首页 >出版文学> Ancient Law>第7章

第7章

  Chapter9
  TheEarlyHistoryofContractTherearefewgeneralpropositionsconcerningtheagetowhichwebelongwhichseematfirstsightlikelytobereceivedwithreadierconcurrencethantheassertionthatthesocietyofourdayismainlydistinguishedfromthatofprecedinggenerationsbythelargenessofthespherewhichisoccupiedinitbyContract。Someofthephenomenaonwhichthispropositionrestsareamongthosemostfrequentlysingledoutfornotice,forcomment,andforeulogy。Notmanyofusaresounobservantasnottoperceivethatininnumerablecaseswhereoldlawfixedaman’ssocialpositionirreversiblyathisbirth,modernlawallowshimtocreateitforhimselfbyconvention;andindeedseveralofthefewexceptionswhichremaintothisruleareconstantlydenouncedwithpassionateindignation。Thepoint,forinstance,whichisreallydebatedinthevigorouscontroversystillcarriedonuponthesubjectofnegroservitude,iswhetherthestatusoftheslavedoesnotbelongtobygoneinstitutions,andwhethertheonlyrelationbetweenemployerandlabourerwhichcommendsitselftomodernmoralitybenotarelationdeterminedexclusivelybycontract。Therecognitionofthisdifferencebetweenpastagesandthepresententersintotheveryessenceofthemostfamouscontemporaryspeculations。ItiscertainthatthescienceofPoliticalEconomy,theonlydepartmentofmoralinquirywhichhasmadeanyconsiderableprogressinourday,wouldfailtocorrespondwiththefactsoflifeifitwerenottruethatImperativeLawhadabandonedthelargestpartofthefieldwhichitonceoccupied,andhadleftmentosettlerulesofconductforthemselveswithalibertyneverallowedtothemtillrecently。
  Thebiasindeedofmostpersonstrainedinpoliticaleconomyistoconsiderthegeneraltruthonwhichtheirsciencereposesasentitledtobecomeuniversal,and,whentheyapplyitasanart,theireffortsareordinarilydirectedtoenlargingtheprovinceofContractandtocurtailingthatofImperativeLaw,exceptsofaraslawisnecessarytoenforcetheperformanceofContracts。
  TheimpulsegivenbythinkerswhoareundertheinfluenceoftheseideasisbeginningtobeverystronglyfeltintheWesternworld。Legislationhasnearlyconfesseditsinabilitytokeeppacewiththeactivityofmanindiscovery,ininvention,andinthemanipulationofaccumulatedwealth;andthelawevenoftheleastadvancedcommunitiestendsmoreandmoretobecomeameresurface-stratumhavingunderitaneverchangingassemblageofcontractualruleswithwhichitrarelyinterferesexcepttocompelcompliancewithafewfundamentalprinciplesorunlessitbecalledintopunishtheviolationofgoodfaith。
  Socialinquiries,sofarastheydependontheconsiderationoflegalphenomena,areinsobackwardaconditionthatweneednotbesurprisedatnotfindingthesetruthrecognisedinthecommonplaceswhichpasscurrentconcerningtheprogressofsociety。Thesecommonplacesanswermuchmoretoourprejudicesthantoourconvictions。ThestrongdisinclinationofmostmentoregardmoralityasadvancingseemstobeespeciallypowerfulwhenthevirtuesonwhichContractdependsareinquestion,andmanyofushavealmostinstinctivereluctancetoadmittingthatgoodfaithandtrustinourfellowsaremorewidelydiffusedthanofold,orthatthereisanythingincontemporarymannerswhichparallelstheLoyaltyoftheantiqueworld。Fromtimetotime,theseprepossessionsaregreatlystrengthenedbythespectacleoffrauds,unheardofbeforetheperiodatwhichtheywereobserved,andastonishingfromtheircomplicationaswellasshockingfromcriminality。Buttheverycharacterofthesefraudsshowsclearlythat,beforetheybecamepossible,themoralobligationsofwhichtheyarethebreachmusthavebeenmorethanproportionatelydeveloped。Itistheconfidencereposedanddeservedbythemanywhichaffordsfacilitiesforthebadfaithofthefew,sothat,ifcolossalexamplesofdishonestyoccur,thereisnosurerinclusionthanthatscrupuloushonestyisdisplayedintheaverageofthetransactionswhich,intheparticularcase,havesuppliedthedelinquentwithhisopportunity。Ifweinsistonreadingthehistoryofmoralityasreflectedinjurisprudence,byturningoureyesnotonthelawofContractbutonthelawofCrime,wemustbecarefulthatwereaditaright。TheonlyformofdishonestytreatedofinthemostancientRomanlawisTheft。
  AtthemomentatwhichIwrite,thenewestchapterintheEnglishcriminallawisonewhichattemptstoprescribepunishmentforthefraudsofTrustees。TheproperinferencefromthiscontrastisnotthattheprimitiveRomanspractisedahighermoralitythanourselves。Weshouldrathersaythat,intheintervalbetweentheirdaysandours,moralityhasadvancedfromaveryrudetoahighlyrefinedconceptionfromviewingtherightsofpropertyasexclusivelysacred,tolookingupontherightsgrowingoutofthemereunilateralreposalofconfidenceasentitledtotheprotectionofthepenallaw。
  Thedefinitetheoriesofjuristsarescarcelynearerthetruthinthispointthantheopinionsofthemultitude。TobeginwiththeviewsoftheRomanlawyers,wefindtheminconsistentwiththetruehistoryofmoralandlegalprogress。Oneclassofcontracts,inwhichtheplightedfaithofthecontractingpartieswastheonlymaterialingredient,theyspecificallydenominatedContractsjurisgentium,andthoughthesecontractswereundoubtedlythelatestbornintotheRomansystem,theexpressionemployedimplies,ifadefinitemeaningbeextractedfromit,thattheyweremoreancientthancertainotherformsofengagementtreatedofinRomanlaw,inwhichtheneglectofameretechnicalformalitywasasfataltotheobligationasmisunderstandingordeceit。Butthentheantiquitytowhichtheywerereferredwasvague,shadowy,andonlycapableofbeingunderstoodthroughthePresent;norwasituntilthelanguageoftheRomanlawyersbecamethelanguageofanagewhichhadlostthekeytotheirmodeofthoughtthata"ContractoftheLawofNations"cametobedistinctlylookeduponasaContractknowntomaninaStateofNature。Rousseauadoptedboththejuridicalandthepopularerror。IntheDissertationontheeffectsofArtandScienceuponMorals,thefirstofhisworkswhichattractedattentionandtheoneinwhichhestatesmostunreservedlytheopinionswhichmadehimthefounderofasect,theveracityandgoodfaithattributedtotheancientPersiansarerepeatedlypointedoutastraitsofprimitiveinnocencewhichhavebeengraduallyobliteratedbycivilisation;andatalaterperiodhefoundabasisforallhisspeculationsinthedoctrineofanoriginalSocialContract。TheSocialContractorCompactisthemostsystematicformwhichhaseverbeenassumedbytheerrorwearediscussing。Itisatheorywhich,thoughnursedintoimportancebypoliticalpassions,derivedallitssapfromthespeculationsoflawyers。TrueitcertainlyisthatthefamousEnglishmen,forwhomithadfirsthadattraction,valueditchieflyforitspoliticalserviceableness,but,asIshallpresentlyattempttoexplain,theywouldneverhavearrivedatit,ifpoliticianshadnotlongconductedtheircontroversiesinlegalphraseology。NorweretheEnglishauthorsofthetheoryblindtothatspeculativeamplitudewhichrecommendeditsostronglytotheFrenchmenwhoinheriteditfromthem。Theirwritingsshowtheyperceivedthatitcouldbemadetoaccountforallsocial,quiteaswellasforallpoliticalphenomena。Theyhadobservedthefact,alreadystrikingintheirday,thatofthepositiverulesobeyedbymen,thegreaterpartwerecreatedbyContract,thelesserbyImperativeLaw。Buttheywereignorantorcarelessofthehistoricalrelationofthesetwoconstituentsofjurisprudence。Itwasforthepurpose,therefore,ofgratifyingtheirspeculativetastesbyattributingalljurisprudencetoauniformsource,asmuchaswiththeviewofeludingthedoctrineswhichclaimedadivineparentageforImperativeLawthattheydevisedthetheorythatallLawhaditsorigininContract。Inanotherstageofthought,theywouldhavebeensatisfiedtoleavetheirtheoryintheconditionofaningenioushypothesisoraconvenientverbalformula。Butthatagewasunderthedominionoflegalsuperstitions。TheStateofNaturehadbeentalkedabouttillithadceasedtoberegardedasparadoxical,andhenceitseemedeasytogiveafallaciousrealityanddefinitenesstothecontractualoriginofLawbyinsistingontheSocialCompactasahistoricalfact。
  Ourowngenerationhasgotridoftheseerroneousjuridicaltheories,partlybyoutgrowingtheintellectualstatetowhichtheybelong,andpartlybyalmostceasingtotheoriseonsuchsubjectsaltogether。Thefavouriteoccupationofactivemindsatthepresentmoment,andtheonewhichanswerstothespeculationsofourforefathersontheoriginofthesocialstate,istheanalysisofsocietyasitexistsandmovesbeforeoureyes;but,throughomittingtocallintheassistanceofhistory,thisanalysistoooftendegeneratesintoanidleexerciseofcuriosity,andisespeciallyapttoincapacitatetheinquirerforcomprehendingstatesofsocietywhichdifferconsiderablyfromthattowhichheisaccustomed。Themistakeofjudgingthemenofotherperiodsbythemoralityofourowndayhasitsparallelinthemistakeofsupposingthateverywheelandboltinthemodernsocialmachinehaditscounterpartinmorerudimentarysocieties。
  Suchimpressionsramifyverywidely,andmasquethemselvesverysubtly,inhistoricalworkswritteninthemodernfashion;butI
  findthetraceoftheirpresenceinthedomainofjurisprudenceinthepraisewhichisfrequentlybestowedonthelittleapologueofMontesquieuconcerningtheTroglodytes,insertedintheLettresPersanes。TheTroglodyteswereapeoplewhosystematicallyviolatedtheirContracts,andsoperishedutterly。
  Ifthestorybearsthemoralwhichitsauthorintended,andisemployedtoexposeananti-socialheresybywhichthiscenturyandthelasthavebeenthreatened,itismostunexceptionable;
  butiftheinferencebeobtainedfromitthatsocietycouldnotpossiblyholdtogetherwithoutattachingasacrednesstopromisesandagreementswhichshouldbeonsomethinglikeaparwiththerespectthatispaidtothembyamaturecivilisation,itinvolvesanerrorsograveastobefataltoallsoundunderstandingoflegalhistory。ThefactisthattheTroglodyteshaveflourishedandfoundedpowerfulstateswithverysmallattentiontotheobligationsofContract。Thepointwhichbeforeallothershastobeapprehendedintheconstitutionofprimitivesocietiesisthattheindividualcreatesforhimselffewornorights,andfewornoduties。Theruleswhichheobeysarederivedfirstfromthestationintowhichheisborn,andnextfromtheimperativecommandsaddressedtohimbythechiefofthehouseholdofwhichheformspart。SuchasystemleavestheverysmallestroomforContract。Thememberofthesamefamilyforsowemayinterprettheevidencearewhollyincapableofcontractingwitheachother,andthefamilyisentitledtodisregardtheengagementsbywhichanyoneofitssubordinatememberhasattemptedtobindit。Family,itistrue,maycontractwithfamily,chieftainwithchieftain,butthetransactionisoneofthesamenature,andencumberedbyasmanyformalities,asthealienationofproperty,andthedisregardofoneiotaoftheperformanceisfataltotheobligation。Thepositivedutyresultingfromoneman’srelianceonthewordofanotherisamongtheslowestconquestsofadvancingcivilisation。
  NeitherAncientLawnoranyothersourceofevidencedisclosestoussocietyentirelydestituteoftheconceptionofContract。Buttheconception,whenitfirstshowsitself,isobviouslyrudimentary。Notrustworthyprimitiverecordcanbereadwithoutperceivingthatthehabitofmindwhichinducesustomakegoodapromiseisasyetimperfectlydeveloped,andthatactsofflagrantperfidyareoftenmentionedwithoutblameandsometimesdescribedwithapprobation。IntheHomericliterature,forinstance,thedeceitfulcunningofUlyssesappearsasavirtueofthesamerankwiththeprudenceofNestor,theconstancyofHector,andthegallantryofAchilles。AncientlawisstillmoresuggestiveofthedistancewhichseparatesthecrudeformofContractfromitsmaturity。Atfirst,nothingisseenliketheinterpositionoflawtocompeltheperformanceofapromise。Thatwhichthelawarmswithitssanctionsisnotapromise,butapromiseaccompaniedwithasolemnceremonial。Notonlyareformalitiesofequalimportancewiththepromiseitself,buttheyare,ifanything,ofgreaterimportance;forthatdelicateanalysiswhichmaturejurisprudenceappliestotheconditionsofmindunderwhichaparticularverbalassentisgivenappears,inancientlaw,tobetransferredtothewordsandgesturesoftheaccompanyingperformance。Nopledgeisenforcedifasingleformbeomittedormisplaced,but,ontheotherhand,iftheformscanbeshowntohavebeenaccuratelyproceededwith,itisofnoavailtopleadthatthepromisewasmadeunderduressordeception。ThetransmutationofthisancientviewintothefamiliarnotionofaContractisplainlyseeninthehistoryofjurisprudence。Firstoneortwostepsintheceremonialaredispensedwith;thentheothersaresimplifiedorpermittedtobeneglectedoncertainconditions;lastly,afewspecificcontractsareseparatedfromtherestandallowedtobeenteredintowithoutform,theselectedcontractsbeingthoseonwhichtheactivityandenergyofsocialintercoursedepends。Slowly,butmostdistinctly,thementalengagementisolatesitselfamidthetechnicalities,andgraduallybecomesthesoleingredientonwhichtheinterestofthejurisconsultisconcentrated。Suchamentalengagement,signifiedthroughexternalacts,theRomanscalledaPactorConvention;andwhentheConventionhasoncebeenconceivedasthenucleusofaContract,itsoonbecomesthetendencyofadvancingjurisprudencetobreakawaytheexternalshellofformandceremony。Formsarethenceforwardonlyretainedsofarastheyareguaranteesofauthenticity,andsecuritiesforcautionanddeliberation。TheideaofaContractisfullydeveloped,or,toemploytheRomanphrase,ContractsareabsorbedinPacts。
  ThehistoryofthiscourseofchangeinRomanlawisexceedinglyinstructive。Attheearliestdawnofthejurisprudence,theterminuseforaContractwasonewhichisveryfamiliartothestudentsofhistoricalLatinity。Itwasnexum,andthepartiestothecontractweresaidtobenexi,expressionswhichmustbecarefullyattendedtoonaccountofthesingulardurablenessofthemetaphoronwhichtheyarefounded。
  Thenotionthatpersonsunderacontractualengagementareconnectedtogetherbyastrongbondorchain,continuedtillthelasttoinfluencetheRomanjurisprudenceofContract;andflowingthenceithasmixeditselfwithmodernideas。Whatthenwasinvolvedinthisnexumorbond?AdefinitionwhichhasdescendedtousfromoneoftheLatinantiquariansdescribesnexumasomnequodgeriturperaesetlibram,"everytransactionwiththecopperandthebalance,"andthesewordshaveoccasionedagooddealofperplexity。Thecopperandthebalancearethewell-knownaccompanimentsoftheMancipation,theancientsolemnitydescribedinaformerchapter,bywhichtherightofownershipinthehighestformofRomanPropertywastransferredfromonepersontoanother。Mancipationwasaconveyance,andhencehasarisenthedifficulty,forthedefinitionthuscitedappearstoconfoundContractsandConveyances,whichinthephilosophyofjurisprudencearenotsimplykeptapart,butareactuallyopposedtoeachother。Thejusinre,rightinrem,right"availingagainstalltheworld,"orProprietaryRight,issharplydistinguishedbytheanalystofmaturejurisprudencefromthejusadrem,rightinpersonam,right"availingasingleindividualorgroup,"orobligation。NowConveyancestransferProprietaryRights,ContractscreateObligations——howthencanthetwobeincludedunderthesamenameorsamegeneralconception?This,likemanysimilarembarrassments,hasbeenoccasionedbytheerrorofascribingtothementalconditionofanunformedsocietyafacultywhichpre-eminentlybelongstoanadvancedstageofintellectualdevelopment,thefacultyofdistinguishinginspeculationideaswhichareblendedinpractice。WehaveindicationsnottobemistakenofastateofsocialaffairsinwhichConveyancesandContractswerepracticallyconfounded;nordidthediscrepanceoftheconceptionsbecomeperceptibletillmenhadbeguntoadoptadistinctpracticeincontractingandconveying。
  ItmayherebeobservedthatweknowenoughofancientRomanlawtogivesomeideaofthemodeoftransformationfollowedbylegalconceptionsandbylegalphraseologyintheinfancyofJurisprudence。Thechangewhichtheyundergoappeartobeachangefromgeneraltospecial;or,aswemightotherwiseexpressit,theancientconceptionsandtheancienttermsaresubjectedtoaprocessofgradualspecialisation。Anancientlegalconceptioncorrespondsnottoonebuttoseveralmodernconceptions。Anancienttechnicalexpressionservestoindicateavarietyofthingswhichinmodernlawhaveseparatenamesallottedtothem。IfhoweverwetakeupthehistoryofJurisprudenceatthenextstage,wefindthatthesubordinateconceptionshavegraduallydisengagedthemselvesandthattheoldgeneralnamesaregivingwaytospecialappellations。Theoldgeneralconceptionisnotobliterated,butithasceasedtocovermorethanoneorafewofthenotionswhichitfirstincluded。Sotootheoldtechnicalnameremains,butitdischargesonlyoneofthefunctionswhichitonceperformed。Wemayexemplifythisphenomenoninvariousways。PatriarchalPowerofallsortsappears,forinstance,tohavebeenonceconceivedasidenticalincharacter,anditwasdoubtlessdistinguishedbyonename。ThePowerexercisedbytheancestorwasthesamewhetheritwasexercisedoverthefamilyorthematerialproperty——overflocks,herds,slaves,children,orwife。WecannotbeabsolutelycertainofitsoldRomanname,butthereisverystrongreasonforbelieving,fromthenumberofexpressionsindicatingshadesofthenotionofpowerintowhichthewordmanusenter,thattheancientgeneraltermwasmanus。But,whenRomanlawhasadvancedalittle,boththenameandtheideahavebecomespecialised。
  Powerisdiscriminated,bothinwordandinconception,accordingtotheobjectoverwhichitisexerted。Exercisedovermaterialcommoditiesorslaves,ithasbecomedominium——overchildren,itisPotestas——overfreepersonswhoseserviceshavebeenmadeawaytoanotherbytheirownancestor,itismancipium——overawife,itisstillmanus。Theoldword,itwillbeperceived,hasnotaltogetherfallenintodesuetude,butisconfinedtooneveryspecialexerciseoftheauthorityithadformerlydenoted。ThisexamplewillenableustocomprehendthenatureofthehistoricalalliancebetweenContractsandConveyances。Thereseemstohavebeenonesolemnceremonialatfirstforallsolemntransactions,anditsnameatRomeappearstohavebeennexum。Preciselythesameformswhichwereinusewhenaconveyanceofpropertywaseffectedseemtohavebeenemployedinthemakingofacontract。
  ButwehavenotveryfartomoveonwardsbeforewecometoaperiodatwhichthenotionofaContracthasdisengageditselffromthenotionofaConveyance。Adoublechangehasthustakenplace。Thetransaction"withthecopperandthebalance,"whenintendedtohaveforitsofficethetransferofproperty,isknownbythenewandspecialnameofMancipation。TheancientNexumstilldesignatesthesameceremony,butonlywhenitisemployedforthespecialpurposeofsolemnisingacontract。
  Whentwoorthreelegalconceptionsarespokenofasancientlyblendedinone,itisnotintendedtoimplythatsomeoneoftheincludednotionsmaynotbeolderthantheothers,or,whenthoseotherhavebeenformed,maynotgreatlypredominateoverandtakeprecedenceoverthem。Thereasonwhyonelegalconceptioncontinuessolongtocoverseveralconceptions,andonetechnicalphrasetodoinsteadofseveral,isdoubtlessthatpracticalchangesareaccomplishedinthelawofprimitivesocietieslongbeforemenseeoccasiontonoticeornamethem。
  ThoughIhavesaidthatPatriarchalPowerwasnotatfirstdistinguishedaccordingtotheobjectsoverwhichitwasexercised,IfeelsurethatPoweroverChildrenwastherootoftheoldconceptionofPower;andIcannotdoubtthattheearliestuseoftheNexum,andtheoneprimarilyregardedbythosewhoresortedtoit,wastogivepropersolemnitytothealienationofproperty。ItislikelythataveryslightperversionoftheNexumfromitsoriginalfunctionsfirstgaverisetoitsemploymentinContracts,andthattheveryslightnessofthechangelongpreventeditsbeingappreciatedornoticed。Theoldnameremainedbecausemenhadnotbecomeconsciousthattheywantedanewone;
  theoldnotionclungtothemindbecausenobodyhadseenreasontobeatthepainsofexaminingit。WehavehadtheprocessclearlyexemplifiedinthehistoryofTestaments。AWillwasatfirstasimpleconveyanceofproperty。Itwasonlytheenormouspracticaldifferencethatgraduallyshoweditselfbetweenthisparticularconveyanceandallotherswhichcausedittoberegardedseparately,andevenasitwas,centurieselapsedbeforetheamelioratorsoflawclearedawaytheuselessencumbranceofthenominalmancipation,andconsentedtocarefornothingintheWillbuttheexpressedintentionsoftheTestator。ItisunfortunatethatwecannottracktheearlyhistoryofContractswiththesameabsoluteconfidenceastheearlyhistoryofWills,butwearenotquitewithouthintsthatcontractsfirstshowedthemselvesthroughthenexumbeingputtoanewuseandafterwardsobtainedrecognitionasdistincttransactionsthroughtheimportantpracticalconsequencesoftheexperiment。Thereissome,butnotveryviolent,conjectureinthefollowingdelineationoftheprocess。LetusconceiveasaleforreadymoneyasthenormaltypeoftheNexum。Thesellerbroughtthepropertyofwhichheintendedtodispose——aslave,forexample——thepurchaserattendedwiththeroughingotsofcopperwhichservedformoneyandanindispensableassistant,thelibripens,presentedhimselfwithapairofscales。Theslavewithcertainfixedformalitieswashandedovertothevendee——thecopperwasweighedbythelibripensandpassedtothevendor。Solongasthebusinesslasteditwasanexum,andthepartieswerenexi;butthemomentitwascompleted,thenexumended,andthevendorandpurchaserceasedtobearthenamederivedfromtheirmomentaryrelation。Butnow,letusmoveasteponwardincommercialhistory。Supposetheslavetransferred,butthemoneynotpaid。
  Inthatcase,thenexumisfinished,sofarasthesellerisconcerned,andwhenhehasoncehandedoverhisproperty,heisnolongernexus;but,inregardtothepurchaser,thenexumcontinues。Thetransaction,astohispartofit,isincomplete,andheisstillconsideredtobenexus。Itfollows,therefore,thatthesametermdescribedtheConveyancebywhichtherightofpropertywastransmitted,andthepersonalobligationofthedebtorfortheunpaidpurchase-money。Wemaystillgoforward,andpicturetoourselvesaproceedingwhollyformal,inwhichnothingishandedoverandnothingpaid;wearebroughtatoncetoatransactionindicativeofmuchhighercommercialactivity,anexecutoryContractofSale。
  Ifitbetruethat,bothinthepopularandintheprofessionalview,aContractwaslongregardedasanincompleteConveyance,thetruthhasimportanceformanyreasons。Thespeculationsofthelastcenturyconcerningmankindinastateofnature,arenotunfairlysummedupinthedoctrinethat"intheprimitivesocietypropertywasnothing,andobligationeverything;"anditwillnowbeseenthat,ifthepropositionwererevered,itwouldbenearerthereality。Ontheotherhand,consideredhistoricallytheprimitiveassociationofConveyancesandContractsexplainssomethingwhichoftenstrikesthescholarandjuristassingularlyenigmatical,Imeantheextraordinaryanduniformseverityofveryancientsystemsoflawtodebtors,andtheextravagantpowerswhichtheylodgewithcreditors。Whenonceweunderstandthatthenexumwasartificiallyprolongedtogivetimetothedebtor,wecanbettercomprehendhispositionintheeyeofthepublicandofthelaw。Hisindebtednesswasdoubtlessregardedasananomaly,andsuspenseofpaymentingeneralasanartificeandadistortionofstrictrule。Thepersonwhohaddulyconsummatedhispartinthetransactionmust,onthecontrary,havestoodinpeculiarfavour;andnothingwouldseemmorenaturalthantoarmhimwithstringentfacilitiesforenfordingthecompletionofaproceedingwhich,ofstrictright,oughtnevertohavebeenextendedordeferred。
  Nexum,therefore,whichoriginallysignifiedaConveyanceofproperty,cameinsensiblytodenoteaContractalso,andultimatelysoconstantbecametheassociationbetweenthiswordandthenotionofaContract,thataspecialterm,MancipiumorMancipatio,hadtobeusedforthepurposeofdesignatingthetruenexumortransactioninwhichthepropertywasreallytransferred。ContractsarethereforenowseveredfromConveyances,andthefirststageintheirhistoryisaccomplished,butstilltheyarefarenoughfromthatepochoftheirdevelopmentwhenthepromiseofthecontractorhasahighersacrednessthantheformalitieswithwhichitiscoupled。Inattemptingtoindicatethecharacterofthechangespassedthroughinthisinterval,itisnecessarytotrespassalittleonasubjectwhichliesproperlybeyondtherangeofthesepages,theanalysisofAgreementeffectedbytheRomanjurisconsults。Ofthisanalysis,themostbeautifulmonumentoftheirsagacity,I
  neednotsaymorethanthatitisbasedonthetheoreticalseparationoftheObligationfromtheConventionorPact。BenthamandMr。Austinhavelaiddownthatthe"twomainessentialsofacontractarethese:first,asignificationbythepromisingpartyofhisintentiontodotheactsortoobservetheforbearanceswhichhepromisestodoortoobserve。Secondly,asignificationbythepromiseethatheexpectsthepromisingpartywillfulfiltheprofferedpromise。"ThisisvirtuallyidenticalwiththedoctrineoftheRomanlawyers,butthen,intheirview,theresultofthese"significations"wasnotaContract,butaConventionorPact。APactwastheutmostproductoftheengagementsofindividualsagreeingamongthemselves,anditdistinctlyfellshortofaContract。WhetheritultimatelybecameaContractdependedonthequestionwhetherthelawannexedanObligationtoit。AContractwasaPactorConventionplusanObligation。SolongasthePactremainedunclothedwiththeObligation,itwascallednudeornaked。
  WhatwasanObligation?ItisdefinedbytheRomanlawyersas"Jurisvinculum,quonecessitateadstringimuralicujussolvendaerei。"ThisdefinitionconnectstheObligationwiththeNexumthroughthecommonmetaphoronwhichtheyarefounded,andshowsuswithmuchclearnessthepedigreeofapeculiarconception。TheObligationisthe"bond"or"chain"withwhichthelawjoinstogetherpersonsorgroupsofpersons,inconsequenceofcertainvoluntaryacts。TheactswhichhavetheeffectofattractinganObligationarechieflythoseclassedundertheheadsofContractandDelict,ofAgreementandWrong;butavarietyofotheractshaveasimilarconsequencewhicharenotcapableofbeingcomprisedinanexactclassification。Itistoberemarked,however,thattheactdoesnotdrawtoitselftheObligationinconsequenceofanymoralnecessity,。itisthelawwhichannexesitintheplenitudeofitspower,apointthemorenecessarytobenoted,becauseadifferentdoctrinehassometimesbeenpropoundedbymoderninterpretersoftheCivilLawwhohadmoralormetaphysicaltheoriesoftheirowntosupport。TheimageofavinculumjuriscoloursandpervadeseverypartoftheRomanlawofContractandDelict。Thelawboundthepartiestogether,andthechaincouldonlybeundonebytheprocesscalledsolutio,anexpressionstillfigurative,towhichourword"payment"isonlyoccasionallyandincidentallyequivalent。Theconsistencywithwhichthefigurativeimagewasallowedtopresentitself,explainsanotherwisepuzzlingpeculiarityofRomanlegalphraseology,thefactthat"Obligation"signifiedrightsaswellasduties,theright,forexample,tohaveadebtpaidaswellasthedutyofpayingit。TheRomanskeptinfacttheentirepictureofthe"legalchain"beforetheireyes,andregardedoneendofitnomoreandnolessthantheother。
  InthedevelopedRomanlaw,theConvention,assoonasitwascompleted,was,inalmostallcases,atoncecrownedwiththeObligation,andsobecameaContract;andthiswastheresulttowhichcontract-lawwassurelytending。Butforthepurposeofthisinquiry,wemustattendparticularlytotheintermediatestage——thatinwhichsomethingmorethanaperfectagreementwasrequiredtoattracttheObligation。ThisepochissynchronouswiththeperiodatwhichthefamousRomanclassificationofContractsintofoursorts——theVerbal,theLiteral,theReal,andtheConsensualhadcomeintouse,andduringwhichthesefourordersofContractsconstitutedtheonlydescriptionsofengagementwhichthelawwouldenforce。ThemeaningofthefourfolddistributionisreadilyunderstoodassoonasweapprehendthetheorywhichseveredtheObligationfromtheConvention。Eachclassofcontractswasinfactnamedfromcertainformalitieswhichwererequiredoverandabovethemereagreementofthecontractingparties。IntheVerbalContract,assoonastheConventionwaseffected,aformofwordshadtobegonethroughbeforethevinculumjuriswasattachedtoit。IntheLiteralContract,anentryinaledgerortablebookhadtheeffectofclothingtheConventionwiththeObligation,andthesameresultfollowed,inthecaseoftheRealContract,fromthedeliveryoftheResorThingwhichwasthesubjectofthepreliminaryengagement。Thecontractingpartiescame,inshort,toanunderstandingineachcase;but,iftheywentnofurther,theywerenotobligedtooneanother,andcouldnotcompelperformanceoraskredressforabreachoffaith。Butletthemcomplywithcertainprescribedformalities,andtheContractwasimmediatelycomplete,takingitsnamefromtheparticularformwhichithadsuitedthemtoadopt。Theexceptionstothispracticewillbenoticedpresently。
  IhaveenumeratedthefourContractsintheirhistoricalorder,whichorder,however,theRomanInstitutionalwritersdidnotinvariablyfollow。TherecanbenodoubtthattheVerbalContractwasthemostancientofthefour,andthatitistheeldestknowndescendantoftheprimitiveNexum。SeveralspeciesofVerbalContractwereancientlyinuse,butthemostimportantofall,andtheonlyonetreatedofbyourauthorities,waseffectedbymeansofastipulation,thatis,aQuestionandAnswer;aquestionaddressedbythepersonwhoexactedthepromise,andananswergivenbythepersonwhomadeit。Thisquestionandanswerconstitutedtheadditionalingredientwhich,asIhavejustexplained,wasdemandedbytheprimitivenotionoverandabovethemereagreementofthepersonsinterested。TheyformedtheagencybywhichtheObligationwasannexed。TheoldNexumhasnowbequeathedtomaturerjurisprudencefirstofalltheconceptionofachainunitingthecontractingparties,andthishasbecometheObligation。Ithasfurthertransmittedthenotionofaceremonialaccompanyingandconsecratingtheengagement,andthisceremonialhasbeentransmutedintotheStipulation。Theconversionofthesolemnconveyance,whichwastheprominentfeatureoftheoriginalNexum,intoamerequestionandanswer,wouldbemoreofamysterythanitisifwehadnottheanalogoushistoryofRomanTestamentstoenlightenus。
  Lookingtothathistory,wecanunderstandhowtheformalConveyancewasfirstseparatedfromthepartoftheproceedingwhichhadimmediatereferencetothebusinessinhand,andhowafterwardsitwasomittedaltogether。AsthenthequestionandansweroftheStipulationwereunquestionablytheNexuminasimplifiedshape,wearepreparedtofindthattheylongpartookofthenatureofatechnicalform。ItwouldbeamistaketoconsiderthemasexclusivelyrecommendingthemselvestotheolderRomanLawyersthroughtheirusefulnessinfurnishingpersonsmeditatinganagreementwithanopportunityforconsiderationandreflection。Itisnottobedisputedthattheyhadavalueofthiskind,whichwasgraduallyrecognised;butthereisproofthattheirfunctioninrespecttoContractswasatfirstformalandceremonialinthestatementofourauthorities,thatnoteveryquestionandanswerwasofoldsufficienttoconstituteaStipulation,butonlyaquestionandanswercouchedintechnicalphraseologyspeciallyappropriatedtotheparticularoccasion。
  Butalthoughitisessentialfortheproperappreciationofthehistoryofcontract-lawthattheStipulationshouldbeunderstoodtohavebeenlookeduponasasolemnformbeforeitwasrecognisedasausefulsecurity,itwouldbewrongontheotherhandtoshutoureyestoitsrealusefulness。TheVerbalContract,thoughithadlostmuchofitsancientimportance,survivedtothelatestperiodofRomanjurisprudence;andwemaytakeitforgrantedthatnoinstitutionofRomanlawhadsoextendedalongevityunlessitservedsomepracticaladvantage。I
  observeinanEnglishwritersomeexpressionsofsurprisethattheRomansevenoftheearliesttimeswerecontentwithsomeagreaprotectionagainsthasteandirreflection。ButonexaminingtheStipulationclosely,andrememberingthatwehavetodowithastateofsocietyinwhichwrittenevidencewasnoteasilyprocurable,IthinkwemustadmitthatthisQuestionandAnswer,haditbeenexpresslydevisedtoanswerthepurposewhichitserved,wouldhavebeenjustlydesignatedahighlyingeniousexpedient。Itwasthepromiseewho,inthecharacterofstipulator,putallthetermsofthecontractintotheformofaquestion,andtheanswerwasgivenbythepromisor。"Doyoupromisethatyouwilldelivermesuchandsuchaslave,atsuchandsuchaplace,onsuchandsuchaday?""Idopromise。"Now,ifwereflectforamoment,weshallseethatthisobligationtoputthepromiseinterrogativelyinvertsthenaturalpositionoftheparties,and,byeffectuallybreakingthetenoroftheconversation,preventstheattentionfromglidingoveradangerouspledge。Withus,averbalpromiseis,generallyspeaking,tobegatheredexclusivelyfromthewordsofthepromisor。InoldRomanlaw,anotherstepwasabsolutelyrequired;
  itwasnecessaryforthepromisee,aftertheagreementhadbeenmade,tosumupallitstermsinasolemninterrogation;anditwasofthisinterrogation,ofcourse,andoftheassenttoit,thatproofhadtobegivenatthetrial——notofthepromise,whichwasnotinitselfbinding。Howgreatadifferencethisseeminglyinsignificantpeculiaritymaymakeinthephraseologyofcontract-lawisspeedilyrealisedbythebeginnerinRomanjurisprudence,oneofwhosefirststumbling-blocksisalmostuniversallycreatedbyit。WhenweinEnglishhaveoccasion,inmentioningacontract,toconnectitforconvenience’sakewithoneoftheparties——forexample,ifwewishedtospeakgenerallyofacontractor——itisalwaysthepromisoratwhomourwordsarepointing。ButthegenerallanguageofRomanlawtakesadifferentturn;italwaysregardsthecontract,ifwemaysospeak,fromthepointofviewofthepromisee。inSpeakingofapartytoacontract,itisalwaystheStipulator,thepersonwhoasksthequestion,whoisprimarilyalludedto。ButtheserviceablenessofthestipulationismostvividlyillustratedbyreferringtotheactualexamplesinthepagesoftheLatincomicdramatists。Iftheentirescenesarereaddowninwhichthesepassagesoccurex。gra。Plautus,Pseudolus,ActI。sc。i;ActIV。sc。6;Trinummus,ActV。sc。2,itwillbeperceivedhoweffectuallytheattentionofthepersonmeditatingthepromisemusthavebeenarrestedbythequestion,andhowamplewastheopportunityforwithdrawalfromanimprovidentundertaking。
  IntheLiteralorWrittenContract,theformalact,bywhichanObligationwassuperinducedontheConvention,wasanentryofthesumdue,whereitcouldbespecificallyascertained,onthedebitsideofaledger。TheexplanationofthisContractturnsonapointorRomandomesticmanners,thesystematiccharacterandexceedingregularityofbookkeepinginancienttimes。ThereareseveralminordifficultiesofoldRomanlaw,as,forexample,thenatureoftheSlave’sPeculium,whichareonlyclearedupwhenwerecollectthataRomanhouseholdconsistedoranumberofpersonsstrictlyaccountabletoitshead,andthateverysingleitemofdomesticreceiptandexpenditure,afterbeingenteredinwastebooks,wastransferredatstatedperiodstoageneralhouseholdledger。Therearesomeobscurities,however,inthedescriptionswehavereceivedoftheLiteralContract,thefactbeingthatthehabitofkeepingbooksceasedtobeuniversalinlatertimes,andtheexpression"LiteralContract"cametosignifyaformofengagemententirelydifferentfromthatoriginallyunderstood。Wearenot,therefore,inapositiontosay,withrespecttotheprimitiveLiteralContract,whethertheobligationwascreatedbyasimpleentryonthepartofthecreditor,orwhethertheconsentofthedebtororacorrespondingentryinhisownbookswasnecessarytogiveitlegaleffect。Theessentialpointishoweverestablishedthat,inthecaseofthisContract,allformalitiesweredispensedwithonaconditionbeingcompliedwith。Thisisanotherstepdownwardsinthehistoryofcontract-law。
  TheContractwhichstandsnextinhistoricalsuccession,theRealContract,showsagreatadvanceinethicalconceptions。
  Wheneveranyagreementhadforitsobjectthedeliverofaspecificthing——andthisisthecasewiththelargemajorityofsimpleengagements——theObligationwasdrawndownassoonasthedeliveryhadactuallytakenplace。SucharesultmusthaveinvolvedaseriousinnovationontheoldestideasofContract;
  fordoubtless,intheprimitivetimes,whenaContractingpartyhadneglectedtoclothehisagreementinastipulation,nothingdoneinpursuanceoftheagreementwouldberecognisedbythelawApersonwhohadpaidovermoneyonloanwouldbeunabletosueforitsrepaymentunlesshehadformallystipulatedforit。But,intheRealContract,performanceononesideisallowedtoimposealegaldutyontheother——evidentlyonethicalgrounds。
  ForthefirsttimethenmoralconsiderationsappearasaningredientinContract-law,andtheRealContractdiffersfromitstwopredecessorsinbeingroundedonthese,ratherthanonrespectfortechnicalformsorondeferencetoRomandomestichabits。
  Wenowreachthefourthclass,orConsensualContracts,themostinterestingandimportantofall。FourspecifiedContractsweredistinguishedbythisname:Mandatum,i。e。CommissionorAgency;SocietasorPartnership;EmtioVenditioorSale;andLocatioConductioorLettingandHiring。Afewpagesago,afterstatingthataContractconsistedofaPactorConventiontowhichanObligationhadbeensuperadded,IspokeofcertainactsorformalitiesbywhichthelawpermittedtheObligationtobeattractedtothePact。Iusedthislanguageonaccountoftheadvantageofageneralexpression,butitisnotstrictlycorrectunlessitbeunderstoodtoincludethenegativeaswellasthepositive。For,intruth,thepeculiarityoftheseConsensualContractsisthatnoformalitiesarerequiredtocreatethemoutofthePact。Muchthatisindefensible,andmuchmorethatisobscure,hasbeenwrittenabouttheConsensualContracts,andithasevenbeenassertedthatinthemtheconsentofthePartiesismoreemphaticallygiventhaninanyotherspeciesofagreement。
  ButthetermConsensualmerelyindicatesthattheObligationishereannexedatoncetotheConsensus。TheConsensus,ormutualassentoftheparties,isthefinalandcrowningingredientintheConvention,anditisthespecialcharacteristicofagreementsfallingunderoneofthefourheadsofSale,Partnership,Agency,andHiring,that,assoonastheassentofthepartieshassuppliedthisingredient,thereisatonceaContract。TheConsensusdrawswithittheObligation,performing,intransactionsofthesortspecified,theexactfunctionswhicharedischarged,intheothercontracts,bytheResorThing,bytheVerbastipulationis,andbytheLiteraeorwrittenentryinaledger。Consensualisthereforeatermwhichdoesnotinvolvetheslightestanomaly,butisexactlyanalogoustoReal,Verbal,andLiteral。
  IntheintercourseoflifethecommonestandmostimportantofallthecontractsareunquestionablythefourstyledConsensual。Thelargerpartofthecollectiveexistenceofeverycommunityisconsumedintransactionsofbuyingandselling,oflettingandhiring,ofalliancesbetweenmenforpurposesofbusiness,ofdelegationofbusinessfromonemantoanother;andthisisnodoubttheconsiderationwhichledtheRomans,asithasledmostsocieties,torelievethesetransactionsfromtechnicalincumbrance,toabstainasmuchaspossiblefromcloggingthemostefficientspringsofsocialmovement。SuchmotiveswerenotofcourseconfinedtoRome,andthecommerceoftheRomanswiththeirneighboursmusthavegiventhemabundantopportunitiesforobservingthatthecontractsbeforeustendedeverywheretobecomeConsensual,obligatoryonthemeresignificationofmutualassent。Hence,followingtheirusualpractice,theydistinguishedthesecontractsascontractsJurisGentium。YetIdonotthinkthattheyweresonamedataveryearlyperiod。ThefirstnotionsofaJusGentiummayhavebeendepositedinthemindsoftheRomanlawyerslongbeforetheappointmentofaPraetorPeregrinus,butitwouldonlybethroughextensiveandregulartradethattheywouldbefamiliarisedwiththecontractualsystemofotherItaliancommunities,andsuchatradewouldscarcelyattainconsiderableproportionsbeforeItalyhadbeenthoroughlypacified,andthesupremacyofRomeconclusivelyassured。Although,however,thereisstrongprobabilitythattheConsensualContractswerethelatest-bornintotheRomansystem,andthoughitislikelythatthequalification,JurisGentium,stampstherecencyoftheirorigin,yetthisveryexpression,whichattributesthemtothe"LawofNations,"hasinmoderntimesproducedthenotionoftheirextremeantiquity。For,whenthe"LawofNations"hadbeenconvertedintothe"LawofNature,"itseemedtobeimpliedthattheConsensualContractswerethetypeoftheagreementsmostcongenialtothenaturalstate;andhencearosethesingularbeliefthattheyoungerthecivilisation,thesimplermustbeitsformsofcontract。
  TheConsensualContracts,itwillbeobserved,wereextremelylimitedinnumber。ButitcannotbedoubtedthattheyconstitutedthestageinthehistoryofContract-lawfromwhichallmodernconceptionsofcontracttooktheirstart。Themotionofthewillwhichconstitutesagreementwasnowcompletelyinsulated,andbecamethesubjectofseparatecontemplation;formswereentirelyeliminatedfromthenotionofcontract,andexternalactswereonlyregardedassymbolsoftheinternalactofvolition。TheConsensualContractshad,moreover,beenclassedintheJusGentium,anditwasnotlongbeforethisclassificationdrewwithittheinferencethattheywerethespeciesofagreementwhichrepresentedtheengagementsapprovedofbyNatureandincludedinhercode。Thispointoncereached,wearepreparedforseveralcelebrateddoctrinesanddistinctionsoftheRomanlawyers。OneofthemisthedistinctionbetweenNaturalandCivilObligations。
  Whenapersonoffullintellectualmaturityhaddeliberatelyboundhimselfbyanengagement,hewassaidtobeunderanaturalobligation,eventhoughhehadomittedsomenecessaryformality,andeventhoughthroughsometechnicalimpedimenthewasdevoidoftheformalcapacityformakingavalidcontract。Thelawandthisiswhatthedistinctionimplieswouldnotenforcetheobligation,butitdidnotabsolutelyrefusetorecogniseit;andnaturalobligationsdifferedinmanyrespectsfromobligationswhichweremerelynullandvoid,moreparticularlyinthecircumstancethattheycouldbecivillyconfirmed,ifthecapacityforcontractweresubsequentlyacquired。AnotherverypeculiardoctrineofthejurisconsultscouldnothavehaditsoriginearlierthantheperiodatwhichtheConventionwasseveredfromthetechnicalingredientsofContract。TheytaughtthatthoughnothingbutaContractcouldbethefoundationofanaction,amerePactorConventioncouldbethebasisofaplea。
  Itfollowedfromthis,thatthoughnobodycouldsueuponanagreementwhichhehadnottakentheprecautiontomatureintoaContractbycomplyingwiththeproperforms,neverthelessaclaimarisingoutofavalidcontractcouldberebuttedbyprovingacounteragreementwhichhadnevergotbeyondthestateofasimpleconvention。Anactionfortherecoveryofadebtcouldbemetbyshowingamereinformalagreementtowaiveorpostponethepayment。
  ThedoctrinejuststatedindicatesthehesitationofthePraetorsinmakingtheiradvancestowardsthegreatestoftheirinnovations。TheirtheoryofNaturallawmusthaveledthemtolookwithespecialfavourontheConsensualContractsandonthosePactsorConventionsofwhichtheConsensualContractswereonlyparticularinstances;buttheydidnotatonceventureonextendingtoallConventionsthelibertyoftheConsensualContracts。TheytookadvantageofthatspecialsuperintendenceoverprocedurewhichhadbeenconfidedtothemsincethefirstbeginningsofRomanlaw,and,whiletheystilldeclinedtopermitasuittobelaunchedwhichwasnotbasedonaformalcontract,theygavefullplaytotheirnewtheoryofagreementindirectingtheulteriorstagesoftheproceeding。But,whentheyhadproceededthusfar,itwasinevitablethattheyshouldproceedfarther。TherevolutionoftheancientlawofContractwasconsummatedwhenthePraetorofsomeoneyearannouncedinhisEdictthathewouldgrantequitableactionsuponPactswhichhadneverbeenmaturedatallintoContracts,providedonlythatthePactsinquestionhadbeenfoundedonaconsiderationcausa。
  PactsofthissortarealwaysenforcedundertheadvancedRomanjurisprudence。TheprincipleismerelytheprincipleoftheConsensual。Contractcarriedtoitsproperconsequence;and,infact,ifthetechnicallanguageoftheRomanshadbeenasplasticastheirlegaltheories,thesePactsenforcedbythePraetorwouldhavebeenstylednewContracts,newConsensualContracts。
  Legalphraseologyis,however,thepartofthelawwhichisthelasttoalter,andthePactsequitablyenforcedcontinuedtobedesignatedsimplyPraetorianPacts。ItwillberemarkedthatunlesstherewereconsiderationforthePact,itwouldcontinuenudesofarasthenewjurisprudencewasconcerned;inordertogiveiteffect,itwouldbenecessarytoconvertitbyastipulationintoaVerbalContract。
  TheextremeimportanceofthishistoryofContract,asasafeguardagainstalmostinnumerabledelusions,mustbemyjustificationfordiscussingitatsoconsiderablealength。Itgivesacompleteaccountofthemarchofideasfromonegreatlandmarkofjurisprudencetoanother。WebeginwithNexum,inwhichaContractandaConveyanceareblended,andinwhichtheformalitieswhichaccompanytheagreementareevenmoreimportantthantheagreementitself。FromtheNexumwepasstotheStipulation,whichisasimplifiedformoftheolderceremonial。
  TheLiteralContractcomesnext,andhereallformalitiesarewaived,ifproofoftheagreementcanbesuppliedfromtherigidobservancesofaRomanhousehold。IntheRealContractamoraldutyisforthefirsttimerecognised,andpersonswhohavejoinedoracquiescedinthepartialperformanceofanengagementareforbiddentorepudiateitonaccountofdefectsinform。
  Lastly,theConsensualContractsemerge,inwhichthementalattitudeofthecontractorsissolelyregarded,andexternalcircumstanceshavenotitletonoticeexceptasevidenceoftheinwardundertaking。ItisofcourseuncertainhowfarthisprogressofRomanideasfromagrosstoarefinedconceptionexemplifiesthenecessaryprogressofhumanthoughtonthesubjectofContract。TheContract-lawofallotherancientsocietiesbuttheRomaniseithertooscantytofurnishinformation,orelseisentirelylost;andmodernjurisprudenceissothoroughlyleavenedwiththeRomannotionsthatitfurnishesuswithnocontrastsorparallelsfromwhichinstructioncanbegleaned。Fromtheabsence,however,。theofeverythingviolent,marvellous,orunintelligibleinchangesI
  havedescribed,itmaybereasonablybelievedthatthehistoryofancientRomanContractsis,uptoacertainpoint,typicalofthehistoryofthisclassoflegalconceptionsinotherancientsocieties。ButitisonlyuptoacertainpointthattheprogressofRomanlawcanbetakentorepresenttheprogressofothersystemsofjurisprudence。ThetheoryofNaturallawisexclusivelyRoman。Thenotionofthevinculumjuris,sofarasmyknowledgeextends,isexclusivelyRoman。ThemanypeculiaritiesofthematureRomanlawofContractandDelictwhicharetraceabletothesetwoideas,whethersinglyorincombination,arethereforeamongtheexclusiveproductsofoneparticularsociety。Theselaterlegalconceptionsareimportant,notbecausetheytypifythenecessaryresultsofadvancingthoughtunderallconditions,butbecausetheyhaveexercisedperfectlyenormousinfluenceontheintellectualdiathesisofthemodernworld。
  IknownothingmorewonderfulthanthevarietyofsciencestowhichRomanlaw,RomanContract-lawmoreparticularly,hascontributedmodesofthought,coursesofreasoning,andatechnicallanguage。Ofthesubjectswhichhavewhettedtheintellectualappetiteofthemoderns,thereisscarcelyone,exceptPhysic,whichhasnotbeenAlteredthroughRomanjurisprudence。ThescienceofpureMetaphysicshad,indeed,ratheraGreekthanaRomanparentage,butPolitics,MoralPhilosophy,andevenTheologyfoundinRomanlawnotonlyavehicleofexpression,butanidusinwhichsomeoftheirprofoundestinquirieswerenourishedintomaturity。Forthepurposeofaccountingforthisphenomenon,itisnotabsolutelynecessarytodiscussthemysteriousrelationbetweenwordsandideas,ortoexplainhowitisthatthehumanmindhasnevergrappledwithanysubjectofthought,unlessithasbeenprovidedbeforehandwithaproperstoreoflanguageandwithanapparatusofappropriatelogicalmethods。Itisenoughtoremark,that,whenthephilosophicalinterestsoftheEasternandWesternworldswereseparated,thefoundersofWesternthoughtbelongedtoasocietywhichspokeLatinandreflectedinLatin。ButintheWesternprovincestheonlylanguagewhichretainedsufficientprecisionforphilosophicalpurposeswasthelanguageofRomanlaw,whichbyasingularfortunehadpreservednearlyallthepurityoftheAugustanage,whilevernacularLatinwasdegeneratingintoadialectofportentousbarbarism。AndifRomanjurisprudencesuppliedtheonlymeansofexactnessinspeech,stillmoreemphaticallydiditfurnishtheonlymeansofexactness,subtlety,ordepthinthought。Foratleastthreecenturies,philosophyandsciencewerewithoutahomeintheWest;andthoughmetaphysicandmetaphysicaltheologywereengrossingthementalenergiesofmultitudesofRomansubjects,thephraseologyemployedintheseardentinquirieswasexclusivelyGreek,andtheirtheatrewastheEasternhalfoftheEmpire。Sometimes,indeed,theconclusionsoftheEasterndisputantsbecamesoimportantthateveryman’sassenttothem,ordissentfromthem,hadtoberecorded,andthentheWestwasintroducedtotheresultsofEasterncontroversy,whichitgenerallyacquiescedinwithoutinterestandwithoutresistance。
  Meanwhile,onedepartmentofinquiry,difficultenoughforthemostlaborious,deepenoughforthemostsubtle,delicateenoughforthemostrefined,hadneverlostitsattractionsfortheeducatedclassesoftheWesternprovinces。TothecultivatedcitizenofAfrica,ofSpain,ofGaulandofNorthernItalyitwasjurisprudence,andjurisprudenceonly,whichstoodintheplaceofpoetryandhistory,ofphilosophyandscience。SofarthenfromtherebeinganythingmysteriousinthepalpablylegalcomplexionoftheearliesteffortsofWesternthoughtitwouldratherbeastonishingifithadassumedanyotherhue。IcanonlyexpressmysurpriseatthescantinessoftheattentionwhichhasbeengiventothedifferencebetweenWesternideasandEastern,betweenWesterntheologyandEastern,causedbythepresenceofanewingredient。ItispreciselybecausetheinfluenceofjurisprudencebeginstobepowerfulthatthefoundationofConstantinopleandthesubsequentseparationoftheWesternEmpirefromtheEastern,areepochsinphilosophicalhistory。ButcontinentalthinkersaredoubtlesslesscapableofappreciatingtheimportanceofthiscrisisbytheveryintimacywithwhichnotionsderivedfromRomanLawaremingledupwitheverydayideas。Englishmen,ontheotherhand,areblindtoitthroughthemonstrousignorancetowhichtheycondemnthemselvesofthemostplentifulsourceofthestreamofmodernknowledge,oftheoneintellectualresultoftheRomancivilisation。Atthesametime,anEnglishman,whowillbeatthepainstofamiliarisehimselfwiththeclassicalRomanlawisperhaps,fromtheveryslightnessoftheinterestwhichhiscountrymenhavehithertotakeninthesubject,abetterjudgethanaFrenchmanoraGermanofthevalueoftheassertionsIhaveventuredtomake。AnybodywhoknowswhatRomanjurisprudenceis,asactuallypractisedbytheRomans,andwhowillobserveinwhatcharacteristictheearliestWesterntheologyandphilosophydifferfromthephasesofthoughtwhichprecededthem,maybesafelylefttopronouncewhatwasthenewelementwhichhadbeguntopervadeandgovernspeculation。
  ThepartofRomanlawwhichhashadmostextensiveinfluenceonforeignsubjectsofinquiryhasbeenthelawofObligation,orwhatcomesnearlytothesamething,ofContractandDelict。TheRomansthemselveswerenotunawareoftheofficeswhichthecopiousandmalleableterminologybelongingtothispartoftheirsystemmightbemadetodischarge,andthisisprovedbytheiremploymentofthepeculiaradjunctquasiinsuchexpressionsasQuasi-ContractandQuasi-Delict。"Quasi,"soused,isexclusivelyatermofclassification。IthasbeenusualwithEnglishcriticstoidentifytheQuasi-contractswithimpliedcontracts,butthisisanerror,forimpliedcontractsaretruecontracts,whichquasi-contractsarenot。Inimpliedcontracts,actsandcircumstancesarethesymbolsofthesameingredientswhicharesymbolised,inexpresscontracts,bywords;andwhetheramanemploysonesetofsymbolsortheothermustbeamatterofindifferencesofarasconcernsthetheoryofagreement。ButaQuasi-Contractisnotacontractatall。Thecommonestsampleoftheclassistherelationsubsistingbetweentwopersonsoneofwhomhaspaidmoneytotheotherthroughmistake。Thelaw,consultingtheinterestsofmorality,imposesanobligationonthereceivertorefund,buttheverynatureofthetransactionindicatesthatitisnotacontract,inasmuchastheConvention,themostessentialingredientofContract,iswanting。Thisword"quasi,"prefixedtoatermofRomanlaw,impliesthattheconceptiontowhichitservesasanindexisconnectedwiththeconceptionwithwhichthecomparisonisinstitutedbyastrongsuperficialanalogyorresemblance。Itdoesnotdenotethatthetwoconceptionsarethesameorthattheybelongtothesamegenus。Onthecontrary,itnegativesthenotionofanidentitybetweenthem;butitpointsoutthattheyaresufficientlysimilarforonetobeclassedasthesequeltotheother,andthatthephraseologytakenfromonedepartmentoflawmaybetransferredtotheotherandemployedwithoutviolentstraininginthestatementofruleswhichwouldotherwisebeimperfectlyexpressed。
  Ithasbeenshrewdlyremarked,thattheconfusionbetweenImpliedContracts,whicharetruecontracts,andQuasiContracts,whicharenotcontractsatall,hasmuchincommonwiththefamouserrorwhichattributedpoliticalrightsanddutiestoanOriginalCompactbetweenthegovernedandthegovernor。Longbeforethistheoryhadclotheditselfindefiniteshape,thephraseologyofRomancontract-lawhadbeenlargelydrawnupontodescribethatreciprocityofrightsanddutieswhichmenhadalwaysconceivedasexistingbetweensovereignsandsubjects。
  Whiletheworldwasfullofmaximssettingforthwiththeutmostpositivenesstheclaimsofkingstoimplicitobedience——maximswhichpretendedtohavehadtheiroriginintheNewTestament,butwhichwerereallyderivedfromindeliblerecollectionsoftheCesariandespotism——theconsciousnessofcorrelativerightspossessedbythegovernedwouldhavebeenentirelywithoutthemeansofexpressioniftheRomanlawofObligationhadnotsuppliedalanguagecapableofshadowingforthanideawhichwasasyetimperfectlydeveloped。Theantagonismbetweentheprivilegesofkingsandtheirdutiestotheirsubjectswasnever,Ibelieve,lostsightofsinceWesternhistorybegan,butithadinterestforfewexceptspeculativewriterssolongasfeudalismcontinuedinvigour,forfeudalismeffectuallycontrolledbyexpresscustomstheexorbitanttheoreticalpretensionsofmostEuropeansovereigns。Itisnotorious,however,thatassoonasthedecayoftheFeudalSystemhadthrownthemedievalconstitutionsoutofworkingorder,andwhentheReformationhaddiscreditedtheauthorityofthePope,thedoctrineofthedivinerightofKingsroseimmediatelyintoanimportancewhichhadneverbeforeattendedit。ThevoguewhichitobtainedentailedstillmoreconstantresorttothephraseologyofRomanlaw,andacontroversywhichhadoriginallywornatheologicalaspectassumedmoreandmoretheairofalegaldisputation。A
  phenomenonthenappearedwhichhasrepeatedlyshownitselfinthehistoryofopinion。JustwhentheargumentformonarchicalauthorityroundeditselfintothedefinitedoctrineofFilmer,thephraseology,borrowedfromtheLawofContract,whichhadbeenusedindefenceoftherightsofsubjects,crystallisedintothetheoryofanactualoriginalcompactbetweenkingandpeople,atheorywhich,firstinEnglishandafterwards,andmoreparticularly,inFrenchhands,expandedintoacomprehensiveexplanationofallthephenomenaofsocietyandlaw。Buttheonlyrealconnectionbetweenpoliticalandlegalsciencehadconsistedinthelastgivingtothefirstthebenefitofitspeculiarlyplasticterminology。TheRomanjurisprudenceofContracthadperformedfortherelationofsovereignandsubjectpreciselythesameservicewhich,inahumblersphere,itrenderedtotherelationofpersonboundtogetherbyanobligationof"quasi-contract。"Ithadfurnishedabodyofwordsandphraseswhichapproximatedwithsufficientaccuracytotheideaswhichthenwerefromtimetotimeformingonthesubjectofpoliticalobligation。ThedoctrineofanOriginalCompactcanneverbeputhigherthanitisplacedbyDr。Whewell,whenhesuggeststhat,thoughunsound,"itmaybeaconvenientformfortheexpressionofmoraltruths。"
  TheextensiveemploymentoflegallanguageonpoliticalsubjectspreviouslytotheinventionoftheOriginalCompact,andthepowerfulinfluencewhichthatassumptionhasexercisedsubsequently,amplyaccountfortheplentifulnessinpoliticalscienceofwordsandconceptions,whichweretheexclusivecreationofRomanjurisprudence。OftheirplentifulnessinMoralPhilosophyaratherdifferentexplanationmustbegiven,inasmuchasethicalwritingshavelaidRomanlawundercontributionmuchmoredirectlythanpoliticalspeculations,andtheirauthorshavebeenmuchmoreconsciousoftheextentoftheirobligation。InspeakingofmoralphilosophyasextraordinarilyindebtedtoRomanjurisprudence,ImustbeunderstoodtointendmoralphilosophyasunderstoodpreviouslytothebreakinitshistoryeffectedbyKant,thatis,asthescienceoftherulesgoverninghumanconduct,oftheirproperinterpretationandofthelimitationstowhichtheyaresubject。SincetheriseoftheCriticalPhilosophy,moralsciencehasalmostwhollylostitsoldermeaning,and,exceptwhereitispreservedunderadebasedforminthecasuistrystillcultivatedbyRomanCatholictheologians,itseemstoberegardednearlyuniversallyasabranchofontologicalinquiry。IdonotknowthatthereisasinglecontemporaryEnglishwriter,withtheexceptionofDr。Whewell,whounderstandsmoralphilosophyasitwasunderstoodbeforeitwasabsorbedbymetaphysicsandbeforethegroundworkofitsrulescametobeamoreimportantconsiderationthantherulesthemselves。Solong,however,asethicalsciencehadtodowiththepracticalregimenofconduct,itwasmoreorlesssaturatedwithRomanlaw。Likeallthegreatsubjectsofmodernthought,itwasoriginallyincorporatedwiththeology。ThescienceofMoralTheology,asitwasatfirstcalled,andasitisstilldesignatedbytheRomanCatholicdivines,wasundoubtedlyconstructed,tothefullknowledgeofitsauthors,bytakinprinciplesofconductfromthesystemoftheChurch,andbyusingthelanguageandmethodsofjurisprudencefortheirexpressionandexpansion。Whilethisprocesswenton,itwasinevitablethatjurisprudence,thoughmerelyintendedtobethevehicleofthought,shouldcommunicateitscolourtothethoughtitself。Thetingereceivedthroughcontactwithlegalconceptionsisperfectlyperceptibleintheearliestethicalliteratureofthemodernworld,anditisevident,Ithink,thattheLawofContract,basedasitisonthecompletereciprocityandindissolubleconnectionofrightsandduties,hasactedasawholesomecorrectivetothepredispositionsofwriterswho,iflefttothemselves,mighthaveexclusivelyviewedamoralobligationasthepublicdutyofacitizenintheCivitasDei。
  ButtheamountofRomanLawinmoraltheologybecomessensiblysmalleratthetimeofitscultivationbythegreatSpanishmoralists。Moraltheology,developedbythejuridicalmethodofdoctorcommentingondoctor,provideditselfwithaphraseologyofitsown,andAristotelianpeculiaritiesofreasoningandexpression,imbibeddoubtlessingreatpartfromtheDisputationsonMoralsintheacademicalschools,taketheplaceofthatspecialturnofthoughtandspeechwhichcanneverbemistakenbyanypersonconversantwiththeRomanlaw。IfthecreditoftheSpanishschoolofmoraltheologianshadcontinued,thejuridicalingredientinethicalsciencewouldhavebeeninsignificant,buttheusemadeoftheirconclusionsbythenextgenerationofRomanCatholicwritersonthesesubjectsalmostentirelydestroyedtheirinfluence。MoralTheology,degradedintoCasuistry,lostallinterestfortheleadersofEuropeanspeculation;andthenewscienceofMoralPhilosophy,whichwasentirelyinthehandsoftheProtestants,swervedgreatlyasidefromthepathwhichthemoraltheologianshadfollowed。TheeffectwasvastlytoincreasetheinfluenceofRomanlawonethicalinquiry。
  "Shortly1*aftertheReformation,wefindtwogreatschoolsofthoughtdividingthisclassofsubjectsbetweenthem。ThemostinfluentialofthetwowasatfirstthesectofschoolknowntousastheCasuists,alloftheminspiritualcommunionwiththeRomanCatholicChurch,andnearlyallofthemaffiliatedtooneorotherofherreligiousorders。OntheothersidewereabodyofwriterconnectedwitheachotherbyacommonintellectualdescentfromthegreatauthorofthetreatiseDeJureBellietPacis,HugoGrotius。AlmostallofthelatterwereadherentsoftheReformation,andthoughitcannotbesaidthattheywereformallyandavowedlyatconflictwiththeCasuists,theoriginandobjectoftheirsystemwereneverthelessessentiallydifferentfromthoseofCasuistry。Itisnecessarytocallattentiontothisdifference,becauseitinvolvesthequestionoftheinfluenceofRomanlawonthatdepartmentofthoughtwithwhichbothsystemsareconcerned。ThebookofGrotius,thoughittouchesquestionsofpureEthicsineverypage,andthoughitistheparentimmediateorremoteofinnumerablevolumesofformalmorality,isnot,asiswellknown,aprofessedtreatiseonMoralPhilosophy;itisanattempttodeterminetheLawofNature,orNaturalLaw。Now,withoutenteringuponthequestion,whethertheconceptionofaLawNaturalbenotexclusivelyacreationoftheRomanjurisconsults,wemaylaydownthat,evenontheadmissionofGrotiushimself,thedictaoftheRomanjurisprudenceastowhatpartsofknownpositivelawmustbetakentobepartsoftheLawofNature,are,ifnotinfallible,tobereceivedatalleventswiththeprofoundestrespect。HencethesystemofGrotiusisimplicatedwithRomanlawatitsveryfoundation,andthisconnectionrenderedinevitable——whatthelegaltrainingofthewriterwouldperhapshaveentailedwithoutit——thefreeemploymentineveryparagraphoftechnicalphraseology,andofmodesofreasoning,defining,andillustrating,whichmustsometimesconcealthesense,andalmostalwaystheforceandcogency,oftheargumentfromthereaderwhoisunfamiliarwiththesourceswhencetheyhavebeenderived。Ontheotherhand,CasuistryborrowslittlefromRomanlaw,andtheviewsofmoralitycontendedforhavenothingwhateverincommonwiththeundertakingofGrotius。Allthatphilosophyofrightandwrongwhichhasbecomefamous,orinfamous,underthenameofCasuistry,haditsorigininthedistinctionbetweenMortalandVenialSin。Anaturalanxietytoescapetheawfulconsequencesofdeterminingaparticularacttobemortallysinful,andadesire,equallyintelligible,toassisttheRomanCatholicChurchinitsconflictwithProtestantismbydisburtheningitofaninconvenienttheory,werethemotiveswhichimpelledtheauthorsoftheCasuisticalphilosophytotheinventionofanelaboratesystemofcriteria,intendedtoremoveimmoralactions,inasmanycasesaspossible,outofthecategoryofmortaloffences,andtostampthemasvenialsins。Thefateofthisexperimentismatterofordinaryhistory。WeknowthatthedistinctionsofCasuistry,byenablingthepriesthoodtoadjustspiritualcontroltoallthevarietiesofhumancharacter,didreallyconferonitaninfluencewithprinces,statesmen,andgenerals,unheardofintheagesbeforetheReformation,anddidreallycontributelargelytothatgreatreactionwhichcheckedandnarrowedthefirstsuccessesofProtestantism。Butbeginningintheattempt,nottoestablish,buttoevade——nottodiscoveraprinciple,buttoescapeapostulate——nottosettlethenatureofrightandwrong,buttodeterminewhatwasnotwrongofaparticularnature,——Casuistrywentonwithitsdexterousrefinementstillitendedinsoattenuatingthemoralfeaturesofactions,andsobelyingthemoralinstinctsofOurbeing,thatatlengththeconscienceofmankindrosesuddenlyinrevoltagainstit,andconsignedtoonecommonruinthesystemanditsdoctors。Theblow,longpending,wasfinallystruckintheProvincialLettersofPascal,andsincetheappearanceofthosememorablePapers,nomoralistofthesmallestinfluenceorcredithaseveravowedlyconductedhisspeculationsinthefootstepsoftheCasuists。ThewholefieldofethicalsciencewasthusleftattheexclusivecommandofthewriterswhofollowedGrotius;anditstillexhibitsinanextraordinarydegreethetracesofthatentanglementwithRomanlawwhichissometimesimputedasafault,andsometimesthehighestofitsrecommendations,totheGrotiantheoryManyinquirerssinceGrotius’sdayhavemodifiedhisprinciples,andmany,ofcourse,sincetheriseoftheCriticalPhilosophy,havequitedesertedthem;buteventhosewhohavedepartedmostwidelyfromhisfundamentalassumptionshaveinheritedmuchofhismethodofstatement,ofhistrainofthought,andofhismodeofillustration;andthesehavelittlemeaningandnopointtothepersonignorantofRomanjurisprudence。"
  Ihavealreadysaidthat,withtheexceptionofthephysicalsciences,thereisnowalkofknowledgewhichhasbeensoslightlyaffectedbyRomanlawasMetaphysics。ThereasonisthatdiscussiononmetaphysicalsubjectshasalwaysbeenconductedinGreek,firstinpureGreek,andafterwardsinadialectofLatinexpresslyconstructedtogiveexpressiontoGreekconceptions。