thequestionhowfarthecharacteristicsofthehumansuperiors
calledSovereignscanbesupposedtoattachtoanall-powerful
andnon-humanruler,andhowmanyoftheconceptionsdependenton
humanSovereigntymustbeconsideredascontainedinhis
commands。Imuchdoubtwhethersuchanenquirywouldhaveseemed
calledforinatreatiselikeAustin’s。Takenatitsbest,itis
adiscussionbelongingnottothephilosophyoflawbuttothe
philosophyoflegislation。Thejurist,properlysocalled,has
nothingtodowithanyidealstandardoflawormorals。LectureXIIISovereigntyandEmpire
Theword’law’hascomedowntousincloseassociationwith
twonotions,thenotionoforderandthenotionofforce。The
associationisofconsiderableantiquityandisdisclosedbya
considerablevarietyoflanguages,andtheproblemhasrepeatedly
suggesteditself,whichofthetwonotionsthuslinkedtogether
isentitledtoprecedenceovertheother,whichofthemisfirst
inpointofmentalconception?Theanswer,beforetheAnalytical
Juristswrote,wouldonthewholehavebeenthat’law’beforeall
thingsimpliedorder。’Law,initsmostgeneralandcomprehensive
sense,signifiesaruleofaction,andisapplied
indiscriminatelytoallkindsofaction,whetheranimateor
inanimate,rationalorirrational。Thuswesay,thelawsof
motion,ofgravitation,ofopticsormechanics,aswellasthe
lawsofnatureandofnations。’WiththesewordsBlackstone
beginsthatChapteron’theNatureofLawsinGeneral,’whichmay
almostbesaidtohavemadeBenthamandAustinintoJuristsby
virtueofsheerrepulsion。TheAnalyticalJurists,ontheother
hand,laydownunhesitatinglythatthenotionofforcehas
priorityoverthenotionoforder。Theysaythatatruelaw,the
commandofanirresistibleSovereign,enjoinsaclassofactsor
aclassofomissionseitheronasubjectoronanumber。of
subjects,placedbythecommandalikeandindifferentlyundera
legalobligation。Thecharacteristicwhichthusasamatterof
factattachestomosttruelawsofbindinganumberofpersons,
takenindifferently,toanumberofactsoromissions,determined
generally,hascausedtheterm’law’tobeextendedbymetaphor
toalluniformitiesorinvariablesuccessionsinthephysical
world,intheoperationsofthemind,orintheactionsof
mankind。LawwhenusedinsuchexpressionsastheLawofGravity
theLawofMentalAssociation,ortheLawofRentistreatedby
theAnalyticalJuristsasawordwrestedfromitstruemeaningby
aninaccuratefigurativeextension,andthesortofdisrespect
withwhichtheyspeakofitisextremelyremarkable。ButI
supposethat,ifdignityandimportancecanproperlybe
attributedtoaword,thereareinourdayfewwordsmore
dignifiedandmoreimportantthanLaw,inthesenseofthe
invariablesuccessionofphenomena,physical,mental,oreven
politico-economical。Withthismeaning,’law’entersintoagreat
dealofmodernthought,andhasalmostbecometheconditionof
itsbeingcarriedon。Itisdifficultatfirsttobelievethat
suchanexpressionas’theReignofLaw,’inthesenseinwhich
thewordshavebeenpopularisedbytheDukeofArgyll’sbook,
wouldhavebeenstronglydislikedbyAustin;buthislanguage
leaveslittledoubtonthepoint,andmorethanonceremindsus
that,thoughhisprincipalwritingsarenotmuchmorethanforty
yearsold,hewrotebeforemen’sideaswereleavenedtothe
presentdepthbythesciencesofexperimentandobservation。The
statementthat,inalllanguages,Lawprimarilymeansthecommand
ofaSovereign,andhasbeenappliedderivativelytotheorderly
sequencesofNatureisextremelydifficultofverification。and
itmaybedoubtedwhetheritsvalue,ifitbetrue,wOuldrepay
thelabourofestablishingitstruth。Thedifficultywouldbethe
greaterbecausetheknownhistoryofphilosophicalandjuridical
speculationshowsusthetwonotions,whichasamatteroffact
areassociatedwithLaw,actingandreactingononeanother。The
orderofNaturehasunquestionablybeenregardedasdeterminedby
aSovereigncommand。Manypersonstowhomthepedigreeofmuchof
modernthoughtistraceable,conceivedtheparticlesofmatter
whichmakeuptheuniverseasobeyingthecommandsofapersonal
Godjustasliterallyassubjectsobeythecommandsofa
sovereignthroughfearofapenalsanction。Ontheotherhand,
thecontemplationoforderintheexternalworldhasstrongly
influencedtheviewtakenoflawsproperbymuchofthecivilised
partofmankind。TheRomantheoryofaLawNaturalhasaffected
thewholehistoryoflaw,andthisfamoustheoryisinfact
compoundedoftwoelements,onefurnishedbyanearlyperception,
Greekinorigin,ofacertainorderandregularityinphysical
nature,andtheotherattributabletoanearlyperception,Roman
inorigin,ofacertainorderanduniformityamongthe
observancesofthehumanrace。Ineednothererepeattheproof
ofthiswhichIattemptedtogiveinavolumepublishedsome
yearsago。Nobodyisatlibertytocensuremenorcommunitiesof
menforusingwordsinanysensetheyplease,orwithasmany
meaningsastheyplease,butthedutyofthescientificenquirer
istodistinguishthemeaningsofanimportantwordfromone
another,toselectthemeaningappropriatetohisownpurposes,
andconsistentlytoemploythewordduringhisinvestigationsin
thissenseandnoother。Thelawswithwhichthestudentof
Jurisprudenceisconcernedinourowndayareundoubtedlyeither
theactualcommandsofSovereigns,understoodastheportionof
thecommunityendowedwithirresistiblecoerciveforce,orelse
theyarepracticesofmankindbroughtundertheformula’alawis
acommand,’byhelpoftheformula,’whatevertheSovereign
permits,ishiscommand。’FromthepointofviewoftheJurist,
lawisonlyassociatedwithorderthroughthenecessarycondition
ofeverytruelawthatitmustprescribeaclassofactsor
omissions,oranumberofactsandomissionsdetermined
generally;thelawwhichprescribesasingleactnotbeingatrue
law,butbeingdistinguishedasan’occasional’or’particular’
command。Law,thusdefinedandlimited,isthesubject-matterof
JurisprudenceasconceivedbytheAnalyticalJurists。Atpresent
weareonlyconcernedwiththefoundationsoftheirsystem;and
thequestionswhichIwishtoraiseinthepresentLectureare
these:hastheforcewhichcompelsobediencetoalawalwaysbeen
ofsuchanaturethatitcanreasonablybeidentifiedwiththe
coerciveforceoftheSovereign,andhavelawsalwaysbeen
characterisedbythatgeneralitywhich,itissaid,alone
connectsthemwithphysicallawsorgeneralformulasdescribing
thefactsofnature?Theseenquiriesmayseemtoyoutoleadus
farafield,butItrustyouwillperceiveintheendthatthey
haveinterestandimportance,andthattheythrowlightonthe
limitswhichmustbeassignedincertaincases,nottothe
theoreticalsoundness,buttothepracticalvalue,ofthe
speculationswehavebeendiscussing。
LetmerecurtoSovereignty,asconceivedbytheAnalytical
Jurists。ThereadersofAustin’streatisewillrememberhis
examinationofanumberofexistinggovernmentsorashewould
say,formsofpoliticalsuperiorityandinferiority,forthe
purposeofdeterminingtheexactseatofsovereigntyineachof
them。Thisisamongthemostinterestingpartsofhiswritings,
andhissagacityandoriginalityarenowheremoresignally
demonstrated。Theproblemhadbecomemuchmorecomplexthanit
waswhenHobbeswrote,andeventhanitwasatthedateof
Bentham’searlierpublications。Hobbes,apartisaninEngland,
wasakeenscientificobserverofthepoliticalphenomenaofthe
Continent,andtherethepoliticalconditionsopentohis
observationwereputtingEnglandasidepracticallylimitedto
despotismandanarchy。But,bythetimeAustinwrote,England,
probablyconsideredbyHobbesasthegroundonwhichthebattle
ofhisprincipleswastohefoughtout,hadlongsincebecomea
’limitedmonarchy,’anexpressiondislikedbyHobbes’successors
almostasmuchasthethingwasbyHobbeshimself,andmoreover
theinfluencesofthefirstFrenchRevolutionwerebeginningto
havetheirplay。Francehadlatelybecomealimitedmonarchy,and
almostalltheotherContinentalStateshadgivensignsof
becomingso。ThecomplexpoliticalmechanismoftheUnitedStates
hadarisenontheothersideoftheAtlantic,andtheevenmore
complicatedsystemsoftheGermanandSwissConfederationsin
ContinentalEurope。Theanalysisofpoliticalsocieties,forthe
purposeofdeterminingtheseatofsovereignty,hadobviously
becomemuchmoredifficult,andnothingcanexceedthe
penetrationevincedbyAustininapplyingthisanalysistoextant
examples。
NeverthelessAustinfullyrecognisestheexistenceof
communities,oraggregatesofmen,inwhichnodissectioncould
discloseapersonorgroupansweringtohisdefinitionofa
Sovereign。Inthefirstplace,likeHobbes,hefullyallowsthat
thereisastateofanarchy。Whereversuchastateisfound,the
questionofSovereigntyisbeingactivelyfoughtout,andthe
instancegivenbyAustinisthatwhichwasneverabsentfrom
Hobbes’smind,thestrugglebetweenCharlestheFirstandhis
Parliament。AnacutecriticofHobbesandAustin,whomIam
permittedtoidentifywithMrFitzjamesStephen,insiststhat
thereisaconditionofdormantanarchy,andthereservationis
doubtlessmadetomeetsuchcasesasthatoftheUnitedStates
beforetheWarofSecession。Heretheseatofsovereigntywasfor
yearsthesubjectofviolentdisputeinwordsoronpaper,and
manyeminentAmericansacquiredfamebymeasureswhich
compromisedforatimeanotoriousdifferenceofprinciple,and
adjournedastrugglewhichwasneverthelessinevitable。Itisin
factquitepossiblethattheremaybedeliberateabstinencefrom
fightingoutaquestionknowntobeundecided,andIseeno
objectiontocallingthetemporaryequilibriumthusproduceda
stateofdormantanarchy。Austinfurtheradmitsthetheoretical
possibilityofastateofnature。Hedoesnotattachtoitthe
importancewhichbelongstoitinthespeculationsofHobbesand
others,butheallowsitsexistencewhereveranumberofmen,or
ofgroupsnotnumerousenoughtobepolitical,havenotasyet
beenbroughtunderanycommonorhabituallyactingauthority。
And,inspeakinginthislastsentenceofgroupsnotnumerous
enoughtobepolitical,Ihaveintroducedthemostremarkable
exceptionallowedbyAustintotherulethatSovereigntyis
universalamongmankind。Thepassageoccursatp。237ofthe
firstvolumeofthethirdedition:——
’Letussupposethatasinglefamilyofsavageslivesin
absoluteestrangementfromeveryothercommunity。Andletus
supposethatthefather,thechiefofthisinsulatedfamily,
receiveshabitualobediencefromthemotherandchildren。Now,
sinceitisnotalimbofanotherandlargercommunity,the
societyformedbytheparentsandchildren,isclearlyan
independentsociety,and,sincetherestofitsmembers
habituallyobeyitschief,thisindependentsocietywouldforma
societypolitical,incasethenumberofitsmemberswerenot
extremelyminute。But,sincethenumberofitsmembersis
extremelyminute,itwould,Ibelieve,beesteemedasocietyina
stateofnature;thatis,asocietyconsistingofpersonsnotin
astateofsubjection。Withoutanapplicationoftheterms,which
wouldsomewhatsmackoftheridiculous,wecouldhardlystylethe
societyasocietypoliticalandindependent,theimperative
fatherandchiefamonarchorsovereign,ortheobedientmother