AssistantintheDepartmentofOrientalPrintedBooksandMSS.
intheBritishMuseumFirstPublishedin1910
TomybrotherCaptainValentineGiles,R.G.
inthehopethatawork2400yearsoldmayyetcontainlessonsworthconsiderationbythesoldieroftodaythistranslationisaffectionatelydedicated.
INTRODUCTION
SunWuandhisBook
Ssu—maCh`iengivesthefollowingbiographyofSunTzu:[1]
SunTzuWuwasanativeoftheCh`iState.HisARTOF
WARbroughthimtothenoticeofHoLu,[2]KingofWu.HoLusaidtohim:"Ihavecarefullyperusedyour13chapters.
MayIsubmityourtheoryofmanagingsoldierstoaslighttest?"
SunTzureplied:"Youmay."
HoLuasked:"Maythetestbeappliedtowomen?"
Theanswerwasagainintheaffirmative,soarrangementsweremadetobring180ladiesoutofthePalace.SunTzudividedthemintotwocompanies,andplacedoneoftheKing’sfavoriteconcubinesattheheadofeach.Hethenbadethemalltakespearsintheirhands,andaddressedthemthus:"I
presumeyouknowthedifferencebetweenfrontandback,righthandandlefthand?"
Thegirlsreplied:Yes.
SunTzuwenton:"WhenIsay"Eyesfront,"youmustlookstraightahead.WhenIsay"Leftturn,"youmustfacetowardsyourlefthand.WhenIsay"Rightturn,"youmustfacetowardsyourrighthand.WhenIsay"Aboutturn,"youmustfacerightroundtowardsyourback."
Againthegirlsassented.Thewordsofcommandhavingbeenthusexplained,hesetupthehalberdsandbattle—axesinordertobeginthedrill.Then,tothesoundofdrums,hegavetheorder"Rightturn."Butthegirlsonlyburstoutlaughing.SunTzusaid:"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thenthegeneralistoblame."
Sohestarteddrillingthemagain,andthistimegavetheorder"Leftturn,"whereuponthegirlsoncemoreburstintofitsoflaughter.SunTzu:"Ifwordsofcommandarenotclearanddistinct,ifordersarenotthoroughlyunderstood,thegeneralistoblame.ButifhisordersARE
clear,andthesoldiersneverthelessdisobey,thenitisthefaultoftheirofficers."
Sosaying,heorderedtheleadersofthetwocompaniestobebeheaded.NowthekingofWuwaswatchingthescenefromthetopofaraisedpavilion;andwhenhesawthathisfavoriteconcubineswereabouttobeexecuted,hewasgreatlyalarmedandhurriedlysentdownthefollowingmessage:"Wearenowquitesatisfiedastoourgeneral’sabilitytohandletroops.IfWearebereftofthesetwoconcubines,ourmeatanddrinkwilllosetheirsavor.Itisourwishthattheyshallnotbebeheaded."
SunTzureplied:"HavingoncereceivedHisMajesty’scommissiontobethegeneralofhisforces,therearecertaincommandsofHisMajestywhich,actinginthatcapacity,Iamunabletoaccept."
Accordingly,hehadthetwoleadersbeheaded,andstraightwayinstalledthepairnextinorderasleadersintheirplace.Whenthishadbeendone,thedrumwassoundedforthedrilloncemore;andthegirlswentthroughalltheevolutions,turningtotherightortotheleft,marchingaheadorwheelingback,kneelingorstanding,withperfectaccuracyandprecision,notventuringtoutterasound.ThenSunTzusentamessengertotheKingsaying:"Yoursoldiers,Sire,arenowproperlydrilledanddisciplined,andreadyforyourmajesty’sinspection.Theycanbeputtoanyusethattheirsovereignmaydesire;bidthemgothroughfireandwater,andtheywillnotdisobey."
ButtheKingreplied:"Letourgeneralceasedrillingandreturntocamp.Asforus,Wehavenowishtocomedownandinspectthetroops."
ThereuponSunTzusaid:"TheKingisonlyfondofwords,andcannottranslatethemintodeeds."
Afterthat,HoLusawthatSunTzuwasonewhoknewhowtohandleanarmy,andfinallyappointedhimgeneral.Inthewest,hedefeatedtheCh`uStateandforcedhiswayintoYing,thecapital;tothenorthheputfearintotheStatesofCh`iandChin,andspreadhisfameabroadamongstthefeudalprinces.AndSunTzusharedinthemightoftheKing.
AboutSunTzuhimselfthisisallthatSsu—maCh`ienhastotellusinthischapter.Butheproceedstogiveabiographyofhisdescendant,SunPin,bornaboutahundredyearsafterhisfamousancestor’sdeath,andalsotheoutstandingmilitarygeniusofhistime.ThehistorianspeaksofhimtooasSunTzu,andinhisprefaceweread:"SunTzuhadhisfeetcutoffandyetcontinuedtodiscusstheartofwar."[3]Itseemslikely,then,that"Pin"wasanicknamebestowedonhimafterhismutilation,unlessthestorywasinventedinordertoaccountforthename.
Thecrowningincidentofhiscareer,thecrushingdefeatofhistreacherousrivalP`angChuan,willbefoundbrieflyrelatedinChapterV.ss.19,note.
ToreturntotheelderSunTzu.HeismentionedintwootherpassagesoftheSHIHCHI:——
Inthethirdyearofhisreign[512B.C.]HoLu,kingofWu,tookthefieldwithTzu—hsu[i.e.WuYuan]andPoP`ei,andattackedCh`u.HecapturedthetownofShuandslewthetwoprince’ssonswhohadformerlybeengeneralsofWu.HewasthenmeditatingadescentonYing[thecapital];butthegeneralSunWusaid:"Thearmyisexhausted.Itisnotyetpossible.Wemustwait"[Afterfurthersuccessfulfighting,]"intheninthyear[506B.C.],KingHoLuaddressedWuTzu—hsuandSunWu,saying:"Formerly,youdeclaredthatitwasnotyetpossibleforustoenterYing.
Isthetimeripenow?"Thetwomenreplied:"Ch`u’sgeneralTzu—ch`ang,[4]isgraspingandcovetous,andtheprincesofT`angandTs`aibothhaveagrudgeagainsthim.IfYourMajestyhasresolvedtomakeagrandattack,youmustwinoverT`angandTs`ai,andthenyoumaysucceed."HoLufollowedthisadvice,[beatCh`uinfivepitchedbattlesandmarchedintoYing.][5]
ThisisthelatestdateatwhichanythingisrecordedofSunWu.Hedoesnotappeartohavesurvivedhispatron,whodiedfromtheeffectsofawoundin496.
Inanotherchapterthereoccursthispassage:[6]
Fromthistimeonward,anumberoffamoussoldiersarose,oneaftertheother:Kao—fan,[7]whowasemployedbytheChinState;Wang—tzu,[8]intheserviceofCh`i;andSunWu,intheserviceofWu.Thesemendevelopedandthrewlightupontheprinciplesofwar.
