首页 >出版文学> Lectures on the Early History of Institutions>第41章
  thequestionhowfarthecharacteristicsofthehumansuperiors
  calledSovereignscanbesupposedtoattachtoanall-powerful
  andnon-humanruler,andhowmanyoftheconceptionsdependenton
  humanSovereigntymustbeconsideredascontainedinhis
  commands。Imuchdoubtwhethersuchanenquirywouldhaveseemed
  calledforinatreatiselikeAustin’s。Takenatitsbest,itis
  adiscussionbelongingnottothephilosophyoflawbuttothe
  philosophyoflegislation。Thejurist,properlysocalled,has
  nothingtodowithanyidealstandardoflawormorals。LectureXIIISovereigntyandEmpire
  Theword’law’hascomedowntousincloseassociationwith
  twonotions,thenotionoforderandthenotionofforce。The
  associationisofconsiderableantiquityandisdisclosedbya
  considerablevarietyoflanguages,andtheproblemhasrepeatedly
  suggesteditself,whichofthetwonotionsthuslinkedtogether
  isentitledtoprecedenceovertheother,whichofthemisfirst
  inpointofmentalconception?Theanswer,beforetheAnalytical
  Juristswrote,wouldonthewholehavebeenthat’law’beforeall
  thingsimpliedorder。’Law,initsmostgeneralandcomprehensive
  sense,signifiesaruleofaction,andisapplied
  indiscriminatelytoallkindsofaction,whetheranimateor
  inanimate,rationalorirrational。Thuswesay,thelawsof
  motion,ofgravitation,ofopticsormechanics,aswellasthe
  lawsofnatureandofnations。’WiththesewordsBlackstone
  beginsthatChapteron’theNatureofLawsinGeneral,’whichmay
  almostbesaidtohavemadeBenthamandAustinintoJuristsby
  virtueofsheerrepulsion。TheAnalyticalJurists,ontheother
  hand,laydownunhesitatinglythatthenotionofforcehas
  priorityoverthenotionoforder。Theysaythatatruelaw,the
  commandofanirresistibleSovereign,enjoinsaclassofactsor
  aclassofomissionseitheronasubjectoronanumber。of
  subjects,placedbythecommandalikeandindifferentlyundera
  legalobligation。Thecharacteristicwhichthusasamatterof
  factattachestomosttruelawsofbindinganumberofpersons,
  takenindifferently,toanumberofactsoromissions,determined
  generally,hascausedtheterm’law’tobeextendedbymetaphor
  toalluniformitiesorinvariablesuccessionsinthephysical
  world,intheoperationsofthemind,orintheactionsof
  mankind。LawwhenusedinsuchexpressionsastheLawofGravity
  theLawofMentalAssociation,ortheLawofRentistreatedby
  theAnalyticalJuristsasawordwrestedfromitstruemeaningby
  aninaccuratefigurativeextension,andthesortofdisrespect
  withwhichtheyspeakofitisextremelyremarkable。ButI
  supposethat,ifdignityandimportancecanproperlybe
  attributedtoaword,thereareinourdayfewwordsmore
  dignifiedandmoreimportantthanLaw,inthesenseofthe
  invariablesuccessionofphenomena,physical,mental,oreven
  politico-economical。Withthismeaning,’law’entersintoagreat
  dealofmodernthought,andhasalmostbecometheconditionof
  itsbeingcarriedon。Itisdifficultatfirsttobelievethat
  suchanexpressionas’theReignofLaw,’inthesenseinwhich
  thewordshavebeenpopularisedbytheDukeofArgyll’sbook,
  wouldhavebeenstronglydislikedbyAustin;buthislanguage
  leaveslittledoubtonthepoint,andmorethanonceremindsus
  that,thoughhisprincipalwritingsarenotmuchmorethanforty
  yearsold,hewrotebeforemen’sideaswereleavenedtothe
  presentdepthbythesciencesofexperimentandobservation。The
  statementthat,inalllanguages,Lawprimarilymeansthecommand
  ofaSovereign,andhasbeenappliedderivativelytotheorderly
  sequencesofNatureisextremelydifficultofverification。and
  itmaybedoubtedwhetheritsvalue,ifitbetrue,wOuldrepay
  thelabourofestablishingitstruth。Thedifficultywouldbethe
  greaterbecausetheknownhistoryofphilosophicalandjuridical
  speculationshowsusthetwonotions,whichasamatteroffact
  areassociatedwithLaw,actingandreactingononeanother。The
  orderofNaturehasunquestionablybeenregardedasdeterminedby
  aSovereigncommand。Manypersonstowhomthepedigreeofmuchof
  modernthoughtistraceable,conceivedtheparticlesofmatter
  whichmakeuptheuniverseasobeyingthecommandsofapersonal
  Godjustasliterallyassubjectsobeythecommandsofa
  sovereignthroughfearofapenalsanction。Ontheotherhand,
  thecontemplationoforderintheexternalworldhasstrongly
  influencedtheviewtakenoflawsproperbymuchofthecivilised
  partofmankind。TheRomantheoryofaLawNaturalhasaffected
  thewholehistoryoflaw,andthisfamoustheoryisinfact
  compoundedoftwoelements,onefurnishedbyanearlyperception,
  Greekinorigin,ofacertainorderandregularityinphysical
  nature,andtheotherattributabletoanearlyperception,Roman
  inorigin,ofacertainorderanduniformityamongthe
  observancesofthehumanrace。Ineednothererepeattheproof
  ofthiswhichIattemptedtogiveinavolumepublishedsome
  yearsago。Nobodyisatlibertytocensuremenorcommunitiesof
  menforusingwordsinanysensetheyplease,orwithasmany
  meaningsastheyplease,butthedutyofthescientificenquirer
  istodistinguishthemeaningsofanimportantwordfromone
  another,toselectthemeaningappropriatetohisownpurposes,
  andconsistentlytoemploythewordduringhisinvestigationsin
  thissenseandnoother。Thelawswithwhichthestudentof
  Jurisprudenceisconcernedinourowndayareundoubtedlyeither
  theactualcommandsofSovereigns,understoodastheportionof
  thecommunityendowedwithirresistiblecoerciveforce,orelse
  theyarepracticesofmankindbroughtundertheformula’alawis
  acommand,’byhelpoftheformula,’whatevertheSovereign
  permits,ishiscommand。’FromthepointofviewoftheJurist,
  lawisonlyassociatedwithorderthroughthenecessarycondition
  ofeverytruelawthatitmustprescribeaclassofactsor
  omissions,oranumberofactsandomissionsdetermined
  generally;thelawwhichprescribesasingleactnotbeingatrue
  law,butbeingdistinguishedasan’occasional’or’particular’
  command。Law,thusdefinedandlimited,isthesubject-matterof
  JurisprudenceasconceivedbytheAnalyticalJurists。Atpresent
  weareonlyconcernedwiththefoundationsoftheirsystem;and
  thequestionswhichIwishtoraiseinthepresentLectureare
  these:hastheforcewhichcompelsobediencetoalawalwaysbeen
  ofsuchanaturethatitcanreasonablybeidentifiedwiththe
  coerciveforceoftheSovereign,andhavelawsalwaysbeen
  characterisedbythatgeneralitywhich,itissaid,alone
  connectsthemwithphysicallawsorgeneralformulasdescribing
  thefactsofnature?Theseenquiriesmayseemtoyoutoleadus
  farafield,butItrustyouwillperceiveintheendthatthey
  haveinterestandimportance,andthattheythrowlightonthe
  limitswhichmustbeassignedincertaincases,nottothe
  theoreticalsoundness,buttothepracticalvalue,ofthe
  speculationswehavebeendiscussing。
  LetmerecurtoSovereignty,asconceivedbytheAnalytical
  Jurists。ThereadersofAustin’streatisewillrememberhis
  examinationofanumberofexistinggovernmentsorashewould
  say,formsofpoliticalsuperiorityandinferiority,forthe
  purposeofdeterminingtheexactseatofsovereigntyineachof
  them。Thisisamongthemostinterestingpartsofhiswritings,
  andhissagacityandoriginalityarenowheremoresignally
  demonstrated。Theproblemhadbecomemuchmorecomplexthanit
  waswhenHobbeswrote,andeventhanitwasatthedateof
  Bentham’searlierpublications。Hobbes,apartisaninEngland,
  wasakeenscientificobserverofthepoliticalphenomenaofthe
  Continent,andtherethepoliticalconditionsopentohis
  observationwereputtingEnglandasidepracticallylimitedto
  despotismandanarchy。But,bythetimeAustinwrote,England,
  probablyconsideredbyHobbesasthegroundonwhichthebattle
  ofhisprincipleswastohefoughtout,hadlongsincebecomea
  ’limitedmonarchy,’anexpressiondislikedbyHobbes’successors
  almostasmuchasthethingwasbyHobbeshimself,andmoreover
  theinfluencesofthefirstFrenchRevolutionwerebeginningto
  havetheirplay。Francehadlatelybecomealimitedmonarchy,and
  almostalltheotherContinentalStateshadgivensignsof
  becomingso。ThecomplexpoliticalmechanismoftheUnitedStates
  hadarisenontheothersideoftheAtlantic,andtheevenmore
  complicatedsystemsoftheGermanandSwissConfederationsin
  ContinentalEurope。Theanalysisofpoliticalsocieties,forthe
  purposeofdeterminingtheseatofsovereignty,hadobviously
  becomemuchmoredifficult,andnothingcanexceedthe
  penetrationevincedbyAustininapplyingthisanalysistoextant
  examples。
  NeverthelessAustinfullyrecognisestheexistenceof
  communities,oraggregatesofmen,inwhichnodissectioncould
  discloseapersonorgroupansweringtohisdefinitionofa
  Sovereign。Inthefirstplace,likeHobbes,hefullyallowsthat
  thereisastateofanarchy。Whereversuchastateisfound,the
  questionofSovereigntyisbeingactivelyfoughtout,andthe
  instancegivenbyAustinisthatwhichwasneverabsentfrom
  Hobbes’smind,thestrugglebetweenCharlestheFirstandhis
  Parliament。AnacutecriticofHobbesandAustin,whomIam
  permittedtoidentifywithMrFitzjamesStephen,insiststhat
  thereisaconditionofdormantanarchy,andthereservationis
  doubtlessmadetomeetsuchcasesasthatoftheUnitedStates
  beforetheWarofSecession。Heretheseatofsovereigntywasfor
  yearsthesubjectofviolentdisputeinwordsoronpaper,and
  manyeminentAmericansacquiredfamebymeasureswhich
  compromisedforatimeanotoriousdifferenceofprinciple,and
  adjournedastrugglewhichwasneverthelessinevitable。Itisin
  factquitepossiblethattheremaybedeliberateabstinencefrom
  fightingoutaquestionknowntobeundecided,andIseeno
  objectiontocallingthetemporaryequilibriumthusproduceda
  stateofdormantanarchy。Austinfurtheradmitsthetheoretical
  possibilityofastateofnature。Hedoesnotattachtoitthe
  importancewhichbelongstoitinthespeculationsofHobbesand
  others,butheallowsitsexistencewhereveranumberofmen,or
  ofgroupsnotnumerousenoughtobepolitical,havenotasyet
  beenbroughtunderanycommonorhabituallyactingauthority。
  And,inspeakinginthislastsentenceofgroupsnotnumerous
  enoughtobepolitical,Ihaveintroducedthemostremarkable
  exceptionallowedbyAustintotherulethatSovereigntyis
  universalamongmankind。Thepassageoccursatp。237ofthe
  firstvolumeofthethirdedition:——
  ’Letussupposethatasinglefamilyofsavageslivesin
  absoluteestrangementfromeveryothercommunity。Andletus
  supposethatthefather,thechiefofthisinsulatedfamily,
  receiveshabitualobediencefromthemotherandchildren。Now,
  sinceitisnotalimbofanotherandlargercommunity,the
  societyformedbytheparentsandchildren,isclearlyan
  independentsociety,and,sincetherestofitsmembers
  habituallyobeyitschief,thisindependentsocietywouldforma
  societypolitical,incasethenumberofitsmemberswerenot
  extremelyminute。But,sincethenumberofitsmembersis
  extremelyminute,itwould,Ibelieve,beesteemedasocietyina
  stateofnature;thatis,asocietyconsistingofpersonsnotin
  astateofsubjection。Withoutanapplicationoftheterms,which
  wouldsomewhatsmackoftheridiculous,wecouldhardlystylethe
  societyasocietypoliticalandindependent,theimperative
  fatherandchiefamonarchorsovereign,ortheobedientmother