoderatingeitheritsforceorrigour。Thatpart,therefore,ofthelegislativebody,whichwehavejustnowobservedtobeanecessarytribunalonanotheroccasion,isalsoanecessarytribunalinthis;itbelongstoitssupremeauthoritytomoderatethelawinfavourofthelawitself,bymitigatingthesentence。
  Itmightalsohappenthatasubjectentrustedwiththeadministrationofpublicaffairsmayinfringetherightsofthepeople,andbeguiltyofcrimeswhichtheordinarymagistrateseithercouldnotorwouldnotpunish。But,ingeneral,thelegislativepowercannottrycauses:andmuchlesscanittrythisparticularcase,whereitrepresentsthepartyaggrieved,whichisthepeople。Itcanonly,therefore,impeach。Butbeforewhatcourtshallitbringitsimpeachment?Mustitgoanddemeanitselfbeforetheordinarytribunals,whichareitsinferiors,and,beingcomposed,moreover,ofmenwhoarechosenfromthepeopleaswellasitself,willnaturallybeswayedbytheauthorityofsopowerfulanaccuser?No:inordertopreservethedignityofthepeople,andthesecurityofthesubject,thelegislativepartwhichrepresentsthepeoplemustbringinitschargebeforethelegislativepartwhichrepresentsthenobility,whohaveneitherthesameinterestsnorthesamepassions。
  Hereisanadvantagewhichthisgovernmenthasovermostoftheancientrepublics,wherethisabuseprevailed,thatthepeoplewereatthesametimebothjudgeandaccuser。