ItisobviousenoughthatSsu—maCh`ienatleasthadnodoubtabouttherealityofSunWuasanhistoricalpersonage;andwithoneexception,tobenoticedpresently,heisbyfarthemostimportantauthorityontheperiodinquestion.Itwillnotbenecessary,therefore,tosaymuchofsuchaworkastheWU
YUEHCH`UNCH`IU,whichissupposedtohavebeenwrittenbyChaoYehofthe1stcenturyA.D.Theattributionissomewhatdoubtful;butevenifitwereotherwise,hisaccountwouldbeoflittlevalue,basedasitisontheSHIHCHIandexpandedwithromanticdetails.ThestoryofSunTzuwillbefound,forwhatitisworth,inchapter2.Theonlynewpointsinitworthnotingare:(1)SunTzuwasfirstrecommendedtoHoLubyWuTzu—hsu.(2)HeiscalledanativeofWu.(3)Hehadpreviouslylivedaretiredlife,andhiscontemporarieswereunawareofhisability.
ThefollowingpassageoccursintheHuai—nanTzu:"Whensovereignandministersshowperversityofmind,itisimpossibleevenforaSunTzutoencounterthefoe."Assumingthatthisworkisgenuine(andhithertonodoubthasbeencastuponit),wehaveheretheearliestdirectreferenceforSunTzu,forHuai—nanTzudiedin122B.C.,manyyearsbeforetheSHIHCHIwasgiventotheworld.
LiuHsiang(80—9B.C.)says:"ThereasonwhySunTzuattheheadof30,000menbeatCh`uwith200,000isthatthelatterwereundisciplined."
TengMing—shihinformsusthatthesurname"Sun"wasbestowedonSunWu’sgrandfatherbyDukeChingofCh`i[547—490
B.C.].SunWu’sfatherSunP`ing,rosetobeaMinisterofStateinCh`i,andSunWuhimself,whosestylewasCh`ang—ch`ing,fledtoWuonaccountoftherebellionwhichwasbeingfomentedbythekindredofT`ienPao.Hehadthreesons,ofwhomthesecond,namedMing,wasthefatherofSunPin.Accordingtothisaccountthen,PinwasthegrandsonofWu,which,consideringthatSunPin’svictoryoverWeiwasgainedin341B.C.,maybedismissedaschronologicalimpossible.WhencethesedatawereobtainedbyTengMing—shihIdonotknow,butofcoursenoreliancewhatevercanbeplacedinthem.
AninterestingdocumentwhichhassurvivedfromthecloseoftheHanperiodistheshortprefacewrittenbytheGreatTs`aoTs`ao,orWeiWuTi,forhiseditionofSunTzu.Ishallgiveitinfull:——
Ihaveheardthattheancientsusedbowsandarrowstotheiradvantage.[10]TheSHUCHUmentions"thearmy"amongthe"eightobjectsofgovernment."TheICHINGsays:
"’army’indicatesfirmnessandjustice;theexperiencedleaderwillhavegoodfortune."TheSHIHCHINGsays:"TheKingrosemajesticinhiswrath,andhemarshaledhistroops."TheYellowEmperor,T`angtheCompleterandWuWangallusedspearsandbattle—axesinordertosuccortheirgeneration.TheSSU—MAFAsays:"Ifonemanslayanotherofsetpurpose,hehimselfmayrightfullybeslain."Hewhoreliessolelyonwarlikemeasuresshallbeexterminated;hewhoreliessolelyonpeacefulmeasuresshallperish.
InstancesofthisareFuCh`ai[11]ontheonehandandYenWangontheother.[12]Inmilitarymatters,theSage’sruleisnormallytokeepthepeace,andtomovehisforcesonlywhenoccasionrequires.Hewillnotusearmedforceunlessdriventoitbynecessity.
ManybookshaveIreadonthesubjectofwarandfighting;buttheworkcomposedbySunWuistheprofoundestofthemall.[SunTzuwasanativeoftheCh`istate,hispersonalnamewasWu.HewrotetheARTOFWARin13chaptersforHoLu,KingofWu.Itsprinciplesweretestedonwomen,andhewassubsequentlymadeageneral.Heledanarmywestwards,crushedtheCh`ustateandenteredYingthecapital.Inthenorth,hekeptCh`iandChininawe.A
hundredyearsandmoreafterhistime,SunPinlived.HewasadescendantofWu.][13]Inhistreatmentofdeliberationandplanning,theimportanceofrapidityintakingthefield,[14]clearnessofconception,anddepthofdesign,SunTzustandsbeyondthereachofcarpingcriticism.Mycontemporaries,however,havefailedtograspthefullmeaningofhisinstructions,andwhileputtingintopracticethesmallerdetailsinwhichhisworkabounds,theyhaveoverlookeditsessentialpurport.Thatisthemotivewhichhasledmetooutlinearoughexplanationofthewhole.
Onethingtobenoticedintheaboveistheexplicitstatementthatthe13chapterswerespeciallycomposedforKingHoLu.ThisissupportedbytheinternalevidenceofI.ss.15,inwhichitseemsclearthatsomerulerisaddressed.
InthebibliographicsectionoftheHANSHU,thereisanentrywhichhasgivenrisetomuchdiscussion:"TheworksofSunTzuofWuin82P`IEN(orchapters),withdiagramsin9CHUAN."
Itisevidentthatthiscannotbemerelythe13chaptersknowntoSsu—maCh`ien,orthosewepossesstoday.ChangShou—chiehreferstoaneditionofSunTzu’sARTOFWARofwhichthe"13
chapters"formedthefirstCHUAN,addingthatthereweretwootherCHUANbesides.Thishasbroughtforthatheory,thatthebulkofthese82chaptersconsistedofotherwritingsofSunTzu——weshouldcallthemapocryphal——similartotheWENTA,ofwhichaspecimendealingwiththeNineSituations[15]ispreservedintheT`UNGTIEN,andanotherinHoShin’scommentary.
ItissuggestedthatbeforehisinterviewwithHoLu,SunTzuhadonlywrittenthe13chapters,butafterwardscomposedasortofexegesisintheformofquestionandanswerbetweenhimselfandtheKing.PiI—hsun,theauthoroftheSUNTZUHSULU,backsthisupwithaquotationfromtheWUYUEHCH`UNCH`IU:"TheKingofWusummonedSunTzu,andaskedhimquestionsabouttheartofwar.Eachtimehesetforthachapterofhiswork,theKingcouldnotfindwordsenoughtopraisehim."Ashepointsout,ifthewholeworkwasexpoundedonthesamescaleasintheabove—
mentionedfragments,thetotalnumberofchapterscouldnotfailtobeconsiderable.ThenthenumerousothertreatisesattributedtoSunTzumightbeincluded.ThefactthattheHANCHIH
mentionsnoworkofSunTzuexceptthe82P`IEN,whereastheSuiandT`angbibliographiesgivethetitlesofothersinadditiontothe"13chapters,"isgoodproof,PiI—hsunthinks,thatallofthesewerecontainedinthe82P`IEN.WithoutpinningourfaithtotheaccuracyofdetailssuppliedbytheWUYUEHCH`UNCH`IU,oradmittingthegenuinenessofanyofthetreatisescitedbyPiI—hsun,wemayseeinthistheoryaprobablesolutionofthemystery.BetweenSsu—maCh`ienandPanKutherewasplentyoftimeforaluxuriantcropofforgeriestohavegrownupunderthemagicnameofSunTzu,andthe82P`IENmayverywellrepresentacollectededitionoftheselumpedtogetherwiththeoriginalwork.Itisalsopossible,thoughlesslikely,thatsomeofthemexistedinthetimeoftheearlierhistorianandwerepurposelyignoredbyhim.[16]
TuMu’sconjectureseemstobebasedonapassagewhichstates:"WeiWuTistrungtogetherSunWu’sArtofWar,"whichinturnmayhaveresultedfromamisunderstandingofthefinalwordsofTs`aoKing’spreface.This,asSunHsing—yenpointsout,isonlyamodestwayofsayingthathemadeanexplanatoryparaphrase,orinotherwords,wroteacommentaryonit.Onthewhole,thistheoryhasmetwithverylittleacceptance.Thus,theSSUK`UCH`UANSHUsays:"Thementionofthe13chaptersintheSHIHCHIshowsthattheywereinexistencebeforetheHAN
CHIH,andthatlatteraccretionsarenottobeconsideredpartoftheoriginalwork.TuMu’sassertioncancertainlynotbetakenasproof."
Thereiseveryreasontosuppose,then,thatthe13chaptersexistedinthetimeofSsu—maCh`ienpracticallyaswehavethemnow.Thattheworkwasthenwellknownhetellsusinsomanywords."SunTzu’s13ChaptersandWuCh`i’sArtofWararethetwobooksthatpeoplecommonlyrefertoonthesubjectofmilitarymatters.Bothofthemarewidelydistributed,soIwillnotdiscussthemhere."Butaswegofurtherback,seriousdifficultiesbegintoarise.ThesalientfactwhichhastobefacedisthattheTSOCHUAN,thegreatestcontemporaryrecord,makesnomentionwhatsoeverofSunWu,eitherasageneralorasawriter.Itisnatural,inviewofthisawkwardcircumstance,thatmanyscholarsshouldnotonlycastdoubtonthestoryofSunWuasgivenintheSHIHCHI,butevenshowthemselvesfranklyskepticalastotheexistenceofthemanatall.ThemostpowerfulpresentmentofthissideofthecaseistobefoundinthefollowingdispositionbyYehShui—hsin:[17]——
ItisstatedinSsu—maCh`ien’shistorythatSunWuwasanativeoftheCh`iState,andemployedbyWu;andthatinthereignofHoLuhecrushedCh`u,enteredYing,andwasagreatgeneral.ButinTso’sCommentarynoSunWuappearsatall.ItistruethatTso’sCommentaryneednotcontainabsolutelyeverythingthatotherhistoriescontain.ButTsohasnotomittedtomentionvulgarplebeiansandhirelingruffianssuchasYingK`ao—shu,[18]Ts`aoKuei,[19],ChuChih—wuandChuanShe—chu[20].InthecaseofSunWu,whosefameandachievementsweresobrilliant,theomissionismuchmoreglaring.Again,detailsaregiven,intheirdueorder,abouthiscontemporariesWuYuanandtheMinisterP`ei.[21]
IsitcrediblethatSunWualoneshouldhavebeenpassedover?
Inpointofliterarystyle,SunTzu’sworkbelongstothesameschoolasKUANTZU,[22]LIUT`AO,[23]andtheYUEH
YU[24]andmayhavebeentheproductionofsomeprivatescholarlivingtowardstheendofthe"SpringandAutumn"orthebeginningofthe"WarringStates"period.[25]ThestorythathispreceptswereactuallyappliedbytheWuState,ismerelytheoutcomeofbigtalkonthepartofhisfollowers.
FromtheflourishingperiodoftheChoudynasty[26]
downtothetimeofthe"SpringandAutumn,"allmilitarycommanderswerestatesmenaswell,andtheclassofprofessionalgenerals,forconductingexternalcampaigns,didnotthenexist.Itwasnotuntiltheperiodofthe"SixStates"[27]thatthiscustomchanged.NowalthoughWuwasanuncivilizedState,itisconceivablethatTsoshouldhaveleftunrecordedthefactthatSunWuwasagreatgeneralandyetheldnociviloffice?Whatwearetold,therefore,aboutJang—chu[28]andSunWu,isnotauthenticmatter,buttherecklessfabricationoftheorizingpundits.ThestoryofHoLu’sexperimentonthewomen,inparticular,isutterlypreposterousandincredible.
YehShui—hsinrepresentsSsu—maCh`ienashavingsaidthatSunWucrushedCh`uandenteredYing.Thisisnotquitecorrect.
Nodoubttheimpressionleftonthereader’smindisthatheatleastsharedintheseexploits.Thefactmayormaynotbesignificant;butitisnowhereexplicitlystatedintheSHIHCHI
eitherthatSunTzuwasgeneralontheoccasionofthetakingofYing,orthatheevenwentthereatall.Moreover,asweknowthatWuYuanandPoP`eibothtookpartintheexpedition,andalsothatitssuccesswaslargelyduetothedashandenterpriseofFuKai,HoLu’syoungerbrother,itisnoteasytoseehowyetanothergeneralcouldhaveplayedaveryprominentpartinthesamecampaign.
Ch`enChen—sunoftheSungdynastyhasthenote:——
MilitarywriterslookuponSunWuasthefatheroftheirart.ButthefactthathedoesnotappearintheTSOCHUAN,althoughheissaidtohaveservedunderHoLuKingofWu,makesituncertainwhatperiodhereallybelongedto.
Healsosays:——
TheworksofSunWuandWuCh`imaybeofgenuineantiquity.
ItisnoticeablethatbothYehShui—hsinandCh`enChen—sun,whilerejectingthepersonalityofSunWuashefiguresinSsu—maCh`ien’shistory,areinclinedtoacceptthedatetraditionallyassignedtotheworkwhichpassesunderhisname.TheauthoroftheHSULUfailstoappreciatethisdistinction,andconsequentlyhisbitterattackonCh`enChen—sunreallymissesitsmark.Hemakesoneoftwopoints,however,whichcertainlytellinfavorofthehighantiquityofour"13chapters.""SunTzu,"hesays,"musthavelivedintheageofChingWang[519—476],becauseheisfrequentlyplagiarizedinsubsequentworksoftheChou,Ch`inandHandynasties."ThetwomostshamelessoffendersinthisrespectareWuCh`iandHuai—nanTzu,bothofthemimportanthistoricalpersonagesintheirday.TheformerlivedonlyacenturyaftertheallegeddateofSunTzu,andhisdeathisknowntohavetakenplacein381B.C.Itwastohim,accordingtoLiuHsiang,thatTsengShendeliveredtheTSOCHUAN,whichhadbeenentrustedtohimbyitsauthor.[29]NowthefactthatquotationsfromtheARTOFWAR,acknowledgedorotherwise,aretobefoundinsomanyauthorsofdifferentepochs,establishesaverystronganteriortothemall,——inotherwords,thatSunTzu’streatisewasalreadyinexistencetowardstheendofthe5thcenturyB.C.FurtherproofofSunTzu’santiquityisfurnishedbythearchaicorwhollyobsoletemeaningsattachingtoanumberofthewordsheuses.Alistofthese,whichmightperhapsbeextended,isgivenintheHSULU;andthoughsomeoftheinterpretationsaredoubtful,themainargumentishardlyaffectedthereby.Again,itmustnotbeforgottenthatYehShui—
hsin,ascholarandcriticofthefirstrank,deliberatelypronouncesthestyleofthe13chapterstobelongtotheearlypartofthefifthcentury.SeeingthatheisactuallyengagedinanattempttodisprovetheexistenceofSunWuhimself,wemaybesurethathewouldnothavehesitatedtoassigntheworktoalaterdatehadhenothonestlybelievedthecontrary.AnditispreciselyonsuchapointthatthejudgmentofaneducatedChinamanwillcarrymostweight.Otherinternalevidenceisnotfartoseek.ThusinXIII.ss.1,thereisanunmistakableallusiontotheancientsystemofland—tenurewhichhadalreadypassedawaybythetimeofMencius,whowasanxioustoseeitrevivedinamodifiedform.[30]TheonlywarfareSunTzuknowsisthatcarriedonbetweenthevariousfeudalprinces,inwhicharmoredchariotsplayalargepart.TheiruseseemstohaveentirelydiedoutbeforetheendoftheChoudynasty.HespeaksasamanofWu,astatewhichceasedtoexistasearlyas473
B.C.OnthisIshalltouchpresently.
Butoncerefertheworktothe5thcenturyorearlier,andthechancesofitsbeingotherthanabonafideproductionaresensiblydiminished.Thegreatageofforgeriesdidnotcomeuntillongafter.Thatitshouldhavebeenforgedintheperiodimmediatelyfollowing473isparticularlyunlikely,fornoone,asarule,hastenstoidentifyhimselfwithalostcause.AsforYehShui—hsin’stheory,thattheauthorwasaliteraryrecluse,thatseemstomequiteuntenable.IfonethingismoreapparentthananotherafterreadingthemaximsofSunTzu,itisthattheiressencehasbeendistilledfromalargestoreofpersonalobservationandexperience.Theyreflectthemindnotonlyofabornstrategist,giftedwithararefacultyofgeneralization,butalsoofapracticalsoldiercloselyacquaintedwiththemilitaryconditionsofhistime.TosaynothingofthefactthatthesesayingshavebeenacceptedandendorsedbyallthegreatestcaptainsofChinesehistory,theyofferacombinationoffreshnessandsincerity,acutenessandcommonsense,whichquiteexcludestheideathattheywereartificiallyconcoctedinthestudy.Ifweadmit,then,thatthe13chapterswerethegenuineproductionofamilitarymanlivingtowardstheendofthe"CH`UN
CH`IU"period,arewenotbound,inspiteofthesilenceoftheTSOCHUAN,toacceptSsu—maCh`ien’saccountinitsentirety?Inviewofhishighreputeasasoberhistorian,mustwenothesitatetoassumethattherecordshedrewuponforSunWu’sbiographywerefalseanduntrustworthy?Theanswer,Ifear,mustbeinthenegative.Thereisstillonegrave,ifnotfatal,objectiontothechronologyinvolvedinthestoryastoldintheSHIHCHI,which,sofarasIamaware,nobodyhasyetpointedout.TherearetwopassagesinSunTzuinwhichhealludestocontemporaryaffairs.ThefirstininVI.ss.21:——
ThoughaccordingtomyestimatethesoldiersofYuehexceedourowninnumber,thatshalladvantagethemnothinginthematterofvictory.Isaythenthatvictorycanbeachieved.
TheotherisinXI.ss.30:——
AskedifanarmycanbemadetoimitatetheSHUAI—JAN,I
shouldanswer,Yes.ForthemenofWuandthemenofYuehareenemies;yetiftheyarecrossingariverinthesameboatandarecaughtbyastorm,theywillcometoeachother’sassistancejustasthelefthandhelpstheright.
Thesetwoparagraphsareextremelyvaluableasevidenceofthedateofcomposition.TheyassigntheworktotheperiodofthestrugglebetweenWuandYueh.SomuchhasbeenobservedbyPiI—hsun.ButwhathashithertoescapednoticeisthattheyalsoseriouslyimpairthecredibilityofSsu—maCh`ien’snarrative.Aswehaveseenabove,thefirstpositivedategiveninconnectionwithSunWuis512B.C.Heisthenspokenofasageneral,actingasconfidentialadvisertoHoLu,sothathisallegedintroductiontothatmonarchhadalreadytakenplace,andofcoursethe13chaptersmusthavebeenwrittenearlierstill.
Butatthattime,andforseveralyearsafter,downtothecaptureofYingin506,Ch`uandnotYueh,wasthegreathereditaryenemyofWu.Thetwostates,Ch`uandWu,hadbeenconstantlyatwarforoverhalfacentury,[31]whereasthefirstwarbetweenWuandYuehwaswagedonlyin510,[32]andeventhenwasnomorethanashortinterludesandwichedinthemidstofthefiercestrugglewithCh`u.NowCh`uisnotmentionedinthe13
chaptersatall.ThenaturalinferenceisthattheywerewrittenatatimewhenYuehhadbecometheprimeantagonistofWu,thatis,afterCh`uhadsufferedthegreathumiliationof506.Atthispoint,atableofdatesmaybefounduseful.
B.C.
514AccessionofHoLu.
512HoLuattacksCh`u,butisdissuadedfromenteringYing,thecapital.SHICHImentionsSunWuasgeneral.
511AnotherattackonCh`u.
510WumakesasuccessfulattackonYueh.Thisisthefirstwarbetweenthetwostates.
509
orCh`uinvadesWu,butissignallydefeatedatYu—chang.
508
506HoLuattacksCh`uwiththeaidofT`angandTs`ai.
DecisivebattleofPo—chu,andcaptureofYing.LastmentionofSunWuinSHIHCHI.
505YuehmakesaraidonWuintheabsenceofitsarmy.WuisbeatenbyCh`inandevacuatesYing.
504HoLusendsFuCh`aitoattackCh`u.
497KouChienbecomesKingofYueh.
496WuattacksYueh,butisdefeatedbyKouChienatTsui—li.
HoLuiskilled.
494FuCh`aidefeatsKouChieninthegreatbattleofFu—
chaio,andentersthecapitalofYueh.
485
orKouChienrendershomagetoWu.DeathofWuTzu—hsu.
484
482KouChieninvadesWuintheabsenceofFuCh`ai.
478
toFurtherattacksbyYuehonWu.
476
475KouChienlayssiegetothecapitalofWu.
473FinaldefeatandextinctionofWu.
ThesentencequotedabovefromVI.ss.21hardlystrikesmeasonethatcouldhavebeenwritteninthefullflushofvictory.
Itseemsrathertoimplythat,forthemomentatleast,thetidehadturnedagainstWu,andthatshewasgettingtheworstofthestruggle.Hencewemayconcludethatourtreatisewasnotinexistencein505,beforewhichdateYuehdoesnotappeartohavescoredanynotablesuccessagainstWu.HoLudiedin496,sothatifthebookwaswrittenforhim,itmusthavebeenduringtheperiod505—496,whentherewasalullinthehostilities,WuhavingpresumablyexhaustedbyitssupremeeffortagainstCh`u.
Ontheotherhand,ifwechoosetodisregardthetraditionconnectingSunWu’snamewithHoLu,itmightequallywellhaveseenthelightbetween496and494,orpossiblyintheperiod482—473,whenYuehwasonceagainbecomingaveryseriousmenace.
[33]Wemayfeelfairlycertainthattheauthor,whoeverhemayhavebeen,wasnotamanofanygreateminenceinhisownday.
OnthispointthenegativetestimonyoftheTSOCHUANfaroutweighsanyshredofauthoritystillattachingtotheSHIHCHI,ifonceitsotherfactsarediscredited.SunHsing—yen,however,makesafeebleattempttoexplaintheomissionofhisnamefromthegreatcommentary.ItwasWuTzu—hsu,hesays,whogotallthecreditofSunWu’sexploits,becausethelatter(beinganalien)wasnotrewardedwithanofficeintheState.
HowthendidtheSunTzulegendoriginate?Itmaybethatthegrowingcelebrityofthebookimpartedbydegreesakindoffactitiousrenowntoitsauthor.Itwasfelttobeonlyrightandproperthatonesowellversedinthescienceofwarshouldhavesolidachievementstohiscreditaswell.NowthecaptureofYingwasundoubtedlythegreatestfeatofarmsinHoLu’sreign;itmadeadeepandlastingimpressiononallthesurroundingstates,andraisedWutotheshort—livedzenithofherpower.Hence,whatmorenatural,astimewenton,thanthattheacknowledgedmasterofstrategy,SunWu,shouldbepopularlyidentifiedwiththatcampaign,atfirstperhapsonlyinthesensethathisbrainconceivedandplannedit;afterwards,thatitwasactuallycarriedoutbyhiminconjunctionwithWuYuan,[34]PoP`eiandFuKai?
ItisobviousthatanyattempttoreconstructeventheoutlineofSunTzu’slifemustbebasedalmostwhollyonconjecture.Withthisnecessaryproviso,IshouldsaythatheprobablyenteredtheserviceofWuaboutthetimeofHoLu’saccession,andgatheredexperience,thoughonlyinthecapacityofasubordinateofficer,duringtheintensemilitaryactivitywhichmarkedthefirsthalfoftheprince’sreign.[35]Ifherosetobeageneralatall,hecertainlywasneveronanequalfootingwiththethreeabovementioned.HewasdoubtlesspresentattheinvestmentandoccupationofYing,andwitnessedWu’ssuddencollapseinthefollowingyear.Yueh’sattackatthiscriticaljuncture,whenherrivalwasembarrassedoneveryside,seemstohaveconvincedhimthatthisupstartkingdomwasthegreatenemyagainstwhomeveryeffortwouldhenceforthhavetobedirected.SunWuwasthusawell—seasonedwarriorwhenhesatdowntowritehisfamousbook,whichaccordingtomyreckoningmusthaveappearedtowardstheend,ratherthanthebeginningofHoLu’sreign.Thestoryofthewomenmaypossiblyhavegrownoutofsomerealincidentoccurringaboutthesametime.AswehearnomoreofSunWuafterthisfromanysource,heishardlylikelytohavesurvivedhispatronortohavetakenpartinthedeath—strugglewithYueh,whichbeganwiththedisasteratTsui—
li.
Iftheseinferencesareapproximatelycorrect,thereisacertainironyinthefatewhichdecreedthatChina’smostillustriousmanofpeaceshouldbecontemporarywithhergreatestwriteronwar.
TheTextofSunTzu
IhavefounditdifficulttogleanmuchaboutthehistoryofSunTzu’stext.Thequotationsthatoccurinearlyauthorsgotoshowthatthe"13chapters"ofwhichSsu—maCh`ienspeakswereessentiallythesameasthosenowextant.Wehavehiswordforitthattheywerewidelycirculatedinhisday,andcanonlyregretthatherefrainedfromdiscussingthemonthataccount.
SunHsing—yensaysinhispreface:——
DuringtheCh`inandHandynastiesSunTzu’sARTOFWAR
wasingeneraluseamongstmilitarycommanders,buttheyseemtohavetreateditasaworkofmysteriousimport,andwereunwillingtoexpounditforthebenefitofposterity.ThusitcameaboutthatWeiWuwasthefirsttowriteacommentaryonit.
Aswehavealreadyseen,thereisnoreasonablegroundtosupposethatTs`aoKungtamperedwiththetext.Butthetextitselfisoftensoobscure,andthenumberofeditionswhichappearedfromthattimeonwardsogreat,especiallyduringtheT`angandSungdynasties,thatitwouldbesurprisingifnumerouscorruptionshadnotmanagedtocreepin.TowardsthemiddleoftheSungperiod,bywhichtimeallthechiefcommentariesonSunTzuwereinexistence,acertainChiT`ien—paopublishedaworkin15CHUANentitled"SunTzuwiththecollectedcommentariesoftenwriters."Therewasanothertext,withvariantreadingsputforwardbyChuFuofTa—hsing,whichalsohadsupportersamongthescholarsofthatperiod;butintheMingeditions,SunHsing—
yentellsus,thesereadingswereforsomereasonorothernolongerputintocirculation.Thus,untiltheendofthe18thcentury,thetextinsolepossessionofthefieldwasonederivedfromChiT`ien—pao’sedition,althoughnoactualcopyofthatimportantworkwasknowntohavesurvived.That,therefore,isthetextofSunTzuwhichappearsintheWarsectionofthegreatImperialencyclopediaprintedin1726,theKUCHINT`USHUCHI
CH`ENG.Anothercopyatmydisposalofwhatispracticallythesametext,withslightvariations,isthatcontainedinthe"ElevenphilosophersoftheChouandCh`indynasties"[1758].
AndtheChineseprintedinCapt.Calthrop’sfirsteditionisevidentlyasimilarversionwhichhasfilteredthroughJapanesechannels.SothingsremaineduntilSunHsing—yen[1752—1818],adistinguishedantiquarianandclassicalscholar,whoclaimedtobeanactualdescendantofSunWu,[36]accidentallydiscoveredacopyofChiT`ien—pao’slong—lostwork,whenonavisittothelibraryoftheHua—yintemple.[37]AppendedtoitwastheI
SHUOofChengYu—Hsien,mentionedintheT`UNGCHIH,andalsobelievedtohaveperished.ThisiswhatSunHsing—yendesignatesasthe"originaledition(ortext)"——arathermisleadingname,foritcannotbyanymeansclaimtosetbeforeusthetextofSunTzuinitspristinepurity.ChiT`ien—paowasacarelesscompiler,andappearstohavebeencontenttoreproducethesomewhatdebasedversioncurrentinhisday,withouttroublingtocollateitwiththeearliesteditionsthenavailable.
Fortunately,twoversionsofSunTzu,evenolderthanthenewlydiscoveredwork,werestillextant,oneburiedintheT`UNGTIEN,TuYu’sgreattreatiseontheConstitution,theothersimilarlyenshrinedintheT`AIP`INGYULANencyclopedia.Inboththecompletetextistobefound,thoughsplitupintofragments,intermixedwithothermatter,andscatteredpiecemealoveranumberofdifferentsections.ConsideringthattheYULANtakesusbacktotheyear983,andtheT`UNGTIENabout200yearsfurtherstill,tothemiddleoftheT`angdynasty,thevalueoftheseearlytranscriptsofSunTzucanhardlybeoverestimated.
YettheideaofutilizingthemdoesnotseemtohaveoccurredtoanyoneuntilSunHsing—yen,actingunderGovernmentinstructions,undertookathoroughrecensionofthetext.Thisishisownaccount:——
BecauseofthenumerousmistakesinthetextofSunTzuwhichhiseditorshadhandeddown,theGovernmentorderedthattheancientedition[ofChiT`ien—pao]shouldbeused,andthatthetextshouldberevisedandcorrectedthroughout.
IthappenedthatWuNien—hu,theGovernorPiKua,andHsi,agraduateoftheseconddegree,hadalldevotedthemselvestothisstudy,probablysurpassingmetherein.Accordingly,I
havehadthewholeworkcutonblocksasatextbookformilitarymen.
ThethreeindividualsherereferredtohadevidentlybeenoccupiedonthetextofSunTzupriortoSunHsing—yen’scommission,butweareleftindoubtastotheworktheyreallyaccomplished.Atanyrate,thenewedition,whenultimatelyproduced,appearedinthenamesofSunHsing—yenandonlyoneco—
editorWuJen—shi.Theytookthe"originaledition"astheirbasis,andbycarefulcomparisonwitholderversions,aswellastheextantcommentariesandothersourcesofinformationsuchastheISHUO,succeededinrestoringaverylargenumberofdoubtfulpassages,andturnedout,onthewhole,whatmustbeacceptedastheclosesapproximationweareeverlikelytogettoSunTzu’soriginalwork.Thisiswhatwillhereafterbedenominatedthe"standardtext."
ThecopywhichIhaveusedbelongstoareissuedated1877.
itisin6PEN,formingpartofawell—printedsetof23earlyphilosophicalworksin83PEN.[38]ItopenswithaprefacebySunHsing—yen(largelyquotedinthisintroduction),vindicatingthetraditionalviewofSunTzu’slifeandperformances,andsummingupinremarkablyconcisefashiontheevidenceinitsfavor.ThisisfollowedbyTs`aoKung’sprefacetohisedition,andthebiographyofSunTzufromtheSHIHCHI,bothtranslatedabove.Thencome,firstly,ChengYu—hsien’sISHUO,[39]withauthor’spreface,andnext,ashortmiscellanyofhistoricalandbibliographicalinformationentitledSUNTZUHSULU,compiledbyPiI—hsun.Asregardsthebodyofthework,eachseparatesentenceisfollowedbyanoteonthetext,ifrequired,andthenbythevariouscommentariesappertainingtoit,arrangedinchronologicalorder.Theseweshallnowproceedtodiscussbriefly,onebyone.
TheCommentators
SunTzucanboastanexceptionallylongdistinguishedrollofcommentators,whichwoulddohonortoanyclassic.Ou—yangHsiuremarksonthisfact,thoughhewrotebeforethetalewascomplete,andratheringeniouslyexplainsitbysayingthattheartificesofwar,beinginexhaustible,mustthereforebesusceptibleoftreatmentinagreatvarietyofways.
1.TS`AOTS`AOorTs`aoKung,afterwardsknownasWeiWuTi[A.D.155—220].ThereishardlyanyroomfordoubtthattheearliestcommentaryonSunTzuactuallycamefromthepenofthisextraordinaryman,whosebiographyintheSANKUOCHIHreadslikearomance.Oneofthegreatestmilitarygeniusesthattheworldhasseen,andNapoleonicinthescaleofhisoperations,hewasespeciallyfamedforthemarvelousrapidityofhismarches,whichhasfoundexpressionintheline"TalkofTs`aoTs`ao,andTs`aoTs`aowillappear."Ou—yangHsiusaysofhimthathewasagreatcaptainwho"measuredhisstrengthagainstTungCho,LuPuandthetwoYuan,fatherandson,andvanquishedthemall;whereuponhedividedtheEmpireofHanwithWuandShu,andmadehimselfking.ItisrecordedthatwheneveracouncilofwarwasheldbyWeiontheeveofafar—reachingcampaign,hehadallhiscalculationsready;thosegeneralswhomadeuseofthemdidnotloseonebattleinten;thosewhorancountertotheminanyparticularsawtheirarmiesincontinentlybeatenandputtoflight."Ts`aoKung’snotesonSunTzu,modelsofausterebrevity,aresothoroughlycharacteristicofthesterncommanderknowntohistory,thatitishardindeedtoconceiveofthemastheworkofamereLITTERATEUR.Sometimes,indeed,owingtoextremecompression,theyarescarcelyintelligibleandstandnolessinneedofacommentarythanthetextitself.[40]
2.MENGSHIH.Thecommentarywhichhascomedowntousunderthisnameiscomparativelymeager,andnothingabouttheauthorisknown.Evenhispersonalnamehasnotbeenrecorded.
ChiT`ien—pao’seditionplaceshimafterChiaLin,andCh`aoKung—
wualsoassignshimtotheT`angdynasty,[41]butthisisamistake.InSunHsing—yen’spreface,heappearsasMengShihoftheLiangdynasty[502—557].OtherswouldidentifyhimwithMengK`angofthe3rdcentury.Heisnamedinoneworkasthelastofthe"FiveCommentators,"theothersbeingWeiWuTi,TuMu,Ch`enHaoandChiaLin.
3.LICH`UANofthe8thcenturywasawell—knownwriteronmilitarytactics.Oneofhisworkshasbeeninconstantusedowntothepresentday.TheT`UNGCHIHmentions"LivesoffamousgeneralsfromtheChoutotheT`angdynasty"aswrittenbyhim.
[42]AccordingtoCh`aoKung—wuandtheT`IEN—I—KOcatalogue,hefollowedavariantofthetextofSunTzuwhichdiffersconsiderablyfromthosenowextant.Hisnotesaremostlyshortandtothepoint,andhefrequentlyillustrateshisremarksbyanecdotesfromChinesehistory.
4.TUYU(died812)didnotpublishaseparatecommentaryonSunTzu,hisnotesbeingtakenfromtheT`UNGTIEN,theencyclopedictreatiseontheConstitutionwhichwashislife—
work.TheyarelargelyrepetitionsofTs`aoKungandMengShih,besideswhichitisbelievedthathedrewontheancientcommentariesofWangLingandothers.OwingtothepeculiararrangementofT`UNGTIEN,hehastoexplaineachpassageonitsmerits,apartfromthecontext,andsometimeshisownexplanationdoesnotagreewiththatofTs`aoKung,whomhealwaysquotesfirst.Thoughnotstrictlytobereckonedasoneofthe"TenCommentators,"hewasaddedtotheirnumberbyChiT`ien—pao,beingwronglyplacedafterhisgrandsonTuMu.
5.TUMU(803—852)isperhapsthebestknownasapoet——abrightstareveninthegloriousgalaxyoftheT`angperiod.WelearnfromCh`aoKung—wuthatalthoughhehadnopracticalexperienceofwar,hewasextremelyfondofdiscussingthesubject,andwasmoreoverwellreadinthemilitaryhistoryoftheCH`UNCH`IUandCHANKUOeras.Hisnotes,therefore,arewellworthattention.Theyareverycopious,andrepletewithhistoricalparallels.ThegistofSunTzu’sworkisthussummarizedbyhim:"Practicebenevolenceandjustice,butontheotherhandmakefulluseofartificeandmeasuresofexpediency."
HefurtherdeclaredthatallthemilitarytriumphsanddisastersofthethousandyearswhichhadelapsedsinceSunTzu’sdeathwould,uponexamination,befoundtoupholdandcorroborate,ineveryparticular,themaximscontainedinhisbook.TuMu’ssomewhatspitefulchargeagainstTs`aoKunghasalreadybeenconsideredelsewhere.
6.CH`ENHAOappearstohavebeenacontemporaryofTuMu.
Ch`aoKung—wusaysthathewasimpelledtowriteanewcommentaryonSunTzubecauseTs`aoKung’sontheonehandwastooobscureandsubtle,andthatofTuMuontheothertoolong—windedanddiffuse.Ou—yangHsiu,writinginthemiddleofthe11thcentury,callsTs`aoKung,TuMuandCh`enHaothethreechiefcommentatorsonSunTzu,andobservesthatCh`enHaoiscontinuallyattackingTuMu’sshortcomings.Hiscommentary,thoughnotlackinginmerit,mustrankbelowthoseofhispredecessors.
7.CHIALINisknowntohavelivedundertheT`angdynasty,forhiscommentaryonSunTzuismentionedintheT`angShuandwasafterwardsrepublishedbyChiHsiehofthesamedynastytogetherwiththoseofMengShihandTuYu.Itisofsomewhatscantytexture,andinpointofquality,too,perhapstheleastvaluableoftheeleven.
8.MEIYAO—CH`EN(1002—1060),commonlyknownbyhis"style"
asMeiSheng—yu,was,likeTuMu,apoetofdistinction.HiscommentarywaspublishedwithalaudatoryprefacebythegreatOu—yangHsiu,fromwhichwemaycullthefollowing:——
LaterscholarshavemisreadSunTzu,distortinghiswordsandtryingtomakethemsquarewiththeirownone—sidedviews.Thus,thoughcommentatorshavenotbeenlacking,onlyafewhaveprovedequaltothetask.MyfriendSheng—yuhasnotfallenintothismistake.InattemptingtoprovideacriticalcommentaryforSunTzu’swork,hedoesnotlosesightofthefactthatthesesayingswereintendedforstatesengagedininternecinewarfare;thattheauthorisnotconcernedwiththemilitaryconditionsprevailingunderthesovereignsofthethreeancientdynasties,[43]norwiththeninepunitivemeasuresprescribedtotheMinisterofWar.
[44]Again,SunWulovedbrevityofdiction,buthismeaningisalwaysdeep.Whetherthesubjectbemarchinganarmy,orhandlingsoldiers,orestimatingtheenemy,orcontrollingtheforcesofvictory,itisalwayssystematicallytreated;
thesayingsareboundtogetherinstrictlogicalsequence,thoughthishasbeenobscuredbycommentatorswhohaveprobablyfailedtograsptheirmeaning.Inhisowncommentary,MeiSheng—yuhasbrushedasidealltheobstinateprejudicesofthesecritics,andhastriedtobringoutthetruemeaningofSunTzuhimself.Inthisway,thecloudsofconfusionhavebeendispersedandthesayingsmadeclear.I
amconvincedthatthepresentworkdeservestobehandeddownsidebysidewiththethreegreatcommentaries;andforagreatdealthattheyfindinthesayings,cominggenerationswillhaveconstantreasontothankmyfriendSheng—yu.
Makingsomeallowancefortheexuberanceoffriendship,Iaminclinedtoendorsethisfavorablejudgment,andwouldcertainlyplacehimaboveCh`enHaoinorderofmerit.
9.WANGHSI,alsooftheSungdynasty,isdecidedlyoriginalinsomeofhisinterpretations,butmuchlessjudiciousthanMeiYao—ch`en,andonthewholenotaverytrustworthyguide.HeisfondofcomparinghisowncommentarywiththatofTs`aoKung,butthecomparisonisnotoftenflatteringtohim.
WelearnfromCh`aoKung—wuthatWangHsirevisedtheancienttextofSunTzu,fillinguplacunaeandcorrectingmistakes.[45]
10.HOYEN—HSIoftheSungdynasty.ThepersonalnameofthiscommentatorisgivenasabovebyChengCh`iaointheTUNG
CHIH,writtenaboutthemiddleofthetwelfthcentury,butheappearssimplyasHoShihintheYUHAI,andMaTuan—linquotesCh`aoKung—wuassayingthathispersonalnameisunknown.ThereseemstobenoreasontodoubtChengCh`iao’sstatement,otherwiseIshouldhavebeeninclinedtohazardaguessandidentifyhimwithoneHoCh`u—fei,theauthorofashorttreatiseonwar,wholivedinthelatterpartofthe11thcentury.HoShih’scommentary,inthewordsoftheT`IEN—I—KOcatalogue,"containshelpfuladditions"hereandthere,butischieflyremarkableforthecopiousextractstaken,inadaptedform,fromthedynastichistoriesandothersources.
11.CHANGYU.Thelistcloseswithacommentatorofnogreatoriginalityperhaps,butgiftedwithadmirablepowersoflucidexposition.HiscommentatorisbasedonthatofTs`aoKung,whosetersesentenceshecontrivestoexpandanddevelopinmasterlyfashion.WithoutChangYu,itissafetosaythatmuchofTs`aoKung’scommentarywouldhaveremainedcloakedinitspristineobscurityandthereforevalueless.HisworkisnotmentionedintheSunghistory,theT`UNGK`AO,ortheYUHAI,butitfindsanicheintheT`UNGCHIH,whichalsonameshimastheauthorofthe"LivesofFamousGenerals."[46]
Itisratherremarkablethatthelast—namedfourshouldallhaveflourishedwithinsoshortaspaceoftime.Ch`aoKung—wuaccountsforitbysaying:"DuringtheearlyyearsoftheSungdynastytheEmpireenjoyedalongspellofpeace,andmenceasedtopracticetheartofwar.butwhen[Chao]Yuan—hao’srebellioncame[1038—42]andthefrontiergeneralsweredefeatedtimeaftertime,theCourtmadestrenuousinquiryformenskilledinwar,andmilitarytopicsbecamethevogueamongstallthehighofficials.HenceitisthatthecommentatorsofSunTzuinourdynastybelongmainlytothatperiod.[47]
Besidestheseelevencommentators,thereareseveralotherswhoseworkhasnotcomedowntous.TheSUISHUmentionsfour,namelyWangLing(oftenquotedbyTuYuasWangTzu);ChangTzu—
shang;ChiaHsuofWei;[48]andShenYuofWu.TheT`ANGSHU
addsSunHao,andtheT`UNGCHIHHsiaoChi,whiletheT`USHU
mentionsaMingcommentator,HuangJun—yu.Itispossiblethatsomeofthesemayhavebeenmerelycollectorsandeditorsofothercommentaries,likeChiT`ien—paoandChiHsieh,mentionedabove.
AppreciationsofSunTzu—————
SunTzuhasexercisedapotentfascinationoverthemindsofsomeofChina’sgreatestmen.AmongthefamousgeneralswhoareknowntohavestudiedhispageswithenthusiasmmaybementionedHanHsin(d.196B.C.),[49]FengI(d.34A.D.),[50]LuMeng(d.219),[51]andYoFei(1103—1141).[52]TheopinionofTs`aoKung,whodisputeswithHanHsinthehighestplaceinChinesemilitaryannals,hasalreadybeenrecorded.[53]Stillmoreremarkable,inoneway,isthetestimonyofpurelyliterarymen,suchasSuHsun(thefatherofSuTung—p`o),whowroteseveralessaysonmilitarytopics,allofwhichowetheirchiefinspirationtoSunTzu.ThefollowingshortpassagebyhimispreservedintheYUHAI:[54]——
SunWu’ssaying,thatinwaronecannotmakecertainofconquering,[55]isverydifferentindeedfromwhatotherbookstellus.[56]WuCh`iwasamanofthesamestampasSunWu:theybothwrotebooksonwar,andtheyarelinkedtogetherinpopularspeechas"SunandWu."ButWuCh`i’sremarksonwararelessweighty,hisrulesarerougherandmorecrudelystated,andthereisnotthesameunityofplanasinSunTzu’swork,wherethestyleisterse,butthemeaningfullybroughtout.
Thefollowingisanextractfromthe"ImpartialJudgmentsintheGardenofLiterature"byChengHou:——
SunTzu’s13chaptersarenotonlythestapleandbaseofallmilitarymen’straining,butalsocompelthemostcarefulattentionofscholarsandmenofletters.Hissayingsareterseyetelegant,simpleyetprofound,perspicuousandeminentlypractical.SuchworksastheLUN
YU,theICHINGandthegreatCommentary,[57]aswellasthewritingsofMencius,HsunK`uangandYangChu,allfallbelowthelevelofSunTzu.
ChuHsi,commentingonthis,fullyadmitsthefirstpartofthecriticism,althoughhedislikestheaudaciouscomparisonwiththeveneratedclassicalworks.Languageofthissort,hesays,"encouragesaruler’sbenttowardsunrelentingwarfareandrecklessmilitarism."
ApologiesforWar—
AccustomedaswearetothinkofChinaasthegreatestpeace—lovingnationonearth,weareinsomedangerofforgettingthatherexperienceofwarinallitsphaseshasalsobeensuchasnomodernStatecanparallel.Herlongmilitaryannalsstretchbacktoapointatwhichtheyarelostinthemistsoftime.ShehadbuilttheGreatWallandwasmaintainingahugestandingarmyalongherfrontiercenturiesbeforethefirstRomanlegionarywasseenontheDanube.WhatwiththeperpetualcollisionsoftheancientfeudalStates,thegrimconflictswithHuns,Turksandotherinvadersafterthecentralizationofgovernment,theterrificupheavalswhichaccompaniedtheoverthrowofsomanydynasties,besidesthecountlessrebellionsandminordisturbancesthathaveflamedupandflickeredoutagainonebyone,itishardlytoomuchtosaythattheclashofarmshasneverceasedtoresoundinoneportionoranotheroftheEmpire.
NolessremarkableisthesuccessionofillustriouscaptainstowhomChinacanpointwithpride.Asinallcountries,thegreatestarefondofemergingatthemostfatefulcrisesofherhistory.Thus,PoCh`istandsoutconspicuousintheperiodwhenCh`inwasenteringuponherfinalstrugglewiththeremainingindependentstates.Thestormyyearswhichfollowedthebreak—upoftheCh`indynastyareilluminatedbythetranscendentgeniusofHanHsin.WhentheHouseofHaninturnistotteringtoitsfall,thegreatandbalefulfigureofTs`aoTs`aodominatesthescene.AndintheestablishmentoftheT`angdynasty,oneofthemightiesttasksachievedbyman,thesuperhumanenergyofLiShih—min(afterwardstheEmperorT`aiTsung)wassecondedbythebrilliantstrategyofLiChing.NoneofthesegeneralsneedfearcomparisonwiththegreatestnamesinthemilitaryhistoryofEurope.
Inspiteofallthis,thegreatbodyofChinesesentiment,fromLaoTzudownwards,andespeciallyasreflectedinthestandardliteratureofConfucianism,hasbeenconsistentlypacificandintenselyopposedtomilitarisminanyform.Itissuchanuncommonthingtofindanyoftheliteratidefendingwarfareonprinciple,thatIhavethoughtitworthwhiletocollectandtranslateafewpassagesinwhichtheunorthodoxviewisupheld.Thefollowing,bySsu—maCh`ien,showsthatforallhisardentadmirationofConfucius,hewasyetnoadvocateofpeaceatanyprice:——
MilitaryweaponsarethemeansusedbytheSagetopunishviolenceandcruelty,togivepeacetotroubloustimes,toremovedifficultiesanddangers,andtosuccorthosewhoareinperil.Everyanimalwithbloodinitsveinsandhornsonitsheadwillfightwhenitisattacked.Howmuchmoresowillman,whocarriesinhisbreastthefacultiesofloveandhatred,joyandanger!Whenheispleased,afeelingofaffectionspringsupwithinhim;whenangry,hispoisonedstingisbroughtintoplay.ThatisthenaturallawwhichgovernshisbeingWhatthenshallbesaidofthosescholarsofourtime,blindtoallgreatissues,andwithoutanyappreciationofrelativevalues,whocanonlybarkouttheirstaleformulasabout"virtue"and"civilization,"condemningtheuseofmilitaryweapons?Theywillsurelybringourcountrytoimpotenceanddishonorandthelossofherrightfulheritage;or,attheveryleast,theywillbringaboutinvasionandrebellion,sacrificeofterritoryandgeneralenfeeblement.Yettheyobstinatelyrefusetomodifythepositiontheyhavetakenup.Thetruthisthat,justasinthefamilytheteachermustnotsparetherod,andpunishmentscannotbedispensedwithintheState,somilitarychastisementcanneverbeallowedtofallintoabeyanceintheEmpire.Allonecansayisthatthispowerwillbeexercisedwiselybysome,foolishlybyothers,andthatamongthosewhobeararmssomewillbeloyalandothersrebellious.[58]
ThenextpieceistakenfromTuMu’sprefacetohiscommentaryonSunTzu:——
Warmaybedefinedaspunishment,whichisoneofthefunctionsofgovernment.ItwastheprofessionofChungYuandJanCh`iu,bothdisciplesofConfucius.Nowadays,theholdingoftrialsandhearingoflitigation,theimprisonmentofoffendersandtheirexecutionbyflogginginthemarket—
place,arealldonebyofficials.Butthewieldingofhugearmies,thethrowingdownoffortifiedcities,thehaulingofwomenandchildrenintocaptivity,andthebeheadingoftraitors——thisisalsoworkwhichisdonebyofficials.
Theobjectsoftherackandofmilitaryweaponsareessentiallythesame.Thereisnointrinsicdifferencebetweenthepunishmentoffloggingandcuttingoffheadsinwar.Forthelesserinfractionsoflaw,whichareeasilydealtwith,onlyasmallamountofforceneedbeemployed:
hencetheuseofmilitaryweaponsandwholesaledecapitation.
Inbothcases,however,theendinviewistogetridofwickedpeople,andtogivecomfortandrelieftothegood
Chi—sunaskedJanYu,saying:"Haveyou,Sir,acquiredyourmilitaryaptitudebystudy,orisitinnate?"JanYureplied:"Ithasbeenacquiredbystudy."[59]"Howcanthatbeso,"saidChi—sun,"seeingthatyouareadiscipleofConfucius?""Itisafact,"repliedJanYu;"IwastaughtbyConfucius.ItisfittingthatthegreatSageshouldexercisebothcivilandmilitaryfunctions,thoughtobesuremyinstructionintheartoffightinghasnotyetgoneveryfar."
Now,whotheauthorwasofthisrigiddistinctionbetweenthe"civil"andthe"military,"andthelimitationofeachtoaseparatesphereofaction,orinwhatyearofwhichdynastyitwasfirstintroduced,ismorethanIcansay